Companies LPL Financial Holdings Inc.
LPL Financial (LPLA): executive pay, fiscal 2025
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CEO vs. named peers7th pct.Of 15 peer CEOs
CEO pay, last three years
- $3,729,366FY2023
- $4,717,883FY2024
- $14,574,496FY2025
CEO total pay was $14,574,496 in fiscal 2025, up from $4,717,883 in fiscal 2024.
FY2025: salary $900,000 · bonus $0 · stock awards $10,045,542 · option awards $0
Executives and directors
Richard Steinmeier · CEOMatthew Audette · PresidentAlbert J. Ko · Independent DirectorAllison H. Mnookin · Independent DirectorAnne M. Mulcahy · Independent DirectorCorey E. Thomas · Independent DirectorEdward C. Bernard · Independent DirectorH. Paulett Eberhart · Independent DirectorJames S. Putnam · Chair of the BoardRichard P. Schifter · Independent DirectorWilliam F. Glavin, Jr · Independent Director
Frequently asked questions
Who was the highest-paid executive at LPL Financial Holdings Inc. in fiscal 2025?
As disclosed, Richard Steinmeier (Chief Executive Officer) was the highest-paid executive at LPL Financial Holdings Inc. in fiscal 2025, with total compensation of $14,574,496.
How does LPL Financial Holdings Inc.'s chief executive pay compare to its disclosed peer group?
As disclosed, Richard Steinmeier's total compensation ranked at the 7th percentile of LPL Financial Holdings Inc.'s disclosed peer group.
What is LPL Financial Holdings Inc.'s CEO-to-median employee pay ratio?
As disclosed, LPL Financial Holdings Inc.'s CEO-to-median employee pay ratio was 156:1.
How did shareholders vote on LPL Financial Holdings Inc.'s executive compensation?
As disclosed, 98.48% of shareholders supported LPL Financial Holdings Inc.'s executive compensation in the latest say-on-pay vote.
How much does LPL Financial Holdings Inc. spend in total on board compensation for fiscal 2025?
As disclosed, LPL Financial Holdings Inc. reported total board compensation of $3,376,585 for fiscal 2025.
Answers are drawn only from the figures disclosed in this brief and cited to their location in the source filing. Where a figure required for an answer is not disclosed, that is stated rather than estimated.
Full detail
Every table from the filing. Open any section.
Summary compensation table
| Named executive officer | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension / NQDC | All other | Total |
|---|---|---|---|---|---|---|---|---|
| Richard Steinmeier | $900,000 | $0 | $10,045,542 | $0 | $3,591,000 | $0 | $37,954 | $14,574,496 |
| Chief Executive Officer | ||||||||
| Matthew Audette | 750,000 | 0 | 6,263,070 | 0 | 2,500,000 | 0 | 513,647 | 10,026,717 |
| President and Chief Financial Officer | ||||||||
| Greg Gates | 592,308 | 0 | 2,271,788 | 0 | 1,700,000 | 0 | 17,625 | 4,581,721 |
| Group Managing Director, Chief Technology and Information Officer | ||||||||
| Matthew Enyedi | 588,461 | 0 | 1,747,340 | 0 | 1,275,000 | 0 | 24,200 | 3,635,001 |
| Group Managing Director, Chief Client Officer | ||||||||
| Aneri Jambusaria | 488,462 | 0 | 1,164,739 | 0 | 885,000 | 0 | 17,625 | 2,555,826 |
| Group Managing Director, Chief Wealth Officer | ||||||||
A dash means the company reported no figure in that column; 0 means it reported zero. Figures are as printed in the filing, without adjustment.
Three-year trend — total compensation per named executive
| Named executive officer | FY2025 total | FY2024 total | FY2023 total | Δ FY2024→2025 |
|---|---|---|---|---|
| Richard Steinmeier | $14,574,496 | $4,717,883 | $3,729,366 | ↑ +9,856,613 |
| Matthew Audette | 10,026,717 | 4,380,163 | 3,396,678 | ↑ +5,646,554 |
| Greg Gates | 4,581,721 | 3,864,169 | 3,390,162 | ↑ +717,552 |
| Matthew Enyedi | 3,635,001 | 2,900,570 | 2,455,055 | ↑ +734,431 |
| Aneri Jambusaria | 2,555,826 | — | — | — |
Prior-year totals as disclosed in the corresponding proxy; deltas are computed values with the derivation shown in the register.
Incentive-plan design — the Compensation Discussion & Analysis
The executive compensation program is designed to reward sustained positive financial and operating performance, aligning executive interests with those of the Company and its stakeholders while avoiding practices that may create unwarranted risk. It seeks to link compensation to the achievement of short-term and long-term strategic and operational goals and to attract, motivate, and retain highly qualified executive officers.
| CEO STI target (% of salary) | 300% |
|---|---|
| CEO LTI target (% of salary) | — |
| Independent consultant | Compensation Consultant |
| Clawback policy | true |
| Anti-hedging | true |
| Anti-pledging | true |
Equity grants and outstanding awards
Grants of plan-based awards — fiscal year 2025
| Executive | Award | Grant date | Threshold | Target | Granted | Maximum | Grant-date fair value |
|---|---|---|---|---|---|---|---|
| Matthew Enyedi | PSU | 2025-02-07 | 1,245 | 2,489 | — | 4,978 | $1,158,630 |
| Richard Steinmeier | RSU | 2025-02-07 | — | — | 6,971 | — | 2,473,719 |
| Matthew Audette | RSU | 2025-02-07 | — | — | 5,947 | — | 2,110,344 |
| Richard Steinmeier | PSU | 2025-02-07 | 8,133 | 16,266 | — | 32,532 | 7,571,823 |
| Matthew Enyedi | RSU | 2025-02-07 | — | — | 1,659 | — | 588,710 |
| Aneri Jambusaria | RSU | 2025-02-07 | — | — | 1,106 | — | 392,474 |
| Greg Gates | PSU | 2025-02-07 | 1,618 | 3,236 | — | 6,472 | 1,506,358 |
| Greg Gates | RSU | 2025-02-07 | — | — | 2,157 | — | 765,430 |
| Matthew Audette | PSU | 2025-02-07 | 4,461 | 8,921 | — | 17,842 | 4,152,726 |
| Aneri Jambusaria | PSU | 2025-02-07 | 830 | 1,659 | — | 3,318 | 772,265 |
Vehicle mix — grant-date fair value by award type
| Named executive officer | Time-vested (RSU) | Performance-vested (PSU) | Options / SARs | % performance-vested |
|---|---|---|---|---|
| Matthew Enyedi | $588,710 | $1,158,630 | $0 | 66.3% |
| Richard Steinmeier | 2,473,719 | 7,571,823 | 0 | 75.4% |
| Matthew Audette | 2,110,344 | 4,152,726 | 0 | 66.3% |
| Aneri Jambusaria | 392,474 | 772,265 | 0 | 66.3% |
| Greg Gates | 765,430 | 1,506,358 | 0 | 66.3% |
% performance-vested = PSU grant-date fair value ÷ (RSU + PSU + Options), a computed value with the derivation shown in the register.
Outstanding equity awards at fiscal year-end 2025
| Executive | Award | Shares unvested | Exercise price | Market value unvested |
|---|---|---|---|---|
| Matthew Enyedi | RSU | 494 | — | $176,442 |
| Greg Gates | RSU | 510 | — | 182,157 |
| Greg Gates | RSU | 511 | — | 182,514 |
| Matthew Audette | RSU | 591 | — | 211,087 |
| Richard Steinmeier | RSU | 619 | — | 221,088 |
| Matthew Enyedi | RSU | 1,193 | — | 426,104 |
| Greg Gates | RSU | 1,551 | — | 553,971 |
| Matthew Audette | RSU | 1,573 | — | 561,828 |
| Matthew Enyedi | RSU | 1,659 | — | 592,545 |
| Richard Steinmeier | RSU | 1,736 | — | 620,047 |
| Matthew Enyedi | RSU | 1,799 | — | 642,549 |
| Greg Gates | RSU | 1,856 | — | 662,908 |
| Matthew Audette | RSU | 2,152 | — | 768,630 |
| Greg Gates | RSU | 2,157 | — | 770,416 |
| Richard Steinmeier | RSU | 2,255 | — | 805,418 |
| Matthew Enyedi | RSU | 4,978 | — | 1,777,992 |
| Matthew Enyedi | RSU | 5,368 | — | 1,917,289 |
| Matthew Audette | RSU | 5,947 | — | 2,124,090 |
| Greg Gates | RSU | 6,472 | — | 2,311,604 |
| Richard Steinmeier | RSU | 6,971 | — | 2,489,832 |
| Greg Gates | RSU | 6,980 | — | 2,493,047 |
| Matthew Audette | RSU | 7,078 | — | 2,528,049 |
| Richard Steinmeier | RSU | 7,810 | — | 2,789,498 |
| Matthew Audette | RSU | 17,842 | — | 6,372,627 |
| Richard Steinmeier | RSU | 32,532 | — | 11,619,454 |
Director compensation
| Director | Cash fees | Stock awards | Option awards | Non-equity incentive | All other | Total |
|---|---|---|---|---|---|---|
| James S. PutnamIndependent · Board Chair · Compensation Committee | $257,500 | $224,245 | $0 | $0 | $0 | $481,745 |
| H. Paulett EberhartIndependent · Compensation Committee | 147,500 | 224,245 | 0 | 0 | 0 | 371,745 |
| Edward C. BernardIndependent · Audit and Risk Committee · Compensation Committee | 142,230 | 224,245 | 0 | 0 | 0 | 366,475 |
| Allison H. MnookinIndependent · Nominating and Governance Committee | 140,000 | 224,245 | 0 | 0 | 0 | 364,245 |
| Corey E. ThomasIndependent · Audit and Risk Committee · Nominating and Governance Committee | 139,730 | 224,245 | 0 | 0 | 0 | 363,975 |
| William F. Glavin JrIndependent · Compensation · Nominating and Governance | 137,230 | 224,245 | 0 | 0 | 0 | 361,475 |
| Anne M. MulcahyIndependent · Nominating and Governance (Chair) | 134,730 | 224,245 | 0 | 0 | 0 | 358,975 |
| Albert J. KoIndependent · Audit and Risk Committee | 129,730 | 224,245 | 0 | 0 | 0 | 353,975 |
| Richard P. SchifterIndependent · Audit and Risk Committee | 129,730 | 224,245 | 0 | 0 | 0 | 353,975 |
| Richard SteinmeierEmployee director | 0 | 0 | 0 | — | 0 | 0 |
Board fee structure and ownership guideline
| Annual cash retainer | $105,000 |
|---|---|
| Annual equity retainer | $205,000 |
| Per board meeting fee | — |
| Committee chair fees (audit / comp / nom-gov) | 30,000 / 25,000 / 20,000 |
| Stock ownership guideline | $525,000 |
Total cost of the board
| Component | FY2025 |
|---|---|
| Cash retainers and fees | $1,358,380 |
| Equity awards (grant-date value) | $2,018,205 |
| All other compensation | $0 |
| Total cost of the board | $3,376,585 |
Computed as the sum of the director compensation table rows above; inputs and formula shown in the register.
Peer group, and who names LPL Financial as a peer
Companies that benchmark against LPLA
8 companies name LPLA as a compensation peer
The list of companies that name LPLA as a peer is temporarily unavailable — recheck shortly.
Disclosed peer group — fiscal year 2025
The compensation peer group as the company disclosed it in its own proxy — the reference set behind the percentile above.
BEN Franklin Resources, Inc.RJF Raymond James Financial, Inc.STT State Street CorporationAMP Ameriprise Financial, Inc.BNY Bank of New York Mellon CorporationBR Broadridge Financial Solutions, Inc.FIS Fidelity National Information Services, Inc.IBKR Interactive Brokers Group, Inc.IVZ Invesco Ltd.NDAQ Nasdaq, Inc.NTRS Northern Trust Corp.SSNC SS&C Technologies Holdings, Inc.SF Stifel Financial Corp.TROW T. Rowe Price Group, Inc.SCHW The Charles Schwab Corporation
Peer reciprocity
Of the companies LPL Financial Holdings Inc. names as compensation peers, which name it back in their own disclosed peer groups. A peer set the market reciprocates reads differently from one selected in a single direction.
— Franklin Resources, Inc. (BEN)99✓ Raymond James Financial, Inc. (RJF)100 State Street Corporation (STT)— Ameriprise Financial, Inc. (AMP)101— Bank of New York Mellon Corporation (BNY)102— Broadridge Financial Solutions, Inc. (BR)103— Fidelity National Information Services, Inc. (FIS)104— Interactive Brokers Group, Inc. (IBKR)105— Invesco Ltd. (IVZ)106— Nasdaq, Inc. (NDAQ)107— Northern Trust Corp. (NTRS)108— SS&C Technologies Holdings, Inc. (SSNC)109✓ Stifel Financial Corp. (SF)110— T. Rowe Price Group, Inc. (TROW)111✓ The Charles Schwab Corporation (SCHW)112
Reciprocity shown where the peer’s own current proxy has been read — each mark is cited in the register to that peer’s filing. A dash means the peer’s current proxy was read and names no reciprocal group including LPL Financial Holdings Inc..
Chief executive pay against the peer group
Most recent fiscal-year chief executive compensation at each disclosed peer, taken from that company’s own proxy statement.
| Rank | Company | FY | Chief executive | Salary | Stock awards | Option awards | Non-equity incentive | Total |
|---|---|---|---|---|---|---|---|---|
| 1 | Bank of New York Mellon Corporation | 2025 | Robin Vince | $1,300,000 | $47,440,141 | $25,000,004 | $9,510,000 | $83,472,970 |
| 2 | Ameriprise Financial, Inc. | 2025 | James Cracchiolo | 1,250,000 | 15,010,000 | 3,990,000 | 7,750,000 | 30,828,468 |
| 3 | Nasdaq, Inc. | 2025 | Adena Friedman | 1,359,616 | 17,491,321 | 0 | 6,086,509 | 25,014,550 |
| 4 | SS&C Technologies Holdings, Inc. | 2025 | William Stone | 1,000,000 | 11,979,259 | 3,750,009 | 8,270,000 | 25,007,664 |
| 5 | Fidelity National Information Services, Inc. | 2025 | Stephanie Ferris | 1,250,000 | 18,741,367 | 0 | 2,812,500 | 22,928,412 |
| 6 | Interactive Brokers Group, Inc. | 2025 | Milan Galik | 590,000 | 14,550,000 | 0 | 0 | 19,669,486 |
| 7 | State Street Corporation | 2025 | Ronald O'Hanley | 1,200,000 | 12,764,924 | 0 | 5,399,375 | 19,529,070 |
| 8 | Broadridge Financial Solutions, Inc. | 2026 | Timothy Gokey | 1,109,245 | 6,737,573 | 7,905,295 | 1,933,465 | 19,130,826 |
| 9 | Stifel Financial Corp. | 2025 | Ronald Kruszewski | 200,000 | 8,880,000 | 0 | 0 | 18,908,297 |
| 10 | The Charles Schwab Corporation | 2025 | Richard Wurster | 1,248,468 | 7,612,553 | 5,075,019 | 4,727,416 | 18,755,222 |
| 11 | Raymond James Financial, Inc. | 2025 | Paul Shoukry | 645,833 | 8,549,748 | 0 | — | 17,277,875 |
| 12 | T. Rowe Price Group, Inc. | 2025 | Robert Sharps | 350,000 | 8,401,689 | 0 | 8,401,500 | 17,245,792 |
| 13 | Franklin Resources, Inc. | 2025 | Jennifer Johnson | 750,000 | 8,959,771 | 0 | 6,925,000 | 16,844,816 |
| 14 | Invesco Ltd. | 2025 | Andrew Schlossberg | 750,000 | 10,084,903 | 0 | 5,321,250 | 16,299,849 |
| 15 | LPL Financial Holdings Inc. | 2025 | Richard Steinmeier | 900,000 | 10,045,542 | 0 | 3,591,000 | 14,574,496 |
| 16 | Northern Trust Corp. | 2025 | Michael O'Grady | 1,000,000 | 6,150,111 | 0 | 2,730,000 | 10,059,154 |
Each peer’s compensation is from its most recently filed proxy; fiscal years differ by company. Each peer’s figures come from its own filings; the subject company is highlighted. Peers whose chief executive compensation is outside our coverage universe are stated as such, never left blank.
Incentive design against the same peers
| Company | Annual incentive payout | Long-term vehicle mix | PSU measures include TSR | Compensation consultant |
|---|---|---|---|---|
| LPL Financial Holdings Inc. | 133% | PSU 70 · RSU 30 | Yes — TSR relative to Comparator Group | Compensation Consultant |
| Ameriprise Financial, Inc. | 155% | PSU 50 | No | Semler Brossy |
| Bank of New York Mellon Corporation | not disclosed | PSU 75 · RSU 25 | Yes — TSR percentile vs. Relative Peer Group | Meridian |
| Broadridge Financial Solutions, Inc. | not disclosed | PSU 50 · Options 50 | No | FW Cook |
| Fidelity National Information Services, Inc. | 100% | PSU 50 · RSU 50 | Yes — Relative TSR vs S&P 500 | Meridian |
| Franklin Resources, Inc. | not disclosed | PSU 100 | Yes | Semler Brossy Consulting Group |
| Interactive Brokers Group, Inc. | 678% | RSU 100 | not disclosed | We have not utilized the services of a compensation consultant to date |
| Invesco Ltd. | 129% | not disclosed | Yes — Relative TSR | Johnson Associates, Inc. |
| Nasdaq, Inc. | 149% | not disclosed | Yes — TSR relative to S&P 500 companies | Exequity |
| Northern Trust Corp. | not disclosed | PSU 65 · RSU 35 | No | Meridian Compensation Partners, LLC |
| Raymond James Financial, Inc. | not disclosed | PSU 60 | No | Meridian Compensation Partners |
| SS&C Technologies Holdings, Inc. | 165.4% | PSU 50 · Options 25 · RSU 25 | Yes — Relative TSR Modifier | FW Cook |
| State Street Corporation | not disclosed | PRSU 67 · DSA 33 | No | Meridian Compensation Partners |
| Stifel Financial Corp. | not disclosed | not disclosed | No | Compensation Advisory Partners LLC |
| T. Rowe Price Group, Inc. | not disclosed | RSU 50 · PRSU 50 | No | Johnson Associates |
| The Charles Schwab Corporation | 116.5% | PBRSU 60 · Option 40 | No | Semler Brossy |
Read from each company’s Compensation Discussion and Analysis: annual incentive payout as a percentage of target, the disclosed long-term vehicle mix, whether performance-share measures include a total shareholder return component, and the retained compensation consultant. “Not disclosed” appears only where the company’s filing does not state the item.
Say-on-pay history and pay ratio
| Meeting year | Meeting date | For | Against | Abstain | Support | Outcome |
|---|---|---|---|---|---|---|
| 2026 | 2026-05-14 | 72,623,489 | 1,117,499 | 42,247 | 98.48% | Passed |
| 2025 | 2025-05-22 | 64,289,292 | 2,181,183 | 78,771 | 96.72% | Passed |
| 2024 | 2024-05-09 | 64,656,343 | 2,225,660 | 27,830 | 96.67% | Passed |
| 2023 | 2023-05-11 | 66,292,741 | 1,949,741 | 63,072 | 97.14% | Passed |
| 2022 | 2022-05-18 | 71,210,875 | 1,428,031 | 90,246 | 98.03% | Passed |
| 2021 | 2021-05-05 | 70,129,199 | 673,864 | 117,463 | 99.05% | Passed |
Rows are labeled by annual-meeting year, with the meeting date beside each; the vote held in a given year acts on the prior fiscal year’s compensation.
Say-on-pay — history, company’s computation
| Meeting year | Meeting date | Approval — company’s computation |
|---|---|---|
| 2026 | 2026-05-14 | 98.48%a |
| 2025 | 2025-05-22 | 96.72%b |
| 2024 | 2024-05-09 | 96.67%c |
a. Voting standard not stated in the filing.
b. Voting standard not stated in the filing.
c. Voting standard not stated in the filing.
Approval percentages are the company’s own reported computations under its own stated standard, not recomputed by Velarion. Where a company does not state a standard, none is assumed.
CEO pay ratio
| Ratio (CEO : median employee) | 156 : 1 |
|---|---|
| CEO total compensation | $14,574,496 |
| Median employee compensation | $93,417 |
Insider trades since the proxy
Every insider equity transaction reported on Form 4 after the 2025 proxy statement — acquisitions, dispositions, exercises, and withholdings — and therefore not reflected in any table in that document.
| Insider | Role | Transaction date | Code | Shares | Price | Value | Security | Source |
|---|---|---|---|---|---|---|---|---|
| Matthew Audette | President and CFO | 2026-04-14 | D | 330 | $325 | $107,250 | Common | Form 4 ↗ |
| Matthew Audette | President and CFO | 2026-04-14 | D | 139 | 326 | 45,336 | Common | Form 4 ↗ |
| Matthew Audette | President and CFO | 2026-04-15 | D | 220 | 327 | 72,039 | Common | Form 4 ↗ |
| Matthew Audette | President and CFO | 2026-04-15 | D | 595 | 331 | 196,999 | Common | Form 4 ↗ |
| Matthew Audette | President and CFO | 2026-04-15 | D | 106 | 332 | 35,221 | Common | Form 4 ↗ |
| Matthew Audette | President and CFO | 2026-04-15 | D | 189 | 328 | 62,056 | Common | Form 4 ↗ |
| James S. Putnam | Director | 2026-05-07 | D | 100 | 0 | 0 | Common | Form 4 ↗ |
| H. Paulett Eberhart | Director | 2026-05-15 | A | 712 | 0 | 0 | Common | Form 4 ↗ |
| William F. Glavin Jr | Director | 2026-05-15 | A | 712 | 0 | 0 | Common | Form 4 ↗ |
| Somesh Khanna | Director | 2026-05-15 | A | 712 | 0 | 0 | Common | Form 4 ↗ |
| Albert J. Ko | Director | 2026-05-15 | A | 712 | 0 | 0 | Common | Form 4 ↗ |
| Anne M. Mulcahy | Director | 2026-05-15 | A | 712 | 0 | 0 | Common | Form 4 ↗ |
| Richard P. Schifter | Director | 2026-05-15 | A | 712 | 0 | 0 | Common | Form 4 ↗ |
| Anne M. Mulcahy | Director | 2026-05-15 | A | 348 | 0 | 0 | Common | Form 4 ↗ |
| Corey E. Thomas | Director | 2026-05-15 | A | 712 | 0 | 0 | Common | Form 4 ↗ |
| Edward C. Bernard | Director | 2026-05-15 | A | 348 | 0 | 0 | Common | Form 4 ↗ |
| Allison H. Mnookin | Director | 2026-05-15 | A | 712 | 0 | 0 | Common | Form 4 ↗ |
| Richard P. Schifter | Director | 2026-05-15 | A | 348 | 0 | 0 | Common | Form 4 ↗ |
| Corey E. Thomas | Director | 2026-05-15 | A | 348 | 0 | 0 | Common | Form 4 ↗ |
| James S. Putnam | Director | 2026-05-15 | A | 712 | 0 | 0 | Common | Form 4 ↗ |
| Edward C. Bernard | Director | 2026-05-15 | A | 712 | 0 | 0 | Common | Form 4 ↗ |
| Richard P. Schifter | Director | 2026-06-04 | A | 19 | 0 | 0 | Common | Form 4 ↗ |
| H. Paulett Eberhart | Director | 2026-06-04 | A | 5 | 0 | 0 | Common | Form 4 ↗ |
| William F. Glavin Jr | Director | 2026-06-04 | A | 15 | 0 | 0 | Common | Form 4 ↗ |
| James S. Putnam | Director | 2026-06-04 | A | 10 | 0 | 0 | Common | Form 4 ↗ |
| Allison H. Mnookin | Director | 2026-06-04 | A | 3 | 0 | 0 | Common | Form 4 ↗ |
| Corey E. Thomas | Director | 2026-06-04 | A | 7 | 0 | 0 | Common | Form 4 ↗ |
| Edward C. Bernard | Director | 2026-06-04 | A | 4 | 0 | 0 | Common | Form 4 ↗ |
| Greg Gates | Group Managing Director | 2026-06-12 | D | 232 | 296 | 68,593 | Common | Form 4 ↗ |
| Marc Eliot Cohen | Group Managing Director | 2026-06-12 | D | 44 | 296 | 13,009 | Common | Form 4 ↗ |
| Aneri Jambusaria | Group Managing Director | 2026-06-17 | D | 308 | 306 | 94,248 | Common | Form 4 ↗ |
| Matthew Enyedi | Group Managing Director | 2026-07-31 | D | 296 | 353 | 104,598 | Common | Form 4 ↗ |
| Matthew Enyedi | Group Managing Director | 2026-07-31 | D | 1 | 356 | 356 | Common | Form 4 ↗ |
| Matthew Enyedi | Group Managing Director | 2026-07-31 | D | 51 | 355 | 18,081 | Common | Form 4 ↗ |
| Matthew Enyedi | Group Managing Director | 2026-07-31 | D | 463 | 353 | 163,333 | Common | Form 4 ↗ |
| Matthew Enyedi | Group Managing Director | 2026-07-31 | D | 189 | 351 | 66,350 | Common | Form 4 ↗ |
| James S. Putnam | Director | 2026-08-03 | D | 2,000 | 0 | 0 | Common | Form 4 ↗ |
| Greg Gates | Group Managing Director | 2026-08-20 | A | 7,189 | 78 | 557,363 | Common | Form 4 ↗ |
| Greg Gates | Group Managing Director | 2026-08-20 | D | 7,189 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Greg Gates | Group Managing Director | 2026-08-20 | D | 4,119 | 355 | 1,463,810 | Common | Form 4 ↗ |
| Aneri Jambusaria | Group Managing Director | 2026-08-27 | D | 308 | 357 | 110,067 | Common | Form 4 ↗ |
| Edward C. Bernard | Director | 2026-08-28 | A | 3 | 0 | 0 | Common | Form 4 ↗ |
| H. Paulett Eberhart | Director | 2026-08-28 | A | 4 | 0 | 0 | Common | Form 4 ↗ |
| William F. Glavin Jr | Director | 2026-08-28 | A | 10 | 0 | 0 | Common | Form 4 ↗ |
| James S. Putnam | Director | 2026-08-28 | A | 7 | 0 | 0 | Common | Form 4 ↗ |
| Allison H. Mnookin | Director | 2026-08-28 | A | 2 | 0 | 0 | Common | Form 4 ↗ |
| Richard P. Schifter | Director | 2026-08-28 | A | 14 | 0 | 0 | Common | Form 4 ↗ |
| Corey E. Thomas | Director | 2026-08-28 | A | 4 | 0 | 0 | Common | Form 4 ↗ |
| Emily Field | Group Managing Director | 2026-09-05 | D | 106 | 359 | 38,089 | Common | Form 4 ↗ |
| Katharine Reeping | Principal Accounting Officer | 2026-09-11 | D | 439.95 | 348 | 153,049 | Common | Form 4 ↗ |
Transaction codes per Form 4: A acquisition · S open-market sale · F tax withholding · M option exercise · G gift. Value = shares × price as reported. Dividend-equivalent and fractional-share accrual rows (derivative Class A, under $10,000 and under 2,000 shares) are aggregated per date; every row appears in full below.
Sources (112 citations)
Each figure is listed with the filing it comes from, where it appears in that filing, and the value as printed. Any figure can be independently confirmed against the source.
- Section 01, Richard Steinmeier. DEF 14A, filed 2026-04-02. Section “Executive Compensation” · page 60. As printed: 14,574,496. View filing ↗
- Section 01, Matthew Audette. DEF 14A, filed 2026-04-02. Section “Executive Compensation”. As printed: 10,026,717. View filing ↗
- Section 01, Greg Gates. DEF 14A, filed 2026-04-02. Section “Executive Compensation”. As printed: 4,581,721. View filing ↗
- Section 01, Matthew Enyedi. DEF 14A, filed 2026-04-02. Section “Executive Compensation”. As printed: 3,635,001. View filing ↗
- Section 01, Aneri Jambusaria. DEF 14A, filed 2026-04-02. Section “Executive Compensation”. As printed: 2,555,826. View filing ↗
- Section 03, Matthew Enyedi PSU. DEF 14A, filed 2026-04-02. Section “Grants of Plan-Based Awards” · grants of plan-based awards table. View filing ↗
- Section 03, Richard Steinmeier RSU. DEF 14A, filed 2026-04-02. Section “Grants of Plan-Based Awards” · grants of plan-based awards table. View filing ↗
- Section 03, Matthew Audette RSU. DEF 14A, filed 2026-04-02. Section “Grants of Plan-Based Awards” · grants of plan-based awards table. View filing ↗
- Section 03, Richard Steinmeier PSU. DEF 14A, filed 2026-04-02. Section “Grants of Plan-Based Awards” · grants of plan-based awards table. View filing ↗
- Section 03, Matthew Enyedi RSU. DEF 14A, filed 2026-04-02. Section “Grants of Plan-Based Awards” · grants of plan-based awards table. View filing ↗
- Section 03, Aneri Jambusaria RSU. DEF 14A, filed 2026-04-02. Section “Grants of Plan-Based Awards” · grants of plan-based awards table. View filing ↗
- Section 03, Greg Gates PSU. DEF 14A, filed 2026-04-02. Section “Grants of Plan-Based Awards” · grants of plan-based awards table. View filing ↗
- Section 03, Greg Gates RSU. DEF 14A, filed 2026-04-02. Section “Grants of Plan-Based Awards” · grants of plan-based awards table. View filing ↗
- Section 03, Matthew Audette PSU. DEF 14A, filed 2026-04-02. Section “Grants of Plan-Based Awards” · grants of plan-based awards table. View filing ↗
- Section 03, Aneri Jambusaria PSU. DEF 14A, filed 2026-04-02. Section “Grants of Plan-Based Awards” · grants of plan-based awards table. View filing ↗
- Section 07, pay ratio. DEF 14A, filed 2026-04-02. Section “CEO Pay Ratio”. As printed: 156 : 1. View filing ↗
- Section 08, James S. Putnam. DEF 14A, filed 2026-04-02. Section “Director Compensation”. As printed: 481,745. View filing ↗
- Section 08, H. Paulett Eberhart. DEF 14A, filed 2026-04-02. Section “Director Compensation”. As printed: 371,745. View filing ↗
- Section 08, Edward C. Bernard. DEF 14A, filed 2026-04-02. Section “Director Compensation”. As printed: 366,475. View filing ↗
- Section 08, Allison H. Mnookin. DEF 14A, filed 2026-04-02. Section “Director Compensation”. As printed: 364,245. View filing ↗
- Section 08, Corey E. Thomas. DEF 14A, filed 2026-04-02. Section “Director Compensation”. As printed: 363,975. View filing ↗
- Section 08, William F. Glavin Jr. DEF 14A, filed 2026-04-02. Section “Director Compensation”. As printed: 361,475. View filing ↗
- Section 08, Anne M. Mulcahy. DEF 14A, filed 2026-04-02. Section “Director Compensation”. As printed: 358,975. View filing ↗
- Section 08, Albert J. Ko. DEF 14A, filed 2026-04-02. Section “Director Compensation”. As printed: 353,975. View filing ↗
- Section 08, Richard P. Schifter. DEF 14A, filed 2026-04-02. Section “Director Compensation”. As printed: 353,975. View filing ↗
- Section 08, Richard Steinmeier. DEF 14A, filed 2026-04-02. Section “Director Compensation”. As printed: 0. View filing ↗
- Section 02, Matthew Audette 2026-04-14. Form 4, filed 2026-04-16. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Matthew Audette 2026-04-14. Form 4, filed 2026-04-16. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Matthew Audette 2026-04-15. Form 4, filed 2026-04-16. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Matthew Audette 2026-04-15. Form 4, filed 2026-04-16. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Matthew Audette 2026-04-15. Form 4, filed 2026-04-16. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Matthew Audette 2026-04-15. Form 4, filed 2026-04-16. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, James S. Putnam 2026-05-07. Form 4, filed 2026-05-08. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, H. Paulett Eberhart 2026-05-15. Form 4, filed 2026-05-19. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, William F. Glavin Jr 2026-05-15. Form 4, filed 2026-05-19. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Somesh Khanna 2026-05-15. Form 4, filed 2026-05-19. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Albert J. Ko 2026-05-15. Form 4, filed 2026-05-19. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Anne M. Mulcahy 2026-05-15. Form 4, filed 2026-05-19. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Richard P. Schifter 2026-05-15. Form 4, filed 2026-05-19. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Anne M. Mulcahy 2026-05-15. Form 4, filed 2026-05-19. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Corey E. Thomas 2026-05-15. Form 4, filed 2026-05-19. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Edward C. Bernard 2026-05-15. Form 4, filed 2026-05-19. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Allison H. Mnookin 2026-05-15. Form 4, filed 2026-05-19. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Richard P. Schifter 2026-05-15. Form 4, filed 2026-05-19. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Corey E. Thomas 2026-05-15. Form 4, filed 2026-05-19. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, James S. Putnam 2026-05-15. Form 4, filed 2026-05-19. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Edward C. Bernard 2026-05-15. Form 4, filed 2026-05-19. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Richard P. Schifter 2026-06-04. Form 4, filed 2026-06-08. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, H. Paulett Eberhart 2026-06-04. Form 4, filed 2026-06-08. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, William F. Glavin Jr 2026-06-04. Form 4, filed 2026-06-08. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, James S. Putnam 2026-06-04. Form 4, filed 2026-06-08. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Allison H. Mnookin 2026-06-04. Form 4, filed 2026-06-08. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Corey E. Thomas 2026-06-04. Form 4, filed 2026-06-08. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Edward C. Bernard 2026-06-04. Form 4, filed 2026-06-08. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Greg Gates 2026-06-12. Form 4, filed 2026-06-15. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Marc Eliot Cohen 2026-06-12. Form 4, filed 2026-06-15. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Aneri Jambusaria 2026-06-17. Form 4, filed 2026-06-22. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Matthew Enyedi 2026-07-31. Form 4, filed 2026-08-04. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Matthew Enyedi 2026-07-31. Form 4, filed 2026-08-04. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Matthew Enyedi 2026-07-31. Form 4, filed 2026-08-04. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Matthew Enyedi 2026-07-31. Form 4, filed 2026-08-04. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Matthew Enyedi 2026-07-31. Form 4, filed 2026-08-04. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, James S. Putnam 2026-08-03. Form 4, filed 2026-08-04. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Greg Gates 2026-08-20. Form 4, filed 2026-08-21. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Greg Gates 2026-08-20. Form 4, filed 2026-08-21. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Greg Gates 2026-08-20. Form 4, filed 2026-08-21. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Aneri Jambusaria 2026-08-27. Form 4, filed 2026-08-31. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Edward C. Bernard 2026-08-28. Form 4, filed 2026-09-01. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, H. Paulett Eberhart 2026-08-28. Form 4, filed 2026-09-01. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, William F. Glavin Jr 2026-08-28. Form 4, filed 2026-09-01. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, James S. Putnam 2026-08-28. Form 4, filed 2026-09-01. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Allison H. Mnookin 2026-08-28. Form 4, filed 2026-09-01. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Richard P. Schifter 2026-08-28. Form 4, filed 2026-09-01. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Corey E. Thomas 2026-08-28. Form 4, filed 2026-09-01. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Emily Field 2026-09-05. Form 4, filed 2026-09-08. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 02, Katharine Reeping 2026-09-11. Form 4, filed 2026-09-14. Insider equity transaction reported since the proxy statement. View filing ↗
- Section 06, 2026 vote. Form 8-K, filed 2026-05-15. Item 5.07 · say-on-pay result. As reported: 98.48% (votes for as printed: 72,623,489). View filing ↗
- Section 06, 2025 vote. Form 8-K, filed 2025-05-23. Item 5.07 · say-on-pay result. As reported: 96.72% (votes for as printed: 64,289,292). View filing ↗
- Section 06, 2024 vote. Form 8-K, filed 2024-05-10. Item 5.07 · say-on-pay result. As reported: 96.67% (votes for as printed: 64,656,343). View filing ↗
- Section 01 trend, Δ column (computed). Computed. Δ = current-FY total − prior-FY total per named officer.
- Section 03b vehicle mix (computed). Computed. RSU / PSU / Options grant-date fair values summed per officer from the grants table; % performance-vested = PSU ÷ (RSU+PSU+Options).
- Section 09b board cost (computed). Computed. Cash 1,358,380 + equity 2,018,205 + all other 0 = 3,376,585, summed across the director compensation table rows.
- Bank of New York Mellon Corporation, Section 10b CEO total. DEF 14A, filed 2026-03-05. CEO total compensation as printed in Bank of New York Mellon Corporation's own proxy. As printed: 83,472,970. View filing ↗
- Ameriprise Financial, Inc., Section 10b CEO total. DEF 14A, filed 2026-03-20. CEO total compensation as printed in Ameriprise Financial, Inc.'s own proxy. As printed: 30,828,468. View filing ↗
- Nasdaq, Inc., Section 10b CEO total. DEF 14A, filed 2026-04-24. CEO total compensation as printed in Nasdaq, Inc.'s own proxy. As printed: 25,014,550. View filing ↗
- SS&C Technologies Holdings, Inc., Section 10b CEO total. DEF 14A, filed 2026-04-08. CEO total compensation as printed in SS&C Technologies Holdings, Inc.'s own proxy. As printed: 25,007,664. View filing ↗
- Fidelity National Information Services, Inc., Section 10b CEO total. DEF 14A, filed 2026-04-28. CEO total compensation as printed in Fidelity National Information Services, Inc.'s own proxy. As printed: 22,928,412. View filing ↗
- Interactive Brokers Group, Inc., Section 10b CEO total. DEF 14A, filed 2026-03-11. CEO total compensation as printed in Interactive Brokers Group, Inc.'s own proxy. As printed: 19,669,486. View filing ↗
- State Street Corporation, Section 10b CEO total. DEF 14A, filed 2026-04-08. CEO total compensation as printed in State Street Corporation's own proxy. As printed: 19,529,070. View filing ↗
- Broadridge Financial Solutions, Inc., Section 10b CEO total. DEF 14A, filed 2026-09-29. CEO total compensation as printed in Broadridge Financial Solutions, Inc.'s own proxy. As printed: 19,130,826. View filing ↗
- Stifel Financial Corp., Section 10b CEO total. DEF 14A, filed 2026-04-29. CEO total compensation as printed in Stifel Financial Corp.'s own proxy. As printed: 18,908,297. View filing ↗
- The Charles Schwab Corporation, Section 10b CEO total. DEF 14A, filed 2026-04-06. CEO total compensation as printed in The Charles Schwab Corporation's own proxy. As printed: 18,755,222. View filing ↗
- Raymond James Financial, Inc., Section 10b CEO total. DEF 14A, filed 2026-01-07. CEO total compensation as printed in Raymond James Financial, Inc.'s own proxy. As printed: 17,277,875. View filing ↗
- T. Rowe Price Group, Inc., Section 10b CEO total. DEF 14A, filed 2026-03-17. CEO total compensation as printed in T. Rowe Price Group, Inc.'s own proxy. As printed: 17,245,792. View filing ↗
- Franklin Resources, Inc., Section 10b CEO total. DEF 14A, filed 2025-12-22. CEO total compensation as printed in Franklin Resources, Inc.'s own proxy. As printed: 16,844,816. View filing ↗
- Invesco Ltd., Section 10b CEO total. DEF 14A, filed 2026-04-02. CEO total compensation as printed in Invesco Ltd.'s own proxy. As printed: 16,299,849. View filing ↗
- LPL Financial Holdings Inc. (subject), Section 10b CEO total. DEF 14A, filed 2026-04-02. CEO total compensation as printed in LPL Financial Holdings Inc.'s own proxy. As printed: 14,574,496. View filing ↗
- Northern Trust Corp., Section 10b CEO total. DEF 14A, filed 2026-03-11. CEO total compensation as printed in Northern Trust Corp.'s own proxy. As printed: 10,059,154. View filing ↗
- Section 10a, Franklin Resources, Inc. reciprocity. DEF 14A. Franklin Resources, Inc.'s most recent proxy was read; its disclosed peer group does not include LPL Financial Holdings Inc.. View filing ↗
- Section 10a, Raymond James Financial, Inc. reciprocity. DEF 14A. Raymond James Financial, Inc. names LPL Financial Holdings Inc. in its own disclosed peer group (read from its most recent proxy). View filing ↗
- Section 10a, Ameriprise Financial, Inc. reciprocity. DEF 14A. Ameriprise Financial, Inc.'s most recent proxy was read; its disclosed peer group does not include LPL Financial Holdings Inc.. View filing ↗
- Section 10a, Bank of New York Mellon Corporation reciprocity. DEF 14A. Bank of New York Mellon Corporation's most recent proxy was read; its disclosed peer group does not include LPL Financial Holdings Inc.. View filing ↗
- Section 10a, Broadridge Financial Solutions, Inc. reciprocity. DEF 14A. Broadridge Financial Solutions, Inc.'s most recent proxy was read; its disclosed peer group does not include LPL Financial Holdings Inc.. View filing ↗
- Section 10a, Fidelity National Information Services, Inc. reciprocity. DEF 14A. Fidelity National Information Services, Inc.'s most recent proxy was read; its disclosed peer group does not include LPL Financial Holdings Inc.. View filing ↗
- Section 10a, Interactive Brokers Group, Inc. reciprocity. DEF 14A. Interactive Brokers Group, Inc.'s most recent proxy was read; its disclosed peer group does not include LPL Financial Holdings Inc.. View filing ↗
- Section 10a, Invesco Ltd. reciprocity. DEF 14A. Invesco Ltd.'s most recent proxy was read; its disclosed peer group does not include LPL Financial Holdings Inc.. View filing ↗
- Section 10a, Nasdaq, Inc. reciprocity. DEF 14A. Nasdaq, Inc.'s most recent proxy was read; its disclosed peer group does not include LPL Financial Holdings Inc.. View filing ↗
- Section 10a, Northern Trust Corp. reciprocity. DEF 14A. Northern Trust Corp.'s most recent proxy was read; its disclosed peer group does not include LPL Financial Holdings Inc.. View filing ↗
- Section 10a, SS&C Technologies Holdings, Inc. reciprocity. DEF 14A. SS&C Technologies Holdings, Inc.'s most recent proxy was read; its disclosed peer group does not include LPL Financial Holdings Inc.. View filing ↗
- Section 10a, Stifel Financial Corp. reciprocity. DEF 14A. Stifel Financial Corp. names LPL Financial Holdings Inc. in its own disclosed peer group (read from its most recent proxy). View filing ↗
- Section 10a, T. Rowe Price Group, Inc. reciprocity. DEF 14A. T. Rowe Price Group, Inc.'s most recent proxy was read; its disclosed peer group does not include LPL Financial Holdings Inc.. View filing ↗
- Section 10a, The Charles Schwab Corporation reciprocity. DEF 14A. The Charles Schwab Corporation names LPL Financial Holdings Inc. in its own disclosed peer group (read from its most recent proxy). View filing ↗