Velarion · Company Intelligence
Compensation Brief
Fiscal year 2025 · Filings through 2026-08-12

AMERIPRISE FINANCIAL INC (AMP)

CEO James Cracchiolo was paid $30,828,468 in fiscal year 2025, ↑ up 9.5% from fiscal year 2024, the 79th percentile of its disclosed peer group (SEC filing 0001104659-26-032725 ↗): executive and director compensation, incentive-plan design, equity activity, and governance — every figure in this brief is traceable to its exact location in the company’s SEC filing — the document, the section, the page, and the table, linked directly.

$30,828,468 ↑
James Cracchiolo total, FY2025
79th
CEO pay percentile vs peers
232:1
CEO-to-median pay ratio
90.56%
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AMP's next annual pay disclosure, estimated March 20, 2027.est. Filing ↗

01

Summary Compensation Table — fiscal year 2025

Named executive officerSalaryBonusStock awardsOption awardsNon-equity incentivePension / NQDCAll otherTotal
James Cracchiolo$1,250,000$0$15,010,000$3,990,000$7,750,000$2,186,112$642,356$30,828,468
Chairman and Chief Executive Officer
Walter Berman675,00003,850,0001,150,0003,200,0001,018,877185,70610,079,583
Executive Vice President, Chief Financial Officer
William Truscott675,00003,311,000989,0003,000,000533,514280,6978,789,211
Chief Executive Officer, Global Asset Management
Joseph Sweeney650,00002,310,000690,0002,325,000544,812136,1216,655,933
President, Advice & Wealth Management Products and Service Delivery
William Davies876,1680764,606228,3892,406,0918,20035,2864,318,739
Executive Vice President Global Chief Investment Officer

A dash means the company reported no figure in that column; 0 means it reported zero. Figures are as printed in the filing, without adjustment.

Three-year trend — total compensation per named executive

Named executive officerFY2025 totalFY2024 totalFY2023 totalΔ FY2024→2025
James Cracchiolo$30,828,468$28,144,215$28,378,031↑ +2,684,253
Walter Berman10,079,5839,494,2109,463,539↑ +585,373
William Truscott8,789,2117,963,9397,933,387↑ +825,272
Joseph Sweeney6,655,9336,128,0395,726,182↑ +527,894
William Davies4,318,7394,430,8204,166,599↓ −112,081

Prior-year totals as disclosed in the corresponding proxy; deltas are computed values with the derivation shown in the register.

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$30,828,468 James Cracchiolo total, FY2025

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Data as of August 12, 2026 · Source: 0001104659-26-032725 · Velarion Executive Compensation Database, deposited on Zenodo (doi:10.5281/zenodo.22283855).

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01b

Executives — the named officers

One page per officer: the same table above, read for one person at a time — his own figure and every fiscal year the register holds.

ExecutiveRoleFY2025 total
James CracchioloCEO$30,828,468
Joseph SweeneyPresident$6,655,933
Walter BermanCFO$10,079,583
William DaviesExecutive$4,318,739
William TruscottPresident$8,789,211
01c

Board of directors

One page per director: the seat, the committees and the fee table, read for one person at a time.

DirectorRoleFY2025 total
Amy DiGesoIndependent Director$362,000
Brian T. SheaIndependent Director$347,000
Christopher J. WilliamsIndependent Director$375,000
Dianne Neal BlixtIndependent Director$366,000
Glynis A. BryanIndependent Director$345,747
Liane J. PelletierIndependent Director$16,984
Robert F. Sharpe JrIndependent Director$390,000
W. Edward Walter IIIIndependent Director$345,000
02

Equity transactions since the proxy statement was filed

Every insider equity transaction reported on Form 4 after the 2025 proxy statement — acquisitions, dispositions, exercises, and withholdings — and therefore not reflected in any table in that document.

InsiderRoleTransaction dateCodeSharesPriceValueSecuritySource
Christopher J. WilliamsDirector2026-04-28A43.39$475$20,625Derivative, Class A CommonForm 4 ↗
Dividend-equivalent accruals2026-04-29—3,092——7 insiders, 7 accrual rows
Robert F. Sharpe JrDirector2026-05-08D1,200466558,996CommonForm 4 ↗
Gerard P. SmythEVP & Hd. of Tech. & Serv. Del2026-05-14D1,437471677,143CommonForm 4 ↗
Gerard P. SmythEVP & Hd. of Tech. & Serv. Del2026-05-14D2,22100Derivative, Class A CommonForm 4 ↗
Gerard P. SmythEVP & Hd. of Tech. & Serv. Del2026-05-14D6,2554732,955,607CommonForm 4 ↗
Gerard P. SmythEVP & Hd. of Tech. & Serv. Del2026-05-14A2,221165367,376CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-09D23.9850011,996CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-09A53.98——CommonForm 4 ↗
William TruscottCEO, GLOBAL ASSET MANAGEMENT2026-07-09D391.64——Derivative, Class A CommonForm 4 ↗
William TruscottCEO, GLOBAL ASSET MANAGEMENT2026-07-09D180.6450090,349CommonForm 4 ↗
William TruscottCEO, GLOBAL ASSET MANAGEMENT2026-07-09A391.64——CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-09D53.98——Derivative, Class A CommonForm 4 ↗
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources2026-07-09D207.19——Derivative, Class A CommonForm 4 ↗
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources2026-07-09A207.19——CommonForm 4 ↗
Dawn M. BrockmanSVP AND CONTROLLER2026-07-09D26.04——Derivative, Class A CommonForm 4 ↗
Dawn M. BrockmanSVP AND CONTROLLER2026-07-09D9.045004,522CommonForm 4 ↗
Dawn M. BrockmanSVP AND CONTROLLER2026-07-09A26.04——CommonForm 4 ↗
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources2026-07-09D98.1950049,108CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-27D65383,226CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-27D2,1315371,144,507CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-27A3,634127461,118CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-27D7,8885374,236,457CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-27D3,63400Derivative, Class A CommonForm 4 ↗
Christopher J. WilliamsDirector2026-07-28A37.7354720,625Derivative, Class A CommonForm 4 ↗
Walter BermanEXECUTIVE VP AND CFO2026-07-28D10,5905495,813,032CommonForm 4 ↗
Walter BermanEXECUTIVE VP AND CFO2026-07-28D23,09955112,723,160CommonForm 4 ↗
Walter BermanEXECUTIVE VP AND CFO2026-07-28A10,9051651,803,796CommonForm 4 ↗
James M. CracchioloDirector2026-07-28D52,93200Derivative, Class A CommonForm 4 ↗
James M. CracchioloDirector2026-07-28D1,9005471,038,665CommonForm 4 ↗
James M. CracchioloDirector2026-07-28D34,91254619,056,017CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-28D6,8405383,679,988CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-28A10,9481651,810,909CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-28D10,94800Derivative, Class A CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-28D908542492,045CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-28D3,2005401,728,221CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-28D4,1025382,207,819CommonForm 4 ↗
Walter BermanEXECUTIVE VP AND CFO2026-07-28D23,20600Derivative, Class A CommonForm 4 ↗
Walter BermanEXECUTIVE VP AND CFO2026-07-28D10,90500Derivative, Class A CommonForm 4 ↗
Walter BermanEXECUTIVE VP AND CFO2026-07-28D422550231,998CommonForm 4 ↗
Walter BermanEXECUTIVE VP AND CFO2026-07-28A23,2061984,591,771CommonForm 4 ↗
James M. CracchioloDirector2026-07-28D16,1205458,789,896CommonForm 4 ↗
James M. CracchioloDirector2026-07-28A52,9321658,755,482CommonForm 4 ↗
Dividend-equivalent accruals2026-08-06—3,000——1 insider, 3 accrual rows
Deirdre Davey McGrawEVP Mktg, Strat. & Comms.2026-08-06D2,1915581,222,753CommonForm 4 ↗
Deirdre Davey McGrawEVP Mktg, Strat. & Comms.2026-08-06A1,000298298,090CommonForm 4 ↗
Deirdre Davey McGrawEVP Mktg, Strat. & Comms.2026-08-06A1,000198197,870CommonForm 4 ↗
Deirdre Davey McGrawEVP Mktg, Strat. & Comms.2026-08-06A1,000165165,410CommonForm 4 ↗
Deirdre Davey McGrawEVP Mktg, Strat. & Comms.2026-08-06D2,4005581,339,867CommonForm 4 ↗
Dawn M. BrockmanSVP AND CONTROLLER2026-08-10D472559263,815CommonForm 4 ↗
Heather J. MellohEVP AND GENERAL COUNSEL2026-08-10D469560262,459CommonForm 4 ↗
Heather J. MellohEVP AND GENERAL COUNSEL2026-08-10A722198142,862CommonForm 4 ↗
Dividend-equivalent accruals2026-08-10—722——1 insider, 1 accrual row

Transaction codes per Form 4: A acquisition · S open-market sale · F tax withholding · M option exercise · G gift. Value = shares × price as reported. Dividend-equivalent and fractional-share accrual rows (derivative Class A, under $10,000 and under 2,000 shares) are aggregated per date; every row appears in full below.

View all 61 transactions
InsiderRoleTransaction dateCodeSharesPriceValueSecuritySource
Christopher J. WilliamsDirector2026-04-28A43.39$475$20,625Derivative, Class A CommonForm 4 ↗
Liane J. PelletierDirector2026-04-29A441.7500Derivative, Class A CommonForm 4 ↗
Robert F. Sharpe JrDirector2026-04-29A441.7500Derivative, Class A CommonForm 4 ↗
Glynis A. BryanDirector2026-04-29A441.7500Derivative, Class A CommonForm 4 ↗
Christopher J. WilliamsDirector2026-04-29A441.7500Derivative, Class A CommonForm 4 ↗
Brian T. SheaDirector2026-04-29A441.7500Derivative, Class A CommonForm 4 ↗
Amy DiGesoDirector2026-04-29A441.7500Derivative, Class A CommonForm 4 ↗
Blixt Dianne NealDirector2026-04-29A441.7500Derivative, Class A CommonForm 4 ↗
Robert F. Sharpe JrDirector2026-05-08D1,200466558,996CommonForm 4 ↗
Gerard P. SmythEVP & Hd. of Tech. & Serv. Del2026-05-14D1,437471677,143CommonForm 4 ↗
Gerard P. SmythEVP & Hd. of Tech. & Serv. Del2026-05-14D2,22100Derivative, Class A CommonForm 4 ↗
Gerard P. SmythEVP & Hd. of Tech. & Serv. Del2026-05-14D6,2554732,955,607CommonForm 4 ↗
Gerard P. SmythEVP & Hd. of Tech. & Serv. Del2026-05-14A2,221165367,376CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-09D23.9850011,996CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-09A53.98——CommonForm 4 ↗
William TruscottCEO, GLOBAL ASSET MANAGEMENT2026-07-09D391.64——Derivative, Class A CommonForm 4 ↗
William TruscottCEO, GLOBAL ASSET MANAGEMENT2026-07-09D180.6450090,349CommonForm 4 ↗
William TruscottCEO, GLOBAL ASSET MANAGEMENT2026-07-09A391.64——CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-09D53.98——Derivative, Class A CommonForm 4 ↗
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources2026-07-09D207.19——Derivative, Class A CommonForm 4 ↗
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources2026-07-09A207.19——CommonForm 4 ↗
Dawn M. BrockmanSVP AND CONTROLLER2026-07-09D26.04——Derivative, Class A CommonForm 4 ↗
Dawn M. BrockmanSVP AND CONTROLLER2026-07-09D9.045004,522CommonForm 4 ↗
Dawn M. BrockmanSVP AND CONTROLLER2026-07-09A26.04——CommonForm 4 ↗
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources2026-07-09D98.1950049,108CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-27D65383,226CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-27D2,1315371,144,507CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-27A3,634127461,118CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-27D7,8885374,236,457CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-27D3,63400Derivative, Class A CommonForm 4 ↗
Christopher J. WilliamsDirector2026-07-28A37.7354720,625Derivative, Class A CommonForm 4 ↗
Walter BermanEXECUTIVE VP AND CFO2026-07-28D10,5905495,813,032CommonForm 4 ↗
Walter BermanEXECUTIVE VP AND CFO2026-07-28D23,09955112,723,160CommonForm 4 ↗
Walter BermanEXECUTIVE VP AND CFO2026-07-28A10,9051651,803,796CommonForm 4 ↗
James M. CracchioloDirector2026-07-28D52,93200Derivative, Class A CommonForm 4 ↗
James M. CracchioloDirector2026-07-28D1,9005471,038,665CommonForm 4 ↗
James M. CracchioloDirector2026-07-28D34,91254619,056,017CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-28D6,8405383,679,988CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-28A10,9481651,810,909CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-28D10,94800Derivative, Class A CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-28D908542492,045CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-28D3,2005401,728,221CommonForm 4 ↗
Christopher J. WilliamsPres, Wealth Mgmt Advisor Grp2026-07-28D4,1025382,207,819CommonForm 4 ↗
Walter BermanEXECUTIVE VP AND CFO2026-07-28D23,20600Derivative, Class A CommonForm 4 ↗
Walter BermanEXECUTIVE VP AND CFO2026-07-28D10,90500Derivative, Class A CommonForm 4 ↗
Walter BermanEXECUTIVE VP AND CFO2026-07-28D422550231,998CommonForm 4 ↗
Walter BermanEXECUTIVE VP AND CFO2026-07-28A23,2061984,591,771CommonForm 4 ↗
James M. CracchioloDirector2026-07-28D16,1205458,789,896CommonForm 4 ↗
James M. CracchioloDirector2026-07-28A52,9321658,755,482CommonForm 4 ↗
Deirdre Davey McGrawEVP Mktg, Strat. & Comms.2026-08-06D1,00000Derivative, Class A CommonForm 4 ↗
Deirdre Davey McGrawEVP Mktg, Strat. & Comms.2026-08-06D2,1915581,222,753CommonForm 4 ↗
Deirdre Davey McGrawEVP Mktg, Strat. & Comms.2026-08-06A1,000298298,090CommonForm 4 ↗
Deirdre Davey McGrawEVP Mktg, Strat. & Comms.2026-08-06A1,000198197,870CommonForm 4 ↗
Deirdre Davey McGrawEVP Mktg, Strat. & Comms.2026-08-06A1,000165165,410CommonForm 4 ↗
Deirdre Davey McGrawEVP Mktg, Strat. & Comms.2026-08-06D1,00000Derivative, Class A CommonForm 4 ↗
Deirdre Davey McGrawEVP Mktg, Strat. & Comms.2026-08-06D1,00000Derivative, Class A CommonForm 4 ↗
Deirdre Davey McGrawEVP Mktg, Strat. & Comms.2026-08-06D2,4005581,339,867CommonForm 4 ↗
Dawn M. BrockmanSVP AND CONTROLLER2026-08-10D472559263,815CommonForm 4 ↗
Heather J. MellohEVP AND GENERAL COUNSEL2026-08-10D469560262,459CommonForm 4 ↗
Heather J. MellohEVP AND GENERAL COUNSEL2026-08-10A722198142,862CommonForm 4 ↗
Heather J. MellohEVP AND GENERAL COUNSEL2026-08-10D72200Derivative, Class A CommonForm 4 ↗
03

Grants of plan-based awards — fiscal year 2025

ExecutiveAwardGrant dateThresholdTargetGrantedMaximumGrant-date fair value
Joseph SweeneyOPTION2025-01-31——4,195—$690,000
James CracchioloPSU2025-01-31—17,483—30,5959,500,000
Walter BermanPSU2025-01-31—4,601—8,0522,500,000
William TruscottPSU2025-01-31—3,956—6,9232,150,000
Joseph SweeneyPSU2025-01-31—2,760—4,8301,500,000
William DaviesRSU2025-01-31——493—268,109
William DaviesPSU2025-01-31—913—1,598496,497
Walter BermanRSU2025-01-31——2,484—1,350,000
Walter BermanOPTION2025-01-31——6,991—1,150,000
James CracchioloOPTION2025-01-31——24,258—3,990,000
James CracchioloRSU2025-01-31——10,140—5,510,000
William TruscottRSU2025-01-31——2,136—1,161,000
Joseph SweeneyRSU2025-01-31——1,490—810,000
William DaviesOPTION2025-01-31——1,388—228,389
William TruscottOPTION2025-01-31——6,013—989,000
03b

Vehicle mix — grant-date fair value by award type

Named executive officerTime-vested (RSU)Performance-vested (PSU)Options / SARs% performance-vested
Joseph Sweeney$810,000$1,500,000$690,00050.0%
James Cracchiolo5,510,0009,500,0003,990,00050.0%
Walter Berman1,350,0002,500,0001,150,00050.0%
William Truscott1,161,0002,150,000989,00050.0%
William Davies268,109496,497228,38950.0%

% performance-vested = PSU grant-date fair value ÷ (RSU + PSU + Options), a computed value with the derivation shown in the register.

04

Outstanding equity awards at fiscal year-end 2025

ExecutiveAwardShares unvestedExercise priceMarket value unvested
James CracchioloPSU23,225—$11,388,147
James CracchioloPSU10,140—4,972,048
James CracchioloPSU20,439—10,022,059
James CracchioloPSU17,483—8,572,614
James CracchioloPSU7,903—3,875,157
Walter BermanPSU6,532—3,202,901
Walter BermanPSU5,748—2,818,474
William TruscottPSU5,661—2,775,815
William TruscottPSU4,630—2,270,274
Walter BermanPSU4,601—2,256,054
James CracchioloPSU4,490—2,201,627
William TruscottPSU3,956—1,939,785
Joseph SweeneyPSU3,628—1,778,954
Joseph SweeneyPSU3,289—1,612,728
Joseph SweeneyPSU2,760—1,353,338
Walter BermanPSU2,484—1,218,005
Joseph SweeneyPSU1,184—580,563
William TruscottPSU2,136—1,047,366
Walter BermanPSU2,070—1,015,004
William DaviesPSU415—203,677
William TruscottPSU1,667—817,397
Joseph SweeneyPSU1,490—730,607
William DaviesPSU1,300—637,442
Walter BermanPSU1,177—577,130
William DaviesPSU1,124—551,142
William TruscottPSU1,019—499,656
William DaviesPSU913—447,680
Joseph SweeneyPSU653—320,192
William DaviesPSU499—244,790
William DaviesPSU244—119,578
James CracchioloOption52,932165.41—
James CracchioloOption52,415197.87—
Walter BermanOption23,206197.87—
James CracchioloOption33,919298.09—
James CracchioloOption19,844391.4—
James CracchioloOption11,216344.45—
Walter BermanOption10,905165.41—
Walter BermanOption12,859298.09—
Walter BermanOption3,456344.45—
Walter BermanOption6,113391.4—
William TruscottOption18,276197.87—
William TruscottOption10,716298.09—
William TruscottOption2,994344.45—
William TruscottOption4,924391.4—
Joseph SweeneyOption17,730165.41—
Joseph SweeneyOption11,324197.87—
Joseph SweeneyOption6,286298.09—
Joseph SweeneyOption1,920344.45—
Joseph SweeneyOption3,498391.4—
William DaviesOption1,196391.4—
William DaviesOption688344.45—
05

Incentive-plan design — the Compensation Discussion & Analysis

Ameriprise takes a measured and thoughtful approach to executive compensation that is aligned to financial and business results, competitive, balanced, and responsive to investor feedback. The pay mix is balanced between annual cash incentives and long-term equity incentives, with the majority delivered in 3-year cliff-vested performance share units to ensure close alignment with shareholder interests.

CEO STI target (% of salary)—
CEO LTI target (% of salary)—
Independent consultantSemler Brossy
Clawback policytrue
Anti-hedgingtrue
Anti-pledgingtrue
06

Say-on-pay — recent advisory votes

Meeting yearMeeting dateForAgainstAbstainSupportOutcome
20262026-04-2965,673,3626,847,326313,84690.56%Passed
20252025-04-3069,497,6758,956,663218,15688.58%Passed
20242024-04-2472,562,1399,249,183243,98288.69%Passed
20232023-04-2669,734,79715,135,224245,08182.17%Passed
20222022-04-2772,280,75417,363,600431,32380.63%Passed
20212021-04-2883,268,80411,316,317311,71888.04%Passed

Rows are labeled by annual-meeting year, with the meeting date beside each; the vote held in a given year acts on the prior fiscal year's compensation.

Say-on-pay — history, company's computation

Meeting yearMeeting dateApproval — company's computation
20262026-04-2990.56%a
20252025-04-3088.58%b
20242024-04-2488.69%c

a. Approved under the standard stated in the filing — “What vote is required and how will my votes be counted? Votes Required for Proposals How We Count Votes Board Recommendations Item ​ ​ To elect directors and adopt the other proposals, the following proportion of votes is required: ​ ​ Routine/ Non-Routine ​ ​ Impact of Abstain Vote ​ ​ Treatment of Broker Non-Votes ​ ​ ​ 1 ​ To elect the eight director nominees named in the proxy statement ​ Under the majority voting standard, in an uncontested election, a nominee must receive a number of "For" votes that exceeds 50% of the votes cast (excluding abstentions)* ​ Non- routine ​ No effect ​ No effect ​ FOR each nominee 2 ​ To ratify the Audit and Risk Committee's appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2026 ​ The affirmative vote of a majority of the votes cast ​ Routine ​ No effect ​ No effect ​ FOR 3 ​ To approve the compensation of the named executive officers by a nonbinding advisory vote ​ The affirmative vote of a majority of the votes cast ​ Non- routine ​ No effect ​ No effect ​ FOR ​ * If an uncontested incumbent nominee for director does not receive an affirmative majority of "For" votes, they are to promptly tender their resignation to the Board.”.

b. Approved under the standard stated in the filing — “der the majority voting standard, in an uncontested election, a nominee must receive a number of "For" votes that exceeds 50% of the votes cast (excluding abstentions)* ​ ​ Non- routine ​ ​ No effect ​ ​ No effect ​ ​ FOR each nominee ​ ​ 2 ​ ​ To approve the compensation of the named executive officers by a nonbinding advisory vote ​ ​ The affirmative vote of a majority of the votes cast ​ ​ Non- routine ​ ​ No effect ​ ​ No effect ​ ​ FOR ​ ​ 3 ​ ​ To ratify the Audit and Risk Committee's appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2025 ​ ​ The affirmative vote of a majority of the votes cast ​ ​ Routine ​ ​ No effect hold shares in street name;”.

c. Voting standard not stated in the filing.

Approval percentages are the company's own reported computations under its own stated standard, not recomputed by Velarion. Where a company does not state a standard, none is assumed.

07

CEO pay ratio

Ratio (CEO : median employee)232 : 1
CEO total compensation$30,828,468
Median employee compensation$133,001
08

Director compensation — fiscal year 2025

DirectorCash feesStock awardsOption awardsNon-equity incentiveAll otherTotal
Robert F. Sharpe JrIndependent · Compensation and Benefits · Nominating and Governance · Executive$180,000$210,000——$0$390,000
Christopher J. WilliamsIndependent · Audit and Risk (Chair) · Nominating and Governance165,000210,000——0375,000
Dianne Neal BlixtIndependent · Audit and Risk · Compensation and Benefits (Chair) · Executive155,000210,000——1,000366,000
Amy DiGesoIndependent · Compensation and Benefits · Nominating and Governance (Chair) · Executive150,000210,000——2,000362,000
Brian T. SheaIndependent · Audit and Risk · Nominating and Governance135,000210,000——2,000347,000
Glynis A. BryanIndependent · Audit and Risk · Partial-year service · Newly elected104,514241,233——0345,747
W. Edward Walter IIIIndependent · Audit and Risk · Compensation and Benefits · Not standing for re-election · Departed during FY135,000210,000——0345,000
Armando Pimentel JrNot standing for re-election · Departed during FY44,8760——044,876
Liane J. PelletierIndependent · Audit and Risk · Partial-year service · Newly elected16,9840——016,984
James M. CracchioloEmployee director · Board Chair · Executive (Chair)—————0
09

Board fee structure and ownership guideline

Annual cash retainer$110,000
Annual equity retainer$210,000
Per board meeting fee—
Committee chair fees (audit / comp / nom-gov)30,000 / 20,000 / 20,000
Stock ownership guideline$5
09b

Total cost of the board

ComponentFY2025
Cash retainers and fees$1,086,374
Equity awards (grant-date value)$1,501,233
All other compensation$5,000
Total cost of the board$2,592,607

Computed as the sum of the director compensation table rows above; inputs and formula shown in the register.

10

Disclosed peer group — fiscal year 2025

The compensation peer group as the company disclosed it in its own proxy — the reference set behind the percentile above.

10a

Peer reciprocity

Of the companies AMERIPRISE FINANCIAL INC names as compensation peers, which name it back in their own disclosed peer groups. A peer set the market reciprocates reads differently from one selected in a single direction.

Reciprocity shown where the peer's own current proxy has been read — each mark is cited in the register to that peer's filing. A dash means the peer's current proxy was read and names no reciprocal group including AMERIPRISE FINANCIAL INC.

10b

Chief executive pay against the peer group

Most recent fiscal-year chief executive compensation at each disclosed peer, taken from that company's own proxy statement.

RankCompanyFYChief executiveSalaryStock awardsOption awardsNon-equity incentiveTotal
1Bank of New York Mellon2025Robin Vince$1,300,000$47,440,141$25,000,004$9,510,000$83,472,970
2BlackRock2025Laurence Fink1,500,00024,600,1840037,749,569
3Morgan Stanley2025Edward Pick1,500,00024,476,4630037,187,657
4AMERIPRISE FINANCIAL INC2025James Cracchiolo1,250,00015,010,0003,990,0007,750,00030,828,468
5Jefferies Financial Group2025Richard Handler1,000,00017,206,2430028,447,020
6Aflac2025Daniel Amos1,441,10011,340,78206,350,19325,033,687
7State Street2025Ronald O'Hanley1,200,00012,764,92405,399,37519,529,070
8Charles Schwab2025Richard Wurster1,248,4687,612,5535,075,0194,727,41618,755,222
9Raymond James2025Paul Shoukry645,8338,549,7480—17,277,875
10T. Rowe Price2025Robert Sharps350,0008,401,68908,401,50017,245,792
11U.S. Bancorp2025Gunjan Kedia1,141,66711,499,99603,232,26716,674,515
12Invesco2025Andrew Schlossberg750,00010,084,90305,321,25016,299,849
13Principal Financial2025Deanna Strable-Soethout990,7698,870,70803,091,20013,827,887
14Prudential Financial2025Andrew Sullivan1,089,2054,618,26604,664,00011,408,423
15The Carlyle Group2025Harvey Schwartz1,000,000——6,000,0007,149,859

Each peer's compensation is from its most recently filed proxy; fiscal years differ by company. Each peer's figures come from its own filings; the subject company is highlighted. Peers whose chief executive compensation is outside our coverage universe are stated as such, never left blank.

10c

Incentive design against the same peers

CompanyAnnual incentive payoutLong-term vehicle mixPSU measures include TSRCompensation consultant
AMERIPRISE FINANCIAL INC155%PSU 50NoSemler Brossy
Aflacnot disclosedPSU 100NoMercer (US) LLC
Bank of New York Mellonnot disclosedPSU 75 · RSU 25Yes — TSR percentile vs. Relative Peer GroupMeridian
BlackRocknot disclosedPSU 74 · RSU 26NoSemler Brossy
Charles Schwab116.5%PSU 60 · Options 40NoSemler Brossy Consulting Group LLC
Invesco129%not disclosedYes — Relative TSRJohnson Associates, Inc.
Jefferies Financial Groupnot disclosednot disclosedNoPearl Meyer
Morgan Stanleynot disclosedPSU 100NoSemler Brossy
Principal Financial104%PSU 70 · RSU 30NoCompensation Advisory Partners
Prudential Financial106%PSU 75 · RSU 25NoFW Cook
Raymond Jamesnot disclosedPSU 60NoMeridian Compensation Partners
State Streetnot disclosedPRSU 62 · DSA 38NoMeridian Compensation Partners
T. Rowe Pricenot disclosedRSU 50 · PRSU 50NoJohnson Associates
The Carlyle Group200%not disclosedNoPay Governance
U.S. Bancorpnot disclosedPRSU 60 · RSU 40NoMeridian Compensation Partners, LLC

Read from each company's Compensation Discussion and Analysis: annual incentive payout as a percentage of target, the disclosed long-term vehicle mix, whether performance-share measures include a total shareholder return component, and the retained compensation consultant. “Not disclosed” appears only where the company's filing does not state the item.

10d

Frequently asked questions

Who was the highest-paid executive at AMERIPRISE FINANCIAL INC in fiscal 2025?
As disclosed, James Cracchiolo (Chairman and Chief Executive Officer) was the highest-paid executive at AMERIPRISE FINANCIAL INC in fiscal 2025, with total compensation of $30,828,468.
How does AMERIPRISE FINANCIAL INC's chief executive pay compare to its disclosed peer group?
As disclosed, James Cracchiolo's total compensation ranked at the 79th percentile of AMERIPRISE FINANCIAL INC's disclosed peer group.
What is AMERIPRISE FINANCIAL INC's CEO-to-median employee pay ratio?
As disclosed, AMERIPRISE FINANCIAL INC's CEO-to-median employee pay ratio was 232:1.
How did shareholders vote on AMERIPRISE FINANCIAL INC's executive compensation?
As disclosed, 90.56% of shareholders supported AMERIPRISE FINANCIAL INC's executive compensation in the latest say-on-pay vote.
How much does AMERIPRISE FINANCIAL INC spend in total on board compensation for fiscal 2025?
As disclosed, AMERIPRISE FINANCIAL INC reported total board compensation of $2,592,607 for fiscal 2025.

Answers are drawn only from the figures disclosed in this brief and cited to their location in the source filing. Where a figure required for an answer is not disclosed, that is stated rather than estimated.

11

Source register

Each figure's location is given both for the eye (section · page · table · row · column) and for a script (table/row/column index and exact character span in the filed document). Any figure can be independently confirmed against the source.

#SupportsDocumentFiledAccessionLocation in document
1Section 01, James CracchioloDEF 14A2026-03-200001104659-26-032725Section “Summary Compensation Table” · page 62. As printed: 30,828,468. Filing ↗machine: r10 · c16 · span 1368799–1368809
2Section 01, Walter BermanDEF 14A2026-03-200001104659-26-032725Section “Summary Compensation Table” · page 62. As printed: 10,079,583. Filing ↗machine: r16 · c16 · span 1396839–1396849
3Section 01, William TruscottDEF 14A2026-03-200001104659-26-032725Section “Summary Compensation Table” · page 62. As printed: 8,789,211. Filing ↗machine: r22 · c16 · span 1424912–1424921
4Section 01, Joseph SweeneyDEF 14A2026-03-200001104659-26-032725Section “Summary Compensation Table” · page 62. As printed: 6,655,933. Filing ↗machine: r28 · c16 · span 1453071–1453080
5Section 01, William DaviesDEF 14A2026-03-200001104659-26-032725Section “Summary Compensation Table” · page 62. As printed: 4,318,739. Filing ↗machine: r34 · c16 · span 1481189–1481198
6Section 03, Joseph Sweeney OPTIONDEF 14A1900-01-010001104659-26-032725Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: span 1714254–1714261
7Section 03, James Cracchiolo PSUDEF 14A1900-01-010001104659-26-032725Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: span 1619741–1619750
8Section 03, Walter Berman PSUDEF 14A1900-01-010001104659-26-032725Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: span 1646738–1646747
9Section 03, William Truscott PSUDEF 14A1900-01-010001104659-26-032725Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: span 1673736–1673745
10Section 03, Joseph Sweeney PSUDEF 14A1900-01-010001104659-26-032725Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: span 1689240–1689249
11Section 03, William Davies RSUDEF 14A1900-01-010001104659-26-032725Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: span 1734457–1734464
12Section 03, William Davies PSUDEF 14A1900-01-010001104659-26-032725Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: span 1727717–1727724
13Section 03, Walter Berman RSUDEF 14A1900-01-010001104659-26-032725Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: span 1653482–1653491
14Section 03, Walter Berman OPTIONDEF 14A1900-01-010001104659-26-032725Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: span 1660264–1660273
15Section 03, James Cracchiolo OPTIONDEF 14A1900-01-010001104659-26-032725Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: span 1633269–1633278
16Section 03, James Cracchiolo RSUDEF 14A1900-01-010001104659-26-032725Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: span 1626486–1626495
17Section 03, William Truscott RSUDEF 14A1900-01-010001104659-26-032725Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: span 1680480–1680489
18Section 03, Joseph Sweeney RSUDEF 14A1900-01-010001104659-26-032725Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: span 1707474–1707481
19Section 03, William Davies OPTIONDEF 14A1900-01-010001104659-26-032725Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: span 1741237–1741244
20Section 03, William Truscott OPTIONDEF 14A1900-01-010001104659-26-032725Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: span 1687262–1687269
21Section 07, pay ratioDEF 14A2026-03-200001104659-26-032725Section “CEO Pay Ratio”. As printed: 232 : 1. Filing ↗machine: span 2545148–2545153
22Section 08, Robert F. Sharpe JrDEF 14A2026-03-200001104659-26-032725Section “Director Compensation”. As printed: 390,000. Filing ↗machine: span 694578–694737
23Section 08, Christopher J. WilliamsDEF 14A2026-03-200001104659-26-032725Section “Director Compensation”. As printed: 375,000. Filing ↗machine: span 704993–705152
24Section 08, Dianne Neal BlixtDEF 14A2026-03-200001104659-26-032725Section “Director Compensation”. As printed: 366,000. Filing ↗machine: span 676960–677119
25Section 08, Amy DiGesoDEF 14A2026-03-200001104659-26-032725Section “Director Compensation”. As printed: 362,000. Filing ↗machine: span 684113–684272
26Section 08, Brian T. SheaDEF 14A2026-03-200001104659-26-032725Section “Director Compensation”. As printed: 347,000. Filing ↗machine: span 698004–698163
27Section 08, Glynis A. BryanDEF 14A2026-03-200001104659-26-032725Section “Director Compensation”. As printed: 345,747. Filing ↗machine: span 680669–680828
28Section 08, W. Edward Walter IIIDEF 14A2026-03-200001104659-26-032725Section “Director Compensation”. As printed: 345,000. Filing ↗machine: span 701439–701598
29Section 08, Armando Pimentel JrDEF 14A2026-03-200001104659-26-032725Section “Director Compensation”. As printed: 44,876. Filing ↗machine: span 691122–691280
30Section 08, Liane J. PelletierDEF 14A2026-03-200001104659-26-032725Section “Director Compensation”. As printed: 16,984. Filing ↗machine: span 687708–687866
31Section 08, James M. CracchioloDEF 14A2026-03-200001104659-26-032725Section “Director Compensation”. As printed: 0. Filing ↗
32Section 02, Christopher J. Williams 2026-04-28Form 42026-04-300001269949-26-000004Insider equity transaction reported since the proxy statement. Filing ↗
33Section 02, Liane J. Pelletier 2026-04-29Form 42026-05-010001205189-26-000004Insider equity transaction reported since the proxy statement. Filing ↗
34Section 02, Robert F. Sharpe Jr 2026-04-29Form 42026-05-010001340573-26-000002Insider equity transaction reported since the proxy statement. Filing ↗
35Section 02, Glynis A. Bryan 2026-04-29Form 42026-05-010001270817-26-000002Insider equity transaction reported since the proxy statement. Filing ↗
36Section 02, Christopher J. Williams 2026-04-29Form 42026-05-010001269949-26-000006Insider equity transaction reported since the proxy statement. Filing ↗
37Section 02, Brian T. Shea 2026-04-29Form 42026-05-010001502259-26-000002Insider equity transaction reported since the proxy statement. Filing ↗
38Section 02, Amy DiGeso 2026-04-29Form 42026-05-010001325475-26-000002Insider equity transaction reported since the proxy statement. Filing ↗
39Section 02, Blixt Dianne Neal 2026-04-29Form 42026-05-010001242260-26-000002Insider equity transaction reported since the proxy statement. Filing ↗
40Section 02, Robert F. Sharpe Jr 2026-05-08Form 42026-05-120001340573-26-000005Insider equity transaction reported since the proxy statement. Filing ↗
41Section 02, Gerard P. Smyth 2026-05-14Form 42026-05-180001823254-26-000009Insider equity transaction reported since the proxy statement. Filing ↗
42Section 02, Gerard P. Smyth 2026-05-14Form 42026-05-180001823254-26-000009Insider equity transaction reported since the proxy statement. Filing ↗
43Section 02, Gerard P. Smyth 2026-05-14Form 42026-05-180001823254-26-000009Insider equity transaction reported since the proxy statement. Filing ↗
44Section 02, Gerard P. Smyth 2026-05-14Form 42026-05-180001823254-26-000009Insider equity transaction reported since the proxy statement. Filing ↗
45Section 02, Christopher J. Williams 2026-07-09Form 42026-07-130001724756-26-000007Insider equity transaction reported since the proxy statement. Filing ↗
46Section 02, Christopher J. Williams 2026-07-09Form 42026-07-130001724756-26-000007Insider equity transaction reported since the proxy statement. Filing ↗
47Section 02, William Truscott 2026-07-09Form 42026-07-130001282835-26-000012Insider equity transaction reported since the proxy statement. Filing ↗
48Section 02, William Truscott 2026-07-09Form 42026-07-130001282835-26-000012Insider equity transaction reported since the proxy statement. Filing ↗
49Section 02, William Truscott 2026-07-09Form 42026-07-130001282835-26-000012Insider equity transaction reported since the proxy statement. Filing ↗
50Section 02, Christopher J. Williams 2026-07-09Form 42026-07-130001724756-26-000007Insider equity transaction reported since the proxy statement. Filing ↗
51Section 02, HUNTER PETRUZILLO KELLI A. 2026-07-09Form 42026-07-130001184353-26-000008Insider equity transaction reported since the proxy statement. Filing ↗
52Section 02, HUNTER PETRUZILLO KELLI A. 2026-07-09Form 42026-07-130001184353-26-000008Insider equity transaction reported since the proxy statement. Filing ↗
53Section 02, Dawn M. Brockman 2026-07-09Form 42026-07-130001937010-26-000008Insider equity transaction reported since the proxy statement. Filing ↗
54Section 02, Dawn M. Brockman 2026-07-09Form 42026-07-130001937010-26-000008Insider equity transaction reported since the proxy statement. Filing ↗
55Section 02, Dawn M. Brockman 2026-07-09Form 42026-07-130001937010-26-000008Insider equity transaction reported since the proxy statement. Filing ↗
56Section 02, HUNTER PETRUZILLO KELLI A. 2026-07-09Form 42026-07-130001184353-26-000008Insider equity transaction reported since the proxy statement. Filing ↗
57Section 02, Christopher J. Williams 2026-07-27Form 42026-07-290001724756-26-000012Insider equity transaction reported since the proxy statement. Filing ↗
58Section 02, Christopher J. Williams 2026-07-27Form 42026-07-290001724756-26-000012Insider equity transaction reported since the proxy statement. Filing ↗
59Section 02, Christopher J. Williams 2026-07-27Form 42026-07-290001724756-26-000012Insider equity transaction reported since the proxy statement. Filing ↗
60Section 02, Christopher J. Williams 2026-07-27Form 42026-07-290001724756-26-000012Insider equity transaction reported since the proxy statement. Filing ↗
61Section 02, Christopher J. Williams 2026-07-27Form 42026-07-290001724756-26-000012Insider equity transaction reported since the proxy statement. Filing ↗
62Section 02, Christopher J. Williams 2026-07-28Form 42026-07-300001269949-26-000008Insider equity transaction reported since the proxy statement. Filing ↗
63Section 02, Walter Berman 2026-07-28Form 42026-07-300001335761-26-000013Insider equity transaction reported since the proxy statement. Filing ↗
64Section 02, Walter Berman 2026-07-28Form 42026-07-300001335761-26-000013Insider equity transaction reported since the proxy statement. Filing ↗
65Section 02, Walter Berman 2026-07-28Form 42026-07-300001335761-26-000013Insider equity transaction reported since the proxy statement. Filing ↗
66Section 02, James M. Cracchiolo 2026-07-28Form 42026-07-300001196484-26-000014Insider equity transaction reported since the proxy statement. Filing ↗
67Section 02, James M. Cracchiolo 2026-07-28Form 42026-07-300001196484-26-000014Insider equity transaction reported since the proxy statement. Filing ↗
68Section 02, James M. Cracchiolo 2026-07-28Form 42026-07-300001196484-26-000014Insider equity transaction reported since the proxy statement. Filing ↗
69Section 02, Christopher J. Williams 2026-07-28Form 42026-07-290001724756-26-000012Insider equity transaction reported since the proxy statement. Filing ↗
70Section 02, Christopher J. Williams 2026-07-28Form 42026-07-290001724756-26-000012Insider equity transaction reported since the proxy statement. Filing ↗
71Section 02, Christopher J. Williams 2026-07-28Form 42026-07-290001724756-26-000012Insider equity transaction reported since the proxy statement. Filing ↗
72Section 02, Christopher J. Williams 2026-07-28Form 42026-07-290001724756-26-000012Insider equity transaction reported since the proxy statement. Filing ↗
73Section 02, Christopher J. Williams 2026-07-28Form 42026-07-290001724756-26-000012Insider equity transaction reported since the proxy statement. Filing ↗
74Section 02, Christopher J. Williams 2026-07-28Form 42026-07-290001724756-26-000012Insider equity transaction reported since the proxy statement. Filing ↗
75Section 02, Walter Berman 2026-07-28Form 42026-07-300001335761-26-000013Insider equity transaction reported since the proxy statement. Filing ↗
76Section 02, Walter Berman 2026-07-28Form 42026-07-300001335761-26-000013Insider equity transaction reported since the proxy statement. Filing ↗
77Section 02, Walter Berman 2026-07-28Form 42026-07-300001335761-26-000013Insider equity transaction reported since the proxy statement. Filing ↗
78Section 02, Walter Berman 2026-07-28Form 42026-07-300001335761-26-000013Insider equity transaction reported since the proxy statement. Filing ↗
79Section 02, James M. Cracchiolo 2026-07-28Form 42026-07-300001196484-26-000014Insider equity transaction reported since the proxy statement. Filing ↗
80Section 02, James M. Cracchiolo 2026-07-28Form 42026-07-300001196484-26-000014Insider equity transaction reported since the proxy statement. Filing ↗
81Section 02, Deirdre Davey McGraw 2026-08-06Form 42026-08-100001389812-26-000008Insider equity transaction reported since the proxy statement. Filing ↗
82Section 02, Deirdre Davey McGraw 2026-08-06Form 42026-08-100001389812-26-000008Insider equity transaction reported since the proxy statement. Filing ↗
83Section 02, Deirdre Davey McGraw 2026-08-06Form 42026-08-100001389812-26-000008Insider equity transaction reported since the proxy statement. Filing ↗
84Section 02, Deirdre Davey McGraw 2026-08-06Form 42026-08-100001389812-26-000008Insider equity transaction reported since the proxy statement. Filing ↗
85Section 02, Deirdre Davey McGraw 2026-08-06Form 42026-08-100001389812-26-000008Insider equity transaction reported since the proxy statement. Filing ↗
86Section 02, Deirdre Davey McGraw 2026-08-06Form 42026-08-100001389812-26-000008Insider equity transaction reported since the proxy statement. Filing ↗
87Section 02, Deirdre Davey McGraw 2026-08-06Form 42026-08-100001389812-26-000008Insider equity transaction reported since the proxy statement. Filing ↗
88Section 02, Deirdre Davey McGraw 2026-08-06Form 42026-08-100001389812-26-000008Insider equity transaction reported since the proxy statement. Filing ↗
89Section 02, Dawn M. Brockman 2026-08-10Form 42026-08-120001937010-26-000012Insider equity transaction reported since the proxy statement. Filing ↗
90Section 02, Heather J. Melloh 2026-08-10Form 42026-08-120001935239-26-000007Insider equity transaction reported since the proxy statement. Filing ↗
91Section 02, Heather J. Melloh 2026-08-10Form 42026-08-120001935239-26-000007Insider equity transaction reported since the proxy statement. Filing ↗
92Section 02, Heather J. Melloh 2026-08-10Form 42026-08-120001935239-26-000007Insider equity transaction reported since the proxy statement. Filing ↗
93Section 06, 2026 voteForm 8-K2026-04-300001104659-26-052928Item 5.07 · say-on-pay result. As reported: 90.56% (votes for as printed: 65,673,362). Filing ↗
94Section 06, 2025 voteForm 8-K2025-05-020001104659-25-044113Item 5.07 · say-on-pay result. As reported: 88.58% (votes for as printed: 69,497,675). Filing ↗
95Section 06, 2024 voteForm 8-K2024-04-260001104659-24-052593Item 5.07 · say-on-pay result. As reported: 88.69% (votes for as printed: 72,562,139). Filing ↗
96Section 01 trend, Δ column (computed)Computed——Δ = current-FY total − prior-FY total per named officer.machine: formula: Δ = FY(n) − FY(n−1)
97Section 03b vehicle mix (computed)Computed——RSU / PSU / Options grant-date fair values summed per officer from the grants table; % performance-vested = PSU ÷ (RSU+PSU+Options).machine: formula: sums + PSU ratio
98Section 09b board cost (computed)Computed——Cash 1,086,374 + equity 1,501,233 + all other 5,000 = 2,592,607, summed across the director compensation table rows.machine: formula: Σ = 2,592,607
99Bank of New York Mellon, Section 10b CEO totalDEF 14A2026-03-050001193125-26-092500CEO total compensation as printed in Bank of New York Mellon's own proxy. As printed: 83,472,970. Filing ↗machine: t239 · r3 · c34 · span 1121523–1121533
100BlackRock, Section 10b CEO totalDEF 14A2026-04-100001308179-26-000262CEO total compensation as printed in BlackRock's own proxy. As printed: 37,749,569. Filing ↗machine: span 1984856–1984866
101Morgan Stanley, Section 10b CEO totalDEF 14A2026-04-020001140361-26-012975CEO total compensation as printed in Morgan Stanley's own proxy. As printed: 37,187,657. Filing ↗machine: t623 · r2 · c22 · span 1563319–1563329
102AMERIPRISE FINANCIAL INC (subject), Section 10b CEO totalDEF 14A2026-03-200001104659-26-032725CEO total compensation as printed in AMERIPRISE FINANCIAL INC's own proxy. As printed: 30,828,468. Filing ↗machine: r10 · c16 · span 1368799–1368809
103Jefferies Financial Group, Section 10b CEO totalDEF 14A2026-02-230001140361-26-006361CEO total compensation as printed in Jefferies Financial Group's own proxy. As printed: 28,447,020. Filing ↗machine: r2 · c25 · span 1220527–1220537
104Aflac, Section 10b CEO totalDEF 14A2026-03-190001628280-26-019621CEO total compensation as printed in Aflac's own proxy. As printed: 25,033,687. Filing ↗machine: r2 · c27 · span 1396373–1396383
105State Street, Section 10b CEO totalDEF 14A2026-04-080001140361-26-013817CEO total compensation as printed in State Street's own proxy. As printed: 19,529,070. Filing ↗machine: r2 · c25 · span 1621757–1621768
106Charles Schwab, Section 10b CEO totalDEF 14A2026-04-060001193125-26-142826CEO total compensation as printed in Charles Schwab's own proxy. As printed: 18,755,222. Filing ↗machine: span 943741–943751
107Raymond James, Section 10b CEO totalDEF 14A2026-01-070000720005-26-000019CEO total compensation as printed in Raymond James's own proxy. As printed: 17,277,875. Filing ↗machine: t155 · r2 · c15 · span 1103853–1103864
108T. Rowe Price, Section 10b CEO totalDEF 14A2026-03-170001104659-26-028876CEO total compensation as printed in T. Rowe Price's own proxy. As printed: 17,245,792. Filing ↗machine: span 1474238–1474248
109U.S. Bancorp, Section 10b CEO totalDEF 14A2026-03-100001104659-26-025844CEO total compensation as printed in U.S. Bancorp's own proxy. As printed: 16,674,515. Filing ↗machine: r1 · c42 · span 1202461–1202471
110Invesco, Section 10b CEO totalDEF 14A2026-04-020001193125-26-140019CEO total compensation as printed in Invesco's own proxy. As printed: 16,299,849. Filing ↗machine: t223 · r2 · c27 · span 1030655–1030665
111Principal Financial, Section 10b CEO totalDEF 14A2026-04-060001104659-26-039920CEO total compensation as printed in Principal Financial's own proxy. As printed: 13,827,887. Filing ↗machine: r4 · c28 · span 1116181–1116192
112Prudential Financial, Section 10b CEO totalDEF 14A2026-03-260001104659-26-035162CEO total compensation as printed in Prudential Financial's own proxy. As printed: 11,408,423. Filing ↗machine: r1 · c47 · span 1578749–1578759
113The Carlyle Group, Section 10b CEO totalDEF 14A2026-04-230001527166-26-000017CEO total compensation as printed in The Carlyle Group's own proxy. As printed: 7,149,859. Filing ↗machine: span 1925524–1925533
114Section 10a, The Carlyle Group reciprocityDEF 14A—0001527166-26-000017The Carlyle Group's most recent proxy was read; its disclosed peer group does not include AMERIPRISE FINANCIAL INC. Filing ↗
115Section 10a, BlackRock reciprocityDEF 14A—0001308179-26-000262BlackRock names AMERIPRISE FINANCIAL INC in its own disclosed peer group (read from its most recent proxy). Filing ↗
116Section 10a, Jefferies Financial Group reciprocityDEF 14A—0001140361-26-006361Jefferies Financial Group's most recent proxy was read; its disclosed peer group does not include AMERIPRISE FINANCIAL INC. Filing ↗
117Section 10a, Invesco reciprocityDEF 14A—0001193125-26-140019Invesco's most recent proxy was read; its disclosed peer group does not include AMERIPRISE FINANCIAL INC. Filing ↗
118Section 10a, T. Rowe Price reciprocityDEF 14A—0001104659-26-028876T. Rowe Price names AMERIPRISE FINANCIAL INC in its own disclosed peer group (read from its most recent proxy). Filing ↗
119Section 10a, Bank of New York Mellon reciprocityDEF 14A—0001193125-26-092500Bank of New York Mellon names AMERIPRISE FINANCIAL INC in its own disclosed peer group (read from its most recent proxy). Filing ↗
120Section 10a, U.S. Bancorp reciprocityDEF 14A—0001104659-26-025844U.S. Bancorp's most recent proxy was read; its disclosed peer group does not include AMERIPRISE FINANCIAL INC. Filing ↗
121Section 10a, Aflac reciprocityDEF 14A—0001628280-26-019621Aflac's most recent proxy was read; its disclosed peer group does not include AMERIPRISE FINANCIAL INC. Filing ↗
122Section 10a, Principal Financial reciprocityDEF 14A—0001104659-26-039920Principal Financial names AMERIPRISE FINANCIAL INC in its own disclosed peer group (read from its most recent proxy). Filing ↗
123Section 10a, Raymond James reciprocityDEF 14A—0000720005-26-000019Raymond James names AMERIPRISE FINANCIAL INC in its own disclosed peer group (read from its most recent proxy). Filing ↗
124Section 10a, Morgan Stanley reciprocityDEF 14A—0001140361-26-012975Morgan Stanley's most recent proxy was read; its disclosed peer group does not include AMERIPRISE FINANCIAL INC. Filing ↗
125Section 10a, Charles Schwab reciprocityDEF 14A—0001193125-26-142826Charles Schwab names AMERIPRISE FINANCIAL INC in its own disclosed peer group (read from its most recent proxy). Filing ↗
126Section 10a, Prudential Financial reciprocityDEF 14A—0001104659-26-035162Prudential Financial names AMERIPRISE FINANCIAL INC in its own disclosed peer group (read from its most recent proxy). Filing ↗

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