Fiscal year 2025 executive and director compensation, incentive-plan design, equity activity, and governance — every figure in this brief is traceable to its exact location in the company’s SEC filing — the document, the section, the page, and the table, linked directly.
Each company listed discloses SF in its own benchmarking peer group, as disclosed in each company's most recent proxy statement within the last two proxy seasons. Two companies are therefore absent by design: one that named SF in an earlier year and no longer does, and one whose own most recent disclosure is older than the last two seasons.
| Named executive officer | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension / NQDC | All other | Total |
|---|---|---|---|---|---|---|---|---|
| Ronald Kruszewski | $200,000 | $8,900,000 | $8,880,000 | $0 | $0 | $0 | $928,297 | $18,908,297 |
| Chairman and Chief Executive Officer | ||||||||
| James Zemlyak | 300,000 | 5,820,000 | 4,400,000 | 0 | 0 | 0 | 403,537 | 10,923,537 |
| President and Head of Global Wealth Management | ||||||||
| Victor Nesi | 150,000 | 5,850,000 | 3,100,000 | 0 | 0 | 0 | 512,821 | 9,612,821 |
| Co-President and Head of Institutional Group (retired July 2025) | ||||||||
| Thomas Michaud | 300,000 | 6,090,000 | 2,665,000 | 0 | 0 | 0 | 198,526 | 9,253,526 |
| Senior Vice President | ||||||||
| C. Brad Raymond | 300,000 | 2,820,000 | 2,665,000 | 0 | 0 | 0 | 283,230 | 6,068,230 |
| Co-Head of Institutional Group | ||||||||
| James Marischen | 300,000 | 2,580,000 | 1,620,000 | 0 | 0 | 0 | 128,162 | 4,628,162 |
| Chief Financial Officer | ||||||||
A dash means the company reported no figure in that column; 0 means it reported zero. Figures are as printed in the filing, without adjustment.
| Named executive officer | FY2025 total | FY2024 total | FY2023 total | Δ FY2024→2025 |
|---|---|---|---|---|
| Ronald Kruszewski | $18,908,297 | $16,082,515 | $13,282,055 | +2,825,782 |
| James Zemlyak | 10,923,537 | 8,872,255 | 8,494,465 | +2,051,282 |
| Victor Nesi | 9,612,821 | 7,709,173 | 7,381,676 | +1,903,648 |
| Thomas Michaud | 9,253,526 | 3,884,174 | 4,057,321 | +5,369,352 |
| C. Brad Raymond | 6,068,230 | — | — | — |
| James Marischen | 4,628,162 | 3,769,231 | 3,052,452 | +858,931 |
Prior-year totals as disclosed in the corresponding proxy; deltas are computed values with the derivation shown in the register.
Every insider equity transaction reported on Form 4 after the 2025 proxy statement — acquisitions, dispositions, exercises, and withholdings — and therefore not reflected in any table in that document.
| Insider | Role | Transaction date | Code | Shares | Price | Value | Security | Source |
|---|---|---|---|---|---|---|---|---|
| Michael W. Brown | Director | 2026-06-04 | D | 2,812 | $0 | $0 | Derivative, Class A Common | Form 4 ↗ |
| James P. Kavanaugh | Director | 2026-06-04 | D | 2,812 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Adam T. Berlew | Director | 2026-06-04 | D | 2,812 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| James P. Kavanaugh | Director | 2026-06-04 | A | 2,812 | 0 | 0 | Common | Form 4 ↗ |
| Maryam S. Brown | Director | 2026-06-04 | A | 2,812 | 0 | 0 | Common | Form 4 ↗ |
| Maryam S. Brown | Director | 2026-06-04 | D | 2,812 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Lisa L. Carnoy | Director | 2026-06-04 | D | 2,812 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Michael W. Brown | Director | 2026-06-04 | A | 2,812 | 0 | 0 | Common | Form 4 ↗ |
| Michael J. Zimmerman | Director | 2026-06-04 | A | 2,812 | 0 | 0 | Common | Form 4 ↗ |
| David A. Peacock | Director | 2026-06-04 | A | 2,812 | 0 | 0 | Common | Form 4 ↗ |
| Maura A. Markus | Director | 2026-06-04 | D | 2,812 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Maura A. Markus | Director | 2026-06-04 | A | 2,812 | 0 | 0 | Common | Form 4 ↗ |
| David A. Peacock | Director | 2026-06-04 | D | 2,812 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Lisa L. Carnoy | Director | 2026-06-04 | A | 2,812 | 0 | 0 | Common | Form 4 ↗ |
| Michael J. Zimmerman | Director | 2026-06-04 | D | 2,812 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Adam T. Berlew | Director | 2026-06-04 | A | 2,812 | 0 | 0 | Common | Form 4 ↗ |
| Michael J. Zimmerman | Director | 2026-06-09 | A | 2,450 | 71 | 174,930 | Derivative, Class A Common | Form 4 ↗ |
| Adam T. Berlew | Director | 2026-06-09 | A | 2,450 | 71 | 174,930 | Derivative, Class A Common | Form 4 ↗ |
| Maryam S. Brown | Director | 2026-06-09 | A | 2,450 | 71 | 174,930 | Derivative, Class A Common | Form 4 ↗ |
| Michael W. Brown | Director | 2026-06-09 | A | 2,450 | 71 | 174,930 | Derivative, Class A Common | Form 4 ↗ |
| Lisa L. Carnoy | Director | 2026-06-09 | A | 2,450 | 71 | 174,930 | Derivative, Class A Common | Form 4 ↗ |
| James P. Kavanaugh | Director | 2026-06-09 | A | 2,450 | 71 | 174,930 | Derivative, Class A Common | Form 4 ↗ |
| Victor Nesi | Director | 2026-06-09 | A | 2,450 | 71 | 174,930 | Derivative, Class A Common | Form 4 ↗ |
| David A. Peacock | Director | 2026-06-09 | A | 2,450 | 71 | 174,930 | Derivative, Class A Common | Form 4 ↗ |
| Maura A. Markus | Director | 2026-06-09 | A | 2,450 | 71 | 174,930 | Derivative, Class A Common | Form 4 ↗ |
| Robert E. Grady | Director | 2026-06-09 | A | 2,450 | 71 | 174,930 | Derivative, Class A Common | Form 4 ↗ |
| Maryam S. Brown | Director | 2026-07-23 | D | 2,500 | 79 | 198,125 | Common | Form 4 ↗ |
| Maryam S. Brown | Director | 2026-07-23 | D | 2,200 | 79 | 174,108 | Common | Form 4 ↗ |
Transaction codes per Form 4: A acquisition · S open-market sale · F tax withholding · M option exercise · G gift. Value = shares × price as reported. Dividend-equivalent and fractional-share accrual rows (derivative Class A, under $10,000 and under 2,000 shares) are aggregated per date; every row appears in full below.
| Executive | Award | Grant date | Threshold | Target | Granted | Maximum | Grant-date fair value |
|---|---|---|---|---|---|---|---|
| James Zemlyak | PSU | 2025-03-06 | 31,240 | 31,240 | 31,240 | 35,812 | $4,400,000 |
| James Marischen | PSU | 2025-03-06 | 12,344 | 12,344 | 12,344 | 12,344 | 1,620,000 |
| C. Brad Raymond | PSU | 2025-03-06 | 12,687 | 12,687 | 12,687 | 27,926 | 2,665,000 |
| Ronald Kruszewski | PSU | 2025-03-06 | 67,662 | 67,662 | 67,662 | 67,662 | 8,880,000 |
| Victor Nesi | PSU | 2025-03-06 | 23,621 | 23,621 | 23,621 | 23,621 | 3,100,000 |
| Thomas Michaud | PSU | 2025-03-06 | 12,687 | 12,687 | 12,687 | 27,926 | 2,665,000 |
| Named executive officer | Time-vested (RSU) | Performance-vested (PSU) | Options / SARs | % performance-vested |
|---|---|---|---|---|
| James Zemlyak | $0 | $4,400,000 | $0 | 100.0% |
| James Marischen | 0 | 1,620,000 | 0 | 100.0% |
| C. Brad Raymond | 0 | 2,665,000 | 0 | 100.0% |
| Ronald Kruszewski | 0 | 8,880,000 | 0 | 100.0% |
| Victor Nesi | 0 | 3,100,000 | 0 | 100.0% |
| Thomas Michaud | 0 | 2,665,000 | 0 | 100.0% |
% performance-vested = PSU grant-date fair value ÷ (RSU + PSU + Options), a computed value with the derivation shown in the register.
| Executive | Award | Shares unvested | Exercise price | Market value unvested |
|---|---|---|---|---|
| James Marischen | RSU | 13,600 | — | $1,135,328 |
| James Zemlyak | RSU | 58,515 | — | 4,884,801 |
| Thomas Michaud | RSU | 3,998 | — | 333,735 |
| Victor Nesi | RSU | 40,000 | — | 3,339,200 |
| Ronald Kruszewski | RSU | 16,000 | — | 1,335,680 |
| Ronald Kruszewski | RSU | 11,994 | — | 1,001,259 |
| Victor Nesi | RSU | 10,347 | — | 863,785 |
| James Zemlyak | RSU | 5,402 | — | 450,917 |
| James Zemlyak | RSU | 31,240 | — | 2,607,955 |
| Victor Nesi | RSU | 25,206 | — | 2,104,222 |
| Ronald Kruszewski | RSU | 45,011 | — | 3,757,539 |
| Ronald Kruszewski | RSU | 90,400 | — | 7,546,592 |
| Victor Nesi | RSU | 18,897 | — | 1,577,495 |
| Ronald Kruszewski | RSU | 18,813 | — | 1,570,518 |
| Thomas Michaud | RSU | 17,500 | — | 1,460,900 |
| Thomas Michaud | RSU | 13,500 | — | 1,126,980 |
| James Marischen | RSU | 9,875 | — | 824,368 |
| James Zemlyak | RSU | 8,466 | — | 706,733 |
| Thomas Michaud | RSU | 8,100 | — | 676,188 |
| James Zemlyak | RSU | 6,800 | — | 567,664 |
| James Marischen | RSU | 5,851 | — | 488,480 |
| James Marischen | RSU | 2,352 | — | 196,315 |
| Ronald Kruszewski | RSU | 80,000 | — | 6,678,400 |
| Ronald Kruszewski | RSU | 54,130 | — | 4,518,759 |
| James Zemlyak | RSU | 34,000 | — | 2,838,320 |
| Thomas Michaud | RSU | 24,756 | — | 2,066,647 |
| James Zemlyak | RSU | 39,000 | — | 3,255,720 |
| James Zemlyak | RSU | 23,406 | — | 1,953,920 |
| Ronald Kruszewski | RSU | 67,662 | — | 5,648,449 |
| Ronald Kruszewski | RSU | 54,240 | — | 4,527,955 |
| Ronald Kruszewski | RSU | 182,243 | — | 13,518,149 |
| Victor Nesi | RSU | 97,004 | — | 7,207,457 |
| James Zemlyak | RSU | 84,111 | — | 6,232,161 |
| Thomas Michaud | RSU | 42,662 | — | 3,134,880 |
| Thomas Michaud | RSU | 12,687 | — | 1,059,084 |
| James Zemlyak | RSU | 29,107 | — | 2,429,851 |
| James Marischen | RSU | 8,500 | — | 709,580 |
| Victor Nesi | RSU | 8,000 | — | 667,840 |
| Victor Nesi | RSU | 6,599 | — | 550,843 |
| James Marischen | RSU | 14,629 | — | 1,221,200 |
| James Marischen | RSU | 12,344 | — | 1,030,460 |
| Thomas Michaud | RSU | 9,902 | — | 826,659 |
| James Zemlyak | RSU | 23,400 | — | 1,953,432 |
| James Marischen | RSU | 755 | — | 63,031 |
| Victor Nesi | RSU | 63,016 | — | 5,260,555 |
| James Marischen | RSU | 27,653 | — | 2,025,993 |
| Ronald Kruszewski | RSU | 112,528 | — | 9,393,848 |
| Victor Nesi | RSU | 37,600 | — | 3,138,848 |
| Thomas Michaud | RSU | 3,500 | — | 292,180 |
| James Marischen | RSU | 1,700 | — | 141,916 |
| Thomas Michaud | RSU | 23,865 | — | 1,992,223 |
| James Marischen | RSU | 8,160 | — | 681,197 |
Our executive compensation strategy is designed to advance Stifel's goal of being a premier wealth management and investment banking company. Stifel is an entrepreneurial meritocracy that manages its risks conservatively.
| CEO STI target (% of salary) | — |
|---|---|
| CEO LTI target (% of salary) | — |
| Independent consultant | Compensation Advisory Partners LLC |
| Clawback policy | True |
| Anti-hedging | True |
| Anti-pledging | True |
| Meeting year | Meeting date | For | Against | Abstain | Support | Outcome |
|---|---|---|---|---|---|---|
| 2026 | 2026-06-09 | 123,866,225 | 2,396,358 | 308,175 | 98.1% | Passed |
| 2025 | 2025-06-04 | 85,449,454 | 2,850,576 | 190,006 | 96.77% | Passed |
| 2024 | 2024-06-05 | 84,640,157 | 2,211,289 | 167,468 | 97.45% | Passed |
| 2023 | 2023-06-07 | 90,406,506 | 993,881 | 268,472 | 98.91% | Passed |
| 2022 | 2022-06-13 | 86,992,865 | 2,204,713 | 269,631 | 97.53% | Passed |
| 2021 | 2021-05-26 | 92,220,113 | 1,360,958 | 207,732 | 98.55% | Passed |
Rows are labeled by annual-meeting year, with the meeting date beside each; the vote held in a given year acts on the prior fiscal year's compensation.
| Meeting year | Meeting date | Approval — company's computation |
|---|---|---|
| 2026 | 2026-06-09 | 98.1%a |
| 2025 | 2025-06-04 | 96.77%b |
| 2024 | 2024-06-05 | 97.45%c |
a. Approved under the standard stated in the filing — “Abstentions and broker non-votes are not counted as shares cast and will have no effect on the outcome of these items.”.
b. Approved under the standard stated in the filing — “Accordingly, broker non-votes and abstentions will not affect the outcome of any matter being voted on at the Annual Meeting.”.
c. Approved under the standard stated in the filing — “Accordingly, broker non-votes and abstentions will not affect the outcome of any matter being voted on at the Annual Meeting.”.
Approval percentages are the company's own reported computations under its own stated standard, not recomputed by Velarion. Where a company does not state a standard, none is assumed.
| Ratio (CEO : median employee) | 145 : 1 |
|---|---|
| CEO total compensation | $18,908,297 |
| Median employee compensation | $130,840 |
| Director | Cash fees | Stock awards | Option awards | Non-equity incentive | All other | Total |
|---|---|---|---|---|---|---|
| David A. PeacockIndependent · Lead Independent Director · Compensation (Chair) · Nominating/Governance | $180,000 | $175,000 | $0 | $0 | $0 | $355,000 |
| Michael J. ZimmermanIndependent · Audit (Chair) | 145,000 | 175,000 | 0 | 0 | 0 | 320,000 |
| Maura A. MarkusIndependent · Audit · Nominating/Governance (Chair) | 140,000 | 175,000 | 0 | 0 | 0 | 315,000 |
| James P. KavanaughIndependent · Compensation | 110,000 | 175,000 | 0 | 0 | 0 | 285,000 |
| Adam T. BerlewIndependent · Compensation · Risk Management | 110,000 | 175,000 | 0 | 0 | 0 | 285,000 |
| Lisa L. CarnoyIndependent · Audit · Risk Management | 110,000 | 175,000 | 0 | 0 | 0 | 285,000 |
| Maryam S. BrownIndependent · Risk Management | 110,000 | 175,000 | 0 | 0 | 0 | 285,000 |
| Michael W. BrownIndependent · Audit | 110,000 | 175,000 | 0 | 0 | 0 | 285,000 |
| Thomas W. WeiselEmployee director | 0 | 0 | 0 | — | 0 | 0 |
| Robert E. GradyIndependent · Nominating/Governance · Risk Management (Chair) | 0 | 0 | 0 | 0 | 0 | 0 |
| Victor J. NesiNot independent · Partial-year service · Newly elected | 0 | 0 | 0 | 0 | 0 | 0 |
| Ronald J. KruszewskiEmployee director · Board Chair | 0 | 0 | 0 | — | 0 | 0 |
| Annual cash retainer | $100,000 |
|---|---|
| Annual equity retainer | $150,000 |
| Per board meeting fee | — |
| Committee chair fees (audit / comp / nom-gov) | 30,000 / 30,000 / 30,000 |
| Stock ownership guideline | — |
| Component | FY2025 |
|---|---|
| Cash retainers and fees | $1,015,000 |
| Equity awards (grant-date value) | $1,400,000 |
| All other compensation | $0 |
| Total cost of the board | $2,415,000 |
Computed as the sum of the director compensation table rows above; inputs and formula shown in the register.
The compensation peer group as the company disclosed it in its own proxy — the reference set behind the percentile above.
Of the companies Stifel Financial names as compensation peers, which name it back in their own disclosed peer groups. A peer set the market reciprocates reads differently from one selected in a single direction.
Reciprocity shown where the peer's own current proxy has been read — each mark is cited in the register to that peer's filing. A dash means the peer's current proxy was read and names no reciprocal group including Stifel Financial.
Most recent fiscal-year chief executive compensation at each disclosed peer, taken from that company's own proxy statement.
| Rank | Company | FY | Chief executive | Salary | Stock awards | Option awards | Non-equity incentive | Total |
|---|---|---|---|---|---|---|---|---|
| 1 | Moelis & Company | 2025 | Navid Mahmoodzadegan | $400,000 | $34,120,701 | $0 | $0 | $42,846,376 |
| 2 | Ameriprise Financial, Inc. | 2025 | James Cracchiolo | 1,250,000 | 9,500,000 | 0 | 7,750,000 | 30,828,468 |
| 3 | Jefferies Financial Group Inc. | 2025 | Richard Handler | 1,000,000 | 17,206,243 | 0 | 0 | 28,447,020 |
| 4 | Stifel Financial | 2025 | Ronald Kruszewski | 200,000 | 8,880,000 | 0 | 0 | 18,908,297 |
| 5 | Raymond James Financial, Inc. | 2025 | Paul Shoukry | 750,000 | 8,549,748 | 0 | — | 17,277,875 |
| 6 | T. Rowe Price Group, Inc. | 2025 | Robert Sharps | 350,000 | 8,401,689 | 0 | 8,401,500 | 17,245,792 |
| 7 | Evercore Inc. | 2025 | John S. Weinberg | 500,000 | 5,888,539 | 0 | 0 | 17,138,539 |
| 8 | Franklin Resources, Inc. | 2025 | Jennifer Johnson | 750,000 | 8,959,771 | 0 | 6,925,000 | 16,844,816 |
| 9 | Affiliated Managers Group Inc. | 2025 | Jay Horgen | 750,000 | 8,967,000 | 0 | 6,525,000 | 16,311,950 |
| 10 | Invesco Ltd. | 2025 | Andrew Schlossberg | 750,000 | 10,084,903 | 0 | 5,321,250 | 16,299,849 |
| 11 | LPL Financial Holdings Inc. | 2025 | Richard Steinmeier | 900,000 | 10,045,542 | 0 | 3,591,000 | 14,574,496 |
| 12 | Lazard Ltd. | 2025 | Peter Orszag | 900,000 | 8,666,548 | 0 | 0 | 13,723,452 |
| 13 | Houlihan Lokey, Inc. | 2025 | Scott Adelson | 500,000 | 0 | 0 | 10,500,000 | 11,329,033 |
| 14 | Piper Sandler Companies | 2025 | Chad Abraham | 650,000 | 3,735,355 | 0 | 6,165,000 | 11,030,039 |
| 15 | Northern Trust Corp. | 2025 | Michael O'Grady | 1,000,000 | 6,150,111 | 0 | 2,730,000 | 10,059,154 |
Each peer's compensation is from its most recently filed proxy; fiscal years differ by company. Each peer's figures come from its own filings; the subject company is highlighted. Peers whose chief executive compensation is outside our coverage universe are stated as such, never left blank.
| Company | Annual incentive payout | Long-term vehicle mix | PSU measures include TSR | Compensation consultant |
|---|---|---|---|---|
| Stifel Financial | not disclosed | not disclosed | No | Compensation Advisory Partners LLC |
| Affiliated Managers Group Inc. | 134% | PSU 75 · RSU 25 | No | Semler Brossy Consulting Group, LLC |
| Ameriprise Financial, Inc. | not disclosed | not disclosed | not disclosed | Semler Brossy |
| Evercore Inc. | not disclosed | RSU 50 | not disclosed | not disclosed |
| Franklin Resources, Inc. | 1847% | PSU 100 | Yes | Semler Brossy Consulting Group |
| Houlihan Lokey, Inc. | 2100% | not disclosed | No | WTW |
| Invesco Ltd. | 129% | PSU 60 · RSU 40 | Yes — Relative TSR | Johnson Associates |
| Jefferies Financial Group Inc. | not disclosed | not disclosed | No | Pearl Meyer |
| Lazard Ltd. | not disclosed | MSU 50 · PIPR 50 | Yes — 3-year relative TSR vs. S&P 1500 | Compensation Advisory Partners (CAP) |
| LPL Financial Holdings Inc. | 133% | PSU 70 · RSU 30 | Yes — TSR relative to Comparator Group | Compensation Consultant |
| Moelis & Company | not disclosed | not disclosed | Yes — TSR Performance Condition | Willis Towers Watson |
| Northern Trust Corp. | not disclosed | not disclosed | not disclosed | not disclosed |
| Piper Sandler Companies | not disclosed | PSU 100 | Yes — Relative TSR | Semler Brossy |
| Raymond James Financial, Inc. | not disclosed | PSU 60 | No | Meridian Compensation Partners |
| T. Rowe Price Group, Inc. | not disclosed | RSU 50 · PRSU 50 | not disclosed | not disclosed |
Read from each company's Compensation Discussion and Analysis: annual incentive payout as a percentage of target, the disclosed long-term vehicle mix, whether performance-share measures include a total shareholder return component, and the retained compensation consultant. “Not disclosed” appears only where the company's filing does not state the item.
Each figure's location is given both for the eye (section · page · table · row · column) and for a script (table/row/column index and exact character span in the filed document). Any figure can be independently confirmed against the source.
| # | Supports | Document | Filed | Accession | Location in document |
|---|---|---|---|---|---|
| 1 | Section 01, Ronald Kruszewski | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “SUMMARY COMPENSATION TABLE” · page 47. As printed: 18,908,297. Filing ↗machine: t238 · r3 · c23 · span 1013386–1013396 |
| 2 | Section 01, James Zemlyak | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “SUMMARY COMPENSATION TABLE” · page 47. As printed: 10,923,537. Filing ↗machine: t238 · r7 · c23 · span 1029039–1029049 |
| 3 | Section 01, Victor Nesi | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “SUMMARY COMPENSATION TABLE” · page 47. As printed: 9,612,821. Filing ↗machine: t238 · r20 · c23 · span 1081209–1081218 |
| 4 | Section 01, Thomas Michaud | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “SUMMARY COMPENSATION TABLE” · page 47. As printed: 9,253,526. Filing ↗machine: t238 · r11 · c23 · span 1044235–1044244 |
| 5 | Section 01, C. Brad Raymond | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “SUMMARY COMPENSATION TABLE” · page 47. As printed: 6,068,230. Filing ↗machine: t238 · r15 · c23 · span 1060852–1060861 |
| 6 | Section 01, James Marischen | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “SUMMARY COMPENSATION TABLE” · page 47. As printed: 4,628,162. Filing ↗machine: t238 · r17 · c23 · span 1065868–1065877 |
| 7 | Section 03, James Zemlyak PSU | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “SUMMARY COMPENSATION TABLE &” · grants of plan-based awards table. Filing ↗machine: t245 · r7 · c9 · span 1131600–1131606 |
| 8 | Section 03, James Marischen PSU | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “SUMMARY COMPENSATION TABLE &” · grants of plan-based awards table. Filing ↗machine: t245 · r13 · c9 · span 1138711–1138717 |
| 9 | Section 03, C. Brad Raymond PSU | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “SUMMARY COMPENSATION TABLE &” · grants of plan-based awards table. Filing ↗machine: t238 · r15 · c15 · span 1059002–1059011 |
| 10 | Section 03, Ronald Kruszewski PSU | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “SUMMARY COMPENSATION TABLE &” · grants of plan-based awards table. Filing ↗machine: t245 · r5 · c9 · span 1129196–1129202 |
| 11 | Section 03, Victor Nesi PSU | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “SUMMARY COMPENSATION TABLE &” · grants of plan-based awards table. Filing ↗machine: t245 · r15 · c9 · span 1141465–1141471 |
| 12 | Section 03, Thomas Michaud PSU | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “SUMMARY COMPENSATION TABLE &” · grants of plan-based awards table. Filing ↗machine: t245 · r9 · c9 · span 1133954–1133960 |
| 13 | Section 07, pay ratio | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “CEO Pay Ratio”. As printed: 145 : 1. Filing ↗machine: t299 · r6 · c12 · span 1387359–1387367 |
| 14 | Section 08, David A. Peacock | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “Director Compensation”. As printed: 355,000. Filing ↗machine: t290 · r20 · c11 · span 1358243–1358250 |
| 15 | Section 08, Michael J. Zimmerman | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “Director Compensation”. As printed: 320,000. Filing ↗machine: t290 · r22 · c11 · span 1360331–1360338 |
| 16 | Section 08, Maura A. Markus | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “Director Compensation”. As printed: 315,000. Filing ↗machine: t290 · r16 · c11 · span 1354416–1354423 |
| 17 | Section 08, James P. Kavanaugh | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “Director Compensation”. As printed: 285,000. Filing ↗machine: t290 · r14 · c11 · span 1352681–1352688 |
| 18 | Section 08, Adam T. Berlew | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “Director Compensation”. As printed: 285,000. Filing ↗machine: t290 · r4 · c11 · span 1343546–1343553 |
| 19 | Section 08, Lisa L. Carnoy | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “Director Compensation”. As printed: 285,000. Filing ↗machine: t290 · r10 · c11 · span 1348851–1348858 |
| 20 | Section 08, Maryam S. Brown | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “Director Compensation”. As printed: 285,000. Filing ↗machine: t290 · r6 · c11 · span 1345206–1345213 |
| 21 | Section 08, Michael W. Brown | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “Director Compensation”. As printed: 285,000. Filing ↗machine: t290 · r8 · c11 · span 1346817–1346824 |
| 22 | Section 08, Thomas W. Weisel | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “Director Compensation”. As printed: 0. Filing ↗ |
| 23 | Section 08, Robert E. Grady | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “Director Compensation”. As printed: 0. Filing ↗machine: t290 · r12 · c11 · span 1350643–1350650 |
| 24 | Section 08, Victor J. Nesi | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “Director Compensation”. As printed: 0. Filing ↗machine: t290 · r18 · c11 · span 1356507–1356514 |
| 25 | Section 08, Ronald J. Kruszewski | DEF 14A | 2026-04-29 | 0001193125-26-191643 | Section “Director Compensation”. As printed: 0. Filing ↗ |
| 26 | Section 02, Michael W. Brown 2026-06-04 | Form 4 | 2026-06-08 | 0001193125-26-262105 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 27 | Section 02, James P. Kavanaugh 2026-06-04 | Form 4 | 2026-06-08 | 0001193125-26-262026 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 28 | Section 02, Adam T. Berlew 2026-06-04 | Form 4 | 2026-06-08 | 0001193125-26-262051 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 29 | Section 02, James P. Kavanaugh 2026-06-04 | Form 4 | 2026-06-08 | 0001193125-26-262026 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 30 | Section 02, Maryam S. Brown 2026-06-04 | Form 4 | 2026-06-08 | 0001193125-26-262021 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 31 | Section 02, Maryam S. Brown 2026-06-04 | Form 4 | 2026-06-08 | 0001193125-26-262021 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 32 | Section 02, Lisa L. Carnoy 2026-06-04 | Form 4 | 2026-06-08 | 0001193125-26-261973 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 33 | Section 02, Michael W. Brown 2026-06-04 | Form 4 | 2026-06-08 | 0001193125-26-262105 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 34 | Section 02, Michael J. Zimmerman 2026-06-04 | Form 4 | 2026-06-08 | 0001193125-26-262079 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 35 | Section 02, David A. Peacock 2026-06-04 | Form 4 | 2026-06-08 | 0001193125-26-262056 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 36 | Section 02, Maura A. Markus 2026-06-04 | Form 4 | 2026-06-08 | 0001193125-26-262066 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 37 | Section 02, Maura A. Markus 2026-06-04 | Form 4 | 2026-06-08 | 0001193125-26-262066 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 38 | Section 02, David A. Peacock 2026-06-04 | Form 4 | 2026-06-08 | 0001193125-26-262056 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 39 | Section 02, Lisa L. Carnoy 2026-06-04 | Form 4 | 2026-06-08 | 0001193125-26-261973 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 40 | Section 02, Michael J. Zimmerman 2026-06-04 | Form 4 | 2026-06-08 | 0001193125-26-262079 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 41 | Section 02, Adam T. Berlew 2026-06-04 | Form 4 | 2026-06-08 | 0001193125-26-262051 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 42 | Section 02, Michael J. Zimmerman 2026-06-09 | Form 4 | 2026-06-11 | 0001193125-26-267572 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 43 | Section 02, Adam T. Berlew 2026-06-09 | Form 4 | 2026-06-11 | 0001193125-26-267695 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 44 | Section 02, Maryam S. Brown 2026-06-09 | Form 4 | 2026-06-11 | 0001193125-26-267684 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 45 | Section 02, Michael W. Brown 2026-06-09 | Form 4 | 2026-06-11 | 0001193125-26-267648 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 46 | Section 02, Lisa L. Carnoy 2026-06-09 | Form 4 | 2026-06-11 | 0001193125-26-267637 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 47 | Section 02, James P. Kavanaugh 2026-06-09 | Form 4 | 2026-06-11 | 0001193125-26-267627 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 48 | Section 02, Victor Nesi 2026-06-09 | Form 4 | 2026-06-11 | 0001193125-26-267610 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 49 | Section 02, David A. Peacock 2026-06-09 | Form 4 | 2026-06-11 | 0001193125-26-267604 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 50 | Section 02, Maura A. Markus 2026-06-09 | Form 4 | 2026-06-11 | 0001193125-26-267554 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 51 | Section 02, Robert E. Grady 2026-06-09 | Form 4 | 2026-06-11 | 0001193125-26-267583 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 52 | Section 02, Maryam S. Brown 2026-07-23 | Form 4 | 2026-07-27 | 0001193125-26-318164 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 53 | Section 02, Maryam S. Brown 2026-07-23 | Form 4 | 2026-07-27 | 0001193125-26-318164 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 54 | Section 06, 2026 vote | Form 8-K | 2026-06-09 | 0001193125-26-263768 | Item 5.07 · say-on-pay result. As reported: 98.1% (votes for as printed: 123,866,225). Filing ↗ |
| 55 | Section 06, 2025 vote | Form 8-K | 2025-06-04 | 0001193125-25-134887 | Item 5.07 · say-on-pay result. As reported: 96.77% (votes for as printed: 85,449,454). Filing ↗ |
| 56 | Section 06, 2024 vote | Form 8-K | 2024-06-05 | 0001193125-24-155123 | Item 5.07 · say-on-pay result. As reported: 97.45% (votes for as printed: 84,640,157). Filing ↗ |
| 57 | Section 01 trend, Δ column (computed) | Computed | — | computed | Δ = current-FY total − prior-FY total per named officer.machine: formula: Δ = FY(n) − FY(n−1) |
| 58 | Section 03b vehicle mix (computed) | Computed | — | computed | RSU / PSU / Options grant-date fair values summed per officer from the grants table; % performance-vested = PSU ÷ (RSU+PSU+Options).machine: formula: sums + PSU ratio |
| 59 | Section 09b board cost (computed) | Computed | — | computed | Cash 1,015,000 + equity 1,400,000 + all other 0 = 2,415,000, summed across the director compensation table rows.machine: formula: Σ = 2,415,000 |
| 60 | Moelis & Company, Section 10b CEO total | DEF 14A | 2026-04-30 | 0001193125-26-193242 | CEO total compensation as printed in Moelis & Company's own proxy. As printed: 42,846,376. Filing ↗machine: t240 · r10 · c16 · span 660051–660061 |
| 61 | Ameriprise Financial, Inc., Section 10b CEO total | DEF 14A | 2026-03-20 | 0001104659-26-032725 | CEO total compensation as printed in Ameriprise Financial, Inc.'s own proxy. As printed: 30,828,468. Filing ↗machine: t208 · r10 · c16 · span 1368799–1368809 |
| 62 | Jefferies Financial Group Inc., Section 10b CEO total | DEF 14A | 2026-02-23 | 0001140361-26-006361 | CEO total compensation as printed in Jefferies Financial Group Inc.'s own proxy. As printed: 28,447,020. Filing ↗machine: r2 · c25 · span 1220527–1220537 |
| 63 | Stifel Financial (subject), Section 10b CEO total | DEF 14A | 2026-04-29 | 0001193125-26-191643 | CEO total compensation as printed in Stifel Financial's own proxy. As printed: 18,908,297. Filing ↗machine: t238 · r3 · c23 · span 1013386–1013396 |
| 64 | Raymond James Financial, Inc., Section 10b CEO total | DEF 14A | 2026-01-07 | 0000720005-26-000019 | CEO total compensation as printed in Raymond James Financial, Inc.'s own proxy. As printed: 17,277,875. Filing ↗machine: t155 · r2 · c15 · span 1103853–1103864 |
| 65 | T. Rowe Price Group, Inc., Section 10b CEO total | DEF 14A | 2026-03-17 | 0001104659-26-028876 | CEO total compensation as printed in T. Rowe Price Group, Inc.'s own proxy. As printed: 17,245,792. Filing ↗machine: span 1474238–1474248 |
| 66 | Evercore Inc., Section 10b CEO total | DEF 14A | 2026-04-29 | 0001193125-26-191911 | CEO total compensation as printed in Evercore Inc.'s own proxy. As printed: 17,138,539. Filing ↗machine: t182 · r9 · c23 · span 595538–595548 |
| 67 | Franklin Resources, Inc., Section 10b CEO total | DEF 14A | 2025-12-22 | 0001140361-25-046314 | CEO total compensation as printed in Franklin Resources, Inc.'s own proxy. As printed: 16,844,816. Filing ↗machine: r8 · c22 · span 1261002–1261012 |
| 68 | Affiliated Managers Group Inc., Section 10b CEO total | DEF 14A | 2026-04-17 | 0001628280-26-025798 | CEO total compensation as printed in Affiliated Managers Group Inc.'s own proxy. As printed: 16,311,950. Filing ↗machine: span 1521708–1521718 |
| 69 | Invesco Ltd., Section 10b CEO total | DEF 14A | 2026-04-02 | 0001193125-26-140019 | CEO total compensation as printed in Invesco Ltd.'s own proxy. As printed: 16,299,849. Filing ↗machine: t223 · r2 · c27 · span 1030655–1030665 |
| 70 | LPL Financial Holdings Inc., Section 10b CEO total | DEF 14A | 2026-04-02 | 0001193125-26-140066 | CEO total compensation as printed in LPL Financial Holdings Inc.'s own proxy. As printed: 14,574,496. Filing ↗machine: t313 · r3 · c29 · span 1887460–1887470 |
| 71 | Lazard Ltd., Section 10b CEO total | DEF 14A | 2026-04-07 | 0001628280-26-024088 | CEO total compensation as printed in Lazard Ltd.'s own proxy. As printed: 13,723,452. Filing ↗machine: r3 · c11 · span 3696981–3696991 |
| 72 | Houlihan Lokey, Inc., Section 10b CEO total | DEF 14A | 2025-07-25 | 0001302215-25-000084 | CEO total compensation as printed in Houlihan Lokey, Inc.'s own proxy. As printed: 11,329,033. Filing ↗machine: t36 · r2 · c14 · span 344700–344710 |
| 73 | Piper Sandler Companies, Section 10b CEO total | DEF 14A | 2026-04-09 | 0001104659-26-041101 | CEO total compensation as printed in Piper Sandler Companies's own proxy. As printed: 11,030,039. Filing ↗machine: t78 · r1 · c41 · span 720190–720200 |
| 74 | Northern Trust Corp., Section 10b CEO total | DEF 14A | 2026-03-11 | 0000073124-26-000022 | CEO total compensation as printed in Northern Trust Corp.'s own proxy. As printed: 10,059,154. Filing ↗machine: r3 · c36 · span 1256395–1256406 |
| 75 | Section 10a, LPL Financial Holdings Inc. reciprocity | DEF 14A | — | 0001193125-26-140066 | LPL Financial Holdings Inc. names Stifel Financial in its own disclosed peer group (read from its most recent proxy). Filing ↗ |
| 76 | Section 10a, Jefferies Financial Group Inc. reciprocity | DEF 14A | — | 0001140361-26-006361 | Jefferies Financial Group Inc. names Stifel Financial in its own disclosed peer group (read from its most recent proxy). Filing ↗ |
| 77 | Section 10a, Piper Sandler Companies reciprocity | DEF 14A | — | 0001104659-26-041101 | Piper Sandler Companies names Stifel Financial in its own disclosed peer group (read from its most recent proxy). Filing ↗ |
| 78 | Section 10a, Moelis & Company reciprocity | DEF 14A | — | 0001193125-26-193242 | Moelis & Company's most recent proxy was read; its disclosed peer group does not include Stifel Financial. Filing ↗ |
| 79 | Section 10a, Ameriprise Financial, Inc. reciprocity | DEF 14A | — | 0001104659-26-032725 | Ameriprise Financial, Inc.'s most recent proxy was read; its disclosed peer group does not include Stifel Financial. Filing ↗ |
| 80 | Section 10a, Evercore Inc. reciprocity | DEF 14A | — | 0001193125-26-191911 | Evercore Inc. names Stifel Financial in its own disclosed peer group (read from its most recent proxy). Filing ↗ |
| 81 | Section 10a, Raymond James Financial, Inc. reciprocity | DEF 14A | — | 0000720005-26-000019 | Raymond James Financial, Inc. names Stifel Financial in its own disclosed peer group (read from its most recent proxy). Filing ↗ |
| 82 | Section 10a, Northern Trust Corp. reciprocity | DEF 14A | — | 0000073124-26-000022 | Northern Trust Corp.'s most recent proxy was read; its disclosed peer group does not include Stifel Financial. Filing ↗ |
| 83 | Section 10a, Franklin Resources, Inc. reciprocity | DEF 14A | — | 0001140361-25-046314 | Franklin Resources, Inc.'s most recent proxy was read; its disclosed peer group does not include Stifel Financial. Filing ↗ |
| 84 | Section 10a, T. Rowe Price Group, Inc. reciprocity | DEF 14A | — | 0001104659-26-028876 | T. Rowe Price Group, Inc.'s most recent proxy was read; its disclosed peer group does not include Stifel Financial. Filing ↗ |
| 85 | Section 10a, Invesco Ltd. reciprocity | DEF 14A | — | 0001193125-26-140019 | Invesco Ltd.'s most recent proxy was read; its disclosed peer group does not include Stifel Financial. Filing ↗ |
| 86 | Section 10a, Houlihan Lokey, Inc. reciprocity | DEF 14A | — | 0001302215-25-000084 | Houlihan Lokey, Inc.'s most recent proxy was read; its disclosed peer group does not include Stifel Financial. Filing ↗ |
| 87 | Section 10a, Affiliated Managers Group Inc. reciprocity | DEF 14A | — | 0001628280-26-025798 | Affiliated Managers Group Inc.'s most recent proxy was read; its disclosed peer group does not include Stifel Financial. Filing ↗ |