Fiscal year 2025 executive and director compensation, incentive-plan design, equity activity, and governance — every figure in this brief is traceable to its exact location in the company’s SEC filing — the document, the section, the page, and the table, linked directly.
Each company listed discloses AMP in its own benchmarking peer group, as disclosed in each company's most recent proxy statement within the last two proxy seasons. Two companies are therefore absent by design: one that named AMP in an earlier year and no longer does, and one whose own most recent disclosure is older than the last two seasons.
| Named executive officer | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension / NQDC | All other | Total |
|---|---|---|---|---|---|---|---|---|
| James Cracchiolo | $1,250,000 | $0 | $9,500,000 | $0 | $7,750,000 | $2,186,112 | $642,356 | $30,828,468 |
| Chairman and Chief Executive Officer | ||||||||
| Walter Berman | 675,000 | 0 | 3,850,000 | 0 | 3,200,000 | 1,018,877 | 185,706 | 10,079,583 |
| Executive Vice President, Chief Financial Officer | ||||||||
| William Truscott | 675,000 | 0 | 3,150,000 | 0 | 3,000,000 | 533,514 | 280,697 | 8,789,211 |
| Chief Executive Officer, Global Asset Management | ||||||||
| Joseph Sweeney | 650,000 | 0 | 2,415,000 | 0 | 2,325,000 | 544,812 | 136,121 | 6,655,933 |
| President, Advice & Wealth Management Products and Service Delivery | ||||||||
| William Davies | 876,168 | 0 | 496,497 | 0 | 2,406,091 | 8,200 | 35,286 | 4,318,739 |
| Executive Vice President Global Chief Investment Officer | ||||||||
A dash means the company reported no figure in that column; 0 means it reported zero. Figures are as printed in the filing, without adjustment.
| Named executive officer | FY2025 total | FY2024 total | FY2023 total | Δ FY2024→2025 |
|---|---|---|---|---|
| James Cracchiolo | $30,828,468 | $28,144,215 | $28,378,031 | +2,684,253 |
| Walter Berman | 10,079,583 | 9,494,210 | 9,463,539 | +585,373 |
| William Truscott | 8,789,211 | — | — | — |
| Joseph Sweeney | 6,655,933 | 6,128,039 | 5,726,182 | +527,894 |
| William Davies | 4,318,739 | 4,430,820 | 4,166,599 | −112,081 |
Prior-year totals as disclosed in the corresponding proxy; deltas are computed values with the derivation shown in the register.
Every insider equity transaction reported on Form 4 after the 2025 proxy statement — acquisitions, dispositions, exercises, and withholdings — and therefore not reflected in any table in that document.
| Insider | Role | Transaction date | Code | Shares | Price | Value | Security | Source |
|---|---|---|---|---|---|---|---|---|
| Christopher J. Williams | Director | 2026-04-28 | A | 43.39 | $475 | $20,625 | Derivative, Class A Common | Form 4 ↗ |
| Dividend-equivalent accruals | 2026-04-29 | — | 3,092 | — | — | 7 insiders, 7 accrual rows | ||
| Robert F. Sharpe Jr | Director | 2026-05-08 | D | 1,200 | 466 | 558,996 | Common | Form 4 ↗ |
| Gerard P. Smyth | EVP & Hd. of Tech. & Serv. Del | 2026-05-14 | A | 2,221 | 165 | 367,376 | Common | Form 4 ↗ |
| Gerard P. Smyth | EVP & Hd. of Tech. & Serv. Del | 2026-05-14 | D | 1,437 | 471 | 677,143 | Common | Form 4 ↗ |
| Gerard P. Smyth | EVP & Hd. of Tech. & Serv. Del | 2026-05-14 | D | 6,255 | 473 | 2,955,607 | Common | Form 4 ↗ |
| Gerard P. Smyth | EVP & Hd. of Tech. & Serv. Del | 2026-05-14 | D | 2,221 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Dawn M. Brockman | SVP AND CONTROLLER | 2026-07-09 | D | 26.04 | — | — | Derivative, Class A Common | Form 4 ↗ |
| Dawn M. Brockman | SVP AND CONTROLLER | 2026-07-09 | A | 26.04 | — | — | Common | Form 4 ↗ |
| William Truscott | CEO, GLOBAL ASSET MANAGEMENT | 2026-07-09 | D | 391.64 | — | — | Derivative, Class A Common | Form 4 ↗ |
| HUNTER PETRUZILLO KELLI A. | Exec VP of Human Resources | 2026-07-09 | A | 207.19 | — | — | Common | Form 4 ↗ |
| William Truscott | CEO, GLOBAL ASSET MANAGEMENT | 2026-07-09 | D | 180.64 | 500 | 90,349 | Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-09 | D | 53.98 | — | — | Derivative, Class A Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-09 | A | 53.98 | — | — | Common | Form 4 ↗ |
| William Truscott | CEO, GLOBAL ASSET MANAGEMENT | 2026-07-09 | A | 391.64 | — | — | Common | Form 4 ↗ |
| HUNTER PETRUZILLO KELLI A. | Exec VP of Human Resources | 2026-07-09 | D | 98.19 | 500 | 49,108 | Common | Form 4 ↗ |
| Dawn M. Brockman | SVP AND CONTROLLER | 2026-07-09 | D | 9.04 | 500 | 4,522 | Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-09 | D | 23.98 | 500 | 11,996 | Common | Form 4 ↗ |
| HUNTER PETRUZILLO KELLI A. | Exec VP of Human Resources | 2026-07-09 | D | 207.19 | — | — | Derivative, Class A Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-27 | D | 4,102 | 538 | 2,207,819 | Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-27 | D | 2,131 | 537 | 1,144,507 | Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-27 | D | 7,888 | 537 | 4,236,457 | Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-27 | D | 3,200 | 540 | 1,728,221 | Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-27 | A | 3,634 | 127 | 461,118 | Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-27 | D | 6,840 | 538 | 3,679,988 | Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-27 | D | 6 | 538 | 3,226 | Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-27 | D | 908 | 542 | 492,045 | Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-27 | D | 3,634 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-27 | D | 10,948 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-27 | A | 10,948 | 165 | 1,810,909 | Common | Form 4 ↗ |
| James M. Cracchiolo | Director | 2026-07-28 | D | 34,912 | 546 | 19,056,017 | Common | Form 4 ↗ |
| James M. Cracchiolo | Director | 2026-07-28 | A | 52,932 | 165 | 8,755,482 | Common | Form 4 ↗ |
| Walter Berman | EXECUTIVE VP AND CFO | 2026-07-28 | A | 10,905 | 165 | 1,803,796 | Common | Form 4 ↗ |
| Walter Berman | EXECUTIVE VP AND CFO | 2026-07-28 | A | 23,206 | 198 | 4,591,771 | Common | Form 4 ↗ |
| Walter Berman | EXECUTIVE VP AND CFO | 2026-07-28 | D | 23,206 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Christopher J. Williams | Director | 2026-07-28 | A | 37.73 | 547 | 20,625 | Derivative, Class A Common | Form 4 ↗ |
| Walter Berman | EXECUTIVE VP AND CFO | 2026-07-28 | D | 23,099 | 551 | 12,723,160 | Common | Form 4 ↗ |
| James M. Cracchiolo | Director | 2026-07-28 | D | 52,932 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| James M. Cracchiolo | Director | 2026-07-28 | D | 1,900 | 547 | 1,038,665 | Common | Form 4 ↗ |
| Walter Berman | EXECUTIVE VP AND CFO | 2026-07-28 | D | 10,905 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Walter Berman | EXECUTIVE VP AND CFO | 2026-07-28 | D | 10,590 | 549 | 5,813,032 | Common | Form 4 ↗ |
| Walter Berman | EXECUTIVE VP AND CFO | 2026-07-28 | D | 422 | 550 | 231,998 | Common | Form 4 ↗ |
| James M. Cracchiolo | Director | 2026-07-28 | D | 16,120 | 545 | 8,789,896 | Common | Form 4 ↗ |
Transaction codes per Form 4: A acquisition · S open-market sale · F tax withholding · M option exercise · G gift. Value = shares × price as reported. Dividend-equivalent and fractional-share accrual rows (derivative Class A, under $10,000 and under 2,000 shares) are aggregated per date; every row appears in full below.
| Insider | Role | Transaction date | Code | Shares | Price | Value | Security | Source |
|---|---|---|---|---|---|---|---|---|
| Christopher J. Williams | Director | 2026-04-28 | A | 43.39 | $475 | $20,625 | Derivative, Class A Common | Form 4 ↗ |
| Blixt Dianne Neal | Director | 2026-04-29 | A | 441.75 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Robert F. Sharpe Jr | Director | 2026-04-29 | A | 441.75 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Amy DiGeso | Director | 2026-04-29 | A | 441.75 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Liane J. Pelletier | Director | 2026-04-29 | A | 441.75 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Brian T. Shea | Director | 2026-04-29 | A | 441.75 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Christopher J. Williams | Director | 2026-04-29 | A | 441.75 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Glynis A. Bryan | Director | 2026-04-29 | A | 441.75 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Robert F. Sharpe Jr | Director | 2026-05-08 | D | 1,200 | 466 | 558,996 | Common | Form 4 ↗ |
| Gerard P. Smyth | EVP & Hd. of Tech. & Serv. Del | 2026-05-14 | A | 2,221 | 165 | 367,376 | Common | Form 4 ↗ |
| Gerard P. Smyth | EVP & Hd. of Tech. & Serv. Del | 2026-05-14 | D | 1,437 | 471 | 677,143 | Common | Form 4 ↗ |
| Gerard P. Smyth | EVP & Hd. of Tech. & Serv. Del | 2026-05-14 | D | 6,255 | 473 | 2,955,607 | Common | Form 4 ↗ |
| Gerard P. Smyth | EVP & Hd. of Tech. & Serv. Del | 2026-05-14 | D | 2,221 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Dawn M. Brockman | SVP AND CONTROLLER | 2026-07-09 | D | 26.04 | — | — | Derivative, Class A Common | Form 4 ↗ |
| Dawn M. Brockman | SVP AND CONTROLLER | 2026-07-09 | A | 26.04 | — | — | Common | Form 4 ↗ |
| William Truscott | CEO, GLOBAL ASSET MANAGEMENT | 2026-07-09 | D | 391.64 | — | — | Derivative, Class A Common | Form 4 ↗ |
| HUNTER PETRUZILLO KELLI A. | Exec VP of Human Resources | 2026-07-09 | A | 207.19 | — | — | Common | Form 4 ↗ |
| William Truscott | CEO, GLOBAL ASSET MANAGEMENT | 2026-07-09 | D | 180.64 | 500 | 90,349 | Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-09 | D | 53.98 | — | — | Derivative, Class A Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-09 | A | 53.98 | — | — | Common | Form 4 ↗ |
| William Truscott | CEO, GLOBAL ASSET MANAGEMENT | 2026-07-09 | A | 391.64 | — | — | Common | Form 4 ↗ |
| HUNTER PETRUZILLO KELLI A. | Exec VP of Human Resources | 2026-07-09 | D | 98.19 | 500 | 49,108 | Common | Form 4 ↗ |
| Dawn M. Brockman | SVP AND CONTROLLER | 2026-07-09 | D | 9.04 | 500 | 4,522 | Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-09 | D | 23.98 | 500 | 11,996 | Common | Form 4 ↗ |
| HUNTER PETRUZILLO KELLI A. | Exec VP of Human Resources | 2026-07-09 | D | 207.19 | — | — | Derivative, Class A Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-27 | D | 4,102 | 538 | 2,207,819 | Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-27 | D | 2,131 | 537 | 1,144,507 | Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-27 | D | 7,888 | 537 | 4,236,457 | Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-27 | D | 3,200 | 540 | 1,728,221 | Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-27 | A | 3,634 | 127 | 461,118 | Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-27 | D | 6,840 | 538 | 3,679,988 | Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-27 | D | 6 | 538 | 3,226 | Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-27 | D | 908 | 542 | 492,045 | Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-27 | D | 3,634 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-27 | D | 10,948 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Christopher J. Williams | Pres, Wealth Mgmt Advisor Grp | 2026-07-27 | A | 10,948 | 165 | 1,810,909 | Common | Form 4 ↗ |
| James M. Cracchiolo | Director | 2026-07-28 | D | 34,912 | 546 | 19,056,017 | Common | Form 4 ↗ |
| James M. Cracchiolo | Director | 2026-07-28 | A | 52,932 | 165 | 8,755,482 | Common | Form 4 ↗ |
| Walter Berman | EXECUTIVE VP AND CFO | 2026-07-28 | A | 10,905 | 165 | 1,803,796 | Common | Form 4 ↗ |
| Walter Berman | EXECUTIVE VP AND CFO | 2026-07-28 | A | 23,206 | 198 | 4,591,771 | Common | Form 4 ↗ |
| Walter Berman | EXECUTIVE VP AND CFO | 2026-07-28 | D | 23,206 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Christopher J. Williams | Director | 2026-07-28 | A | 37.73 | 547 | 20,625 | Derivative, Class A Common | Form 4 ↗ |
| Walter Berman | EXECUTIVE VP AND CFO | 2026-07-28 | D | 23,099 | 551 | 12,723,160 | Common | Form 4 ↗ |
| James M. Cracchiolo | Director | 2026-07-28 | D | 52,932 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| James M. Cracchiolo | Director | 2026-07-28 | D | 1,900 | 547 | 1,038,665 | Common | Form 4 ↗ |
| Walter Berman | EXECUTIVE VP AND CFO | 2026-07-28 | D | 10,905 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Walter Berman | EXECUTIVE VP AND CFO | 2026-07-28 | D | 10,590 | 549 | 5,813,032 | Common | Form 4 ↗ |
| Walter Berman | EXECUTIVE VP AND CFO | 2026-07-28 | D | 422 | 550 | 231,998 | Common | Form 4 ↗ |
| James M. Cracchiolo | Director | 2026-07-28 | D | 16,120 | 545 | 8,789,896 | Common | Form 4 ↗ |
| Executive | Award | Grant date | Threshold | Target | Granted | Maximum | Grant-date fair value |
|---|---|---|---|---|---|---|---|
| James Cracchiolo | RSU | 2025-01-31 | — | — | 10,140 | — | $5,510,000 |
| Walter Berman | RSU | 2025-01-31 | — | — | 6,991 | — | 1,150,000 |
| Joseph Sweeney | RSU | 2025-01-31 | — | — | 4,195 | — | 690,000 |
| Joseph Sweeney | RSU | 2025-01-31 | — | — | 1,490 | — | 810,000 |
| James Cracchiolo | RSU | 2025-01-31 | — | — | 24,258 | — | 3,990,000 |
| Walter Berman | PSU | 2025-01-31 | — | 4,601 | — | 8,052 | 2,500,000 |
| James Cracchiolo | PSU | 2025-01-31 | — | 17,483 | — | 30,595 | 9,500,000 |
| William Truscott | RSU | 2025-01-31 | — | — | 6,013 | — | 989,000 |
| Walter Berman | RSU | 2025-01-31 | — | — | 2,484 | — | 1,350,000 |
| Joseph Sweeney | PSU | 2025-01-31 | — | 2,760 | — | 4,830 | 1,500,000 |
| William Truscott | PSU | 2025-01-31 | — | 3,956 | — | 6,923 | 2,150,000 |
| William Truscott | RSU | 2025-01-31 | — | — | 2,136 | — | 1,161,000 |
| Named executive officer | Time-vested (RSU) | Performance-vested (PSU) | Options / SARs | % performance-vested |
|---|---|---|---|---|
| James Cracchiolo | $9,500,000 | $9,500,000 | $0 | 50.0% |
| Walter Berman | 2,500,000 | 2,500,000 | 0 | 50.0% |
| Joseph Sweeney | 1,500,000 | 1,500,000 | 0 | 50.0% |
| William Truscott | 2,150,000 | 2,150,000 | 0 | 50.0% |
% performance-vested = PSU grant-date fair value ÷ (RSU + PSU + Options), a computed value with the derivation shown in the register.
| Executive | Award | Shares unvested | Exercise price | Market value unvested |
|---|---|---|---|---|
| William Truscott | Option | 18,276 | 197.87 | — |
| James Cracchiolo | Option | 52,932 | 165.41 | — |
| James Cracchiolo | Option | 52,415 | 197.87 | — |
| Walter Berman | Option | 23,206 | 197.87 | — |
| Joseph Sweeney | Option | 17,730 | 165.41 | — |
| William Truscott | Option | 10,716 | 298.09 | — |
| James Cracchiolo | Option | 11,216 | 344.45 | — |
| Walter Berman | Option | 6,113 | 391.4 | — |
| Joseph Sweeney | Option | 6,286 | 298.09 | — |
| William Truscott | Option | 2,994 | 344.45 | — |
| James Cracchiolo | PSU | 20,439 | — | 10,022,059 |
| James Cracchiolo | Option | 33,919 | 298.09 | — |
| James Cracchiolo | PSU | 23,225 | — | 11,388,147 |
| James Cracchiolo | PSU | 17,483 | — | 8,572,614 |
| James Cracchiolo | PSU | 10,140 | — | 4,972,048 |
| Walter Berman | Option | 10,905 | 165.41 | — |
| Joseph Sweeney | Option | 11,324 | 197.87 | — |
| James Cracchiolo | PSU | 7,903 | — | 3,875,157 |
| Walter Berman | Option | 12,859 | 298.09 | — |
| James Cracchiolo | Option | 19,844 | 391.4 | — |
| Walter Berman | PSU | 6,532 | — | 3,202,901 |
| Walter Berman | PSU | 5,748 | — | 2,818,474 |
| William Truscott | PSU | 5,661 | — | 2,775,815 |
| William Truscott | PSU | 4,630 | — | 2,270,274 |
| Walter Berman | PSU | 4,601 | — | 2,256,054 |
| Joseph Sweeney | PSU | 3,628 | — | 1,778,954 |
| James Cracchiolo | PSU | 4,490 | — | 2,201,627 |
| William Truscott | PSU | 3,956 | — | 1,939,785 |
| Walter Berman | PSU | 2,484 | — | 1,218,005 |
| Joseph Sweeney | PSU | 3,289 | — | 1,612,728 |
| Joseph Sweeney | PSU | 2,760 | — | 1,353,338 |
| Walter Berman | PSU | 2,070 | — | 1,015,004 |
| William Truscott | PSU | 2,136 | — | 1,047,366 |
| William Truscott | PSU | 1,667 | — | 817,397 |
| William Truscott | Option | 4,924 | 391.4 | — |
| Walter Berman | Option | 3,456 | 344.45 | — |
| Joseph Sweeney | PSU | 1,490 | — | 730,607 |
| William Davies | PSU | 1,300 | — | 637,442 |
| Joseph Sweeney | PSU | 1,184 | — | 580,563 |
| William Davies | PSU | 1,124 | — | 551,142 |
| Walter Berman | PSU | 1,177 | — | 577,130 |
| William Truscott | PSU | 1,019 | — | 499,656 |
| Joseph Sweeney | Option | 3,498 | 391.4 | — |
| William Davies | PSU | 913 | — | 447,680 |
| Joseph Sweeney | Option | 1,920 | 344.45 | — |
| Joseph Sweeney | PSU | 653 | — | 320,192 |
| William Davies | PSU | 499 | — | 244,790 |
| William Davies | PSU | 415 | — | 203,677 |
| William Davies | Option | 1,196 | 391.4 | — |
| William Davies | Option | 688 | 344.45 | — |
| William Davies | PSU | 244 | — | 119,578 |
| CEO STI target (% of salary) | — |
|---|---|
| CEO LTI target (% of salary) | — |
| Independent consultant | Semler Brossy |
| Clawback policy | true |
| Anti-hedging | true |
| Anti-pledging | true |
| Meeting year | Meeting date | For | Against | Abstain | Support | Outcome |
|---|---|---|---|---|---|---|
| 2026 | 2026-04-29 | 65,673,362 | 6,847,326 | 313,846 | 90.56% | Passed |
| 2025 | 2025-04-30 | 69,497,675 | 8,956,663 | 218,156 | 88.58% | Passed |
| 2024 | 2024-04-24 | 72,562,139 | 9,249,183 | 243,982 | 88.69% | Passed |
| 2023 | 2023-04-26 | 69,734,797 | 15,135,224 | 245,081 | 82.17% | Passed |
| 2022 | 2022-04-27 | 72,280,754 | 17,363,600 | 431,323 | 80.63% | Passed |
| 2021 | 2021-04-28 | 83,268,804 | 11,316,317 | 311,718 | 88.04% | Passed |
Rows are labeled by annual-meeting year, with the meeting date beside each; the vote held in a given year acts on the prior fiscal year's compensation.
| Meeting year | Meeting date | Approval — company's computation |
|---|---|---|
| 2026 | 2026-04-29 | 90.56%a |
| 2025 | 2025-04-30 | 88.58%b |
| 2024 | 2024-04-24 | 88.69%c |
a. Approved under the standard stated in the filing — “What vote is required and how will my votes be counted? Votes Required for Proposals How We Count Votes Board Recommendations Item To elect directors and adopt the other proposals, the following proportion of votes is required: Routine/ Non-Routine Impact of Abstain Vote Treatment of Broker Non-Votes 1 To elect the eight director nominees named in the proxy statement Under the majority voting standard, in an uncontested election, a nominee must receive a number of "For" votes that exceeds 50% of the votes cast (excluding abstentions)* Non- routine No effect No effect FOR each nominee 2 To ratify the Audit and Risk Committee's appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2026 The affirmative vote of a majority of the votes cast Routine No effect No effect FOR 3 To approve the compensation of the named executive officers by a nonbinding advisory vote The affirmative vote of a majority of the votes cast Non- routine No effect No effect FOR * If an uncontested incumbent nominee for director does not receive an affirmative majority of "For" votes, they are to promptly tender their resignation to the Board.”.
b. Approved under the standard stated in the filing — “der the majority voting standard, in an uncontested election, a nominee must receive a number of "For" votes that exceeds 50% of the votes cast (excluding abstentions)* Non- routine No effect No effect FOR each nominee 2 To approve the compensation of the named executive officers by a nonbinding advisory vote The affirmative vote of a majority of the votes cast Non- routine No effect No effect FOR 3 To ratify the Audit and Risk Committee's appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2025 The affirmative vote of a majority of the votes cast Routine No effect hold shares in street name;”.
c. Voting standard not stated in the filing.
Approval percentages are the company's own reported computations under its own stated standard, not recomputed by Velarion. Where a company does not state a standard, none is assumed.
| Ratio (CEO : median employee) | 232 : 1 |
|---|---|
| CEO total compensation | $30,828,468 |
| Median employee compensation | $133,001 |
| Director | Cash fees | Stock awards | Option awards | Non-equity incentive | All other | Total |
|---|---|---|---|---|---|---|
| Robert F. Sharpe JrIndependent · Lead Independent Director · Executive · Nominating/Governance | $180,000 | $210,000 | $0 | — | $0 | $390,000 |
| Christopher J. WilliamsIndependent · Executive · Nominating/Governance · Audit (Chair) · Risk (Chair) | 165,000 | 210,000 | 0 | — | 0 | 375,000 |
| Dianne Neal BlixtIndependent · Executive · Audit and Risk · Compensation (Chair) · Audit | 155,000 | 210,000 | 0 | — | 1,000 | 366,000 |
| Amy DiGesoIndependent · Executive · Nominating/Governance (Chair) · Compensation | 150,000 | 210,000 | 0 | — | 2,000 | 362,000 |
| Brian T. SheaIndependent · Nominating/Governance · Audit | 135,000 | 210,000 | 0 | — | 2,000 | 347,000 |
| Glynis A. BryanIndependent · Audit · Risk · Partial-year service · Newly elected | 104,514 | 241,233 | 0 | — | 0 | 345,747 |
| W. Edward Walter IIIIndependent · Audit | 135,000 | 210,000 | 0 | — | 0 | 345,000 |
| Liane J. PelletierIndependent · Audit · Partial-year service · Newly elected | 16,984 | 0 | 0 | — | 0 | 16,984 |
| James M. CracchioloEmployee director · Board Chair · Executive (Chair) | — | — | — | — | — | 0 |
| Annual cash retainer | $110,000 |
|---|---|
| Annual equity retainer | $210,000 |
| Per board meeting fee | $0 |
| Committee chair fees (audit / comp / nom-gov) | 30,000 / 20,000 / 20,000 |
| Stock ownership guideline | $550,000 |
| Component | FY2025 |
|---|---|
| Cash retainers and fees | $1,041,498 |
| Equity awards (grant-date value) | $1,501,233 |
| All other compensation | $5,000 |
| Total cost of the board | $2,547,731 |
Computed as the sum of the director compensation table rows above; inputs and formula shown in the register.
The compensation peer group as the company disclosed it in its own proxy — the reference set behind the percentile above.
Of the companies Ameriprise Financial Inc names as compensation peers, which name it back in their own disclosed peer groups. A peer set the market reciprocates reads differently from one selected in a single direction.
Reciprocity shown where the peer's own current proxy has been read — each mark is cited in the register to that peer's filing. A dash means the peer's current proxy was read and names no reciprocal group including Ameriprise Financial Inc.
Most recent fiscal-year chief executive compensation at each disclosed peer, taken from that company's own proxy statement.
| Rank | Company | FY | Chief executive | Salary | Stock awards | Option awards | Non-equity incentive | Total |
|---|---|---|---|---|---|---|---|---|
| 1 | Bank of New York Mellon | 2025 | Robin Vince | $1,300,000 | $47,440,141 | $25,000,004 | $9,510,000 | $83,472,970 |
| 2 | BlackRock | 2025 | Laurence Fink | 1,500,000 | 24,600,184 | 0 | 0 | 37,749,569 |
| 3 | Morgan Stanley | 2025 | Edward Pick | 1,500,000 | 24,476,463 | 0 | 0 | 37,187,657 |
| 4 | Ameriprise Financial Inc | 2025 | James Cracchiolo | 1,250,000 | 9,500,000 | 0 | 7,750,000 | 30,828,468 |
| 5 | Jefferies Financial Group | 2025 | Richard Handler | 1,000,000 | 17,206,243 | 0 | 0 | 28,447,020 |
| 6 | Aflac | 2025 | Daniel Amos | 1,441,100 | 11,340,782 | 0 | 6,350,193 | 25,033,687 |
| 7 | State Street | 2025 | Ronald O'Hanley | 1,200,000 | 12,764,924 | 0 | 5,399,375 | 19,529,070 |
| 8 | Charles Schwab | 2025 | Richard Wurster | 1,248,468 | 7,612,553 | 5,075,019 | 4,727,416 | 18,755,222 |
| 9 | Raymond James | 2025 | Paul Shoukry | 750,000 | 8,549,748 | 0 | — | 17,277,875 |
| 10 | T. Rowe Price | 2025 | Robert Sharps | 350,000 | 8,401,689 | 0 | 8,401,500 | 17,245,792 |
| 11 | U.S. Bancorp | 2025 | Gunjan Kedia | 1,141,667 | 11,499,996 | 0 | 3,232,267 | 16,674,515 |
| 12 | Invesco | 2025 | Andrew Schlossberg | 750,000 | 10,084,903 | 0 | 5,321,250 | 16,299,849 |
| 13 | Principal Financial | 2025 | Deanna Strable-Soethout | 990,769 | 8,870,708 | 0 | 3,091,200 | 13,827,887 |
| 14 | Prudential Financial | 2025 | Andrew Sullivan | 1,089,205 | 4,618,266 | 0 | 4,664,000 | 11,408,423 |
| 15 | The Carlyle Group | 2025 | Harvey Schwartz | 1,000,000 | — | — | 6,000,000 | 7,149,859 |
Each peer's compensation is from its most recently filed proxy; fiscal years differ by company. Each peer's figures come from its own filings; the subject company is highlighted. Peers whose chief executive compensation is outside our coverage universe are stated as such, never left blank.
| Company | Annual incentive payout | Long-term vehicle mix | PSU measures include TSR | Compensation consultant |
|---|---|---|---|---|
| Ameriprise Financial Inc | not disclosed | not disclosed | not disclosed | Semler Brossy |
| Aflac | 441% | PSU 100 | No | Mercer (US) LLC |
| Bank of New York Mellon | not disclosed | PSU 75 · RSU 25 | Yes — TSR percentile vs. Relative Peer Group | Meridian |
| BlackRock | not disclosed | PSU 74 · RSU 26 | No | Semler Brossy |
| Charles Schwab | 116.5% | PSU 60 · Options 40 | No | Semler Brossy |
| Invesco | 129% | PSU 60 · RSU 40 | Yes — Relative TSR | Johnson Associates |
| Jefferies Financial Group | not disclosed | not disclosed | No | Pearl Meyer |
| Morgan Stanley | not disclosed | PSU 100 | No | Semler Brossy |
| Principal Financial | 104% | PSU 70 · RSU 30 | No | Compensation Advisory Partners |
| Prudential Financial | not disclosed | not disclosed | not disclosed | not disclosed |
| Raymond James | not disclosed | PSU 60 | No | Meridian Compensation Partners |
| State Street | 132.5% | PRSU 62 · DSA 38 | No | Meridian Compensation Partners |
| T. Rowe Price | not disclosed | RSU 50 · PRSU 50 | not disclosed | not disclosed |
| The Carlyle Group | 200% | not disclosed | No | Pay Governance |
| U.S. Bancorp | not disclosed | PRSU 60 · RSU 40 | not disclosed | not disclosed |
Read from each company's Compensation Discussion and Analysis: annual incentive payout as a percentage of target, the disclosed long-term vehicle mix, whether performance-share measures include a total shareholder return component, and the retained compensation consultant. “Not disclosed” appears only where the company's filing does not state the item.
Answers are drawn only from the figures disclosed in this brief and cited to their location in the source filing. Where a figure required for an answer is not disclosed, that is stated rather than estimated.
Each figure's location is given both for the eye (section · page · table · row · column) and for a script (table/row/column index and exact character span in the filed document). Any figure can be independently confirmed against the source.
| # | Supports | Document | Filed | Accession | Location in document |
|---|---|---|---|---|---|
| 1 | Section 01, James Cracchiolo | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Summary Compensation Table” · page 62. As printed: 30,828,468. Filing ↗machine: t208 · r10 · c16 · span 1368799–1368809 |
| 2 | Section 01, Walter Berman | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Summary Compensation Table” · page 62. As printed: 10,079,583. Filing ↗machine: t208 · r16 · c16 · span 1396839–1396849 |
| 3 | Section 01, William Truscott | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Summary Compensation Table” · page 62. As printed: 8,789,211. Filing ↗machine: t208 · r22 · c16 · span 1424912–1424921 |
| 4 | Section 01, Joseph Sweeney | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Summary Compensation Table” · page 62. As printed: 6,655,933. Filing ↗machine: t208 · r28 · c16 · span 1453071–1453080 |
| 5 | Section 01, William Davies | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Summary Compensation Table” · page 62. As printed: 4,318,739. Filing ↗machine: t208 · r34 · c16 · span 1481189–1481198 |
| 6 | Section 03, James Cracchiolo RSU | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: t238 · r14 · c14 · span 1821553–1821559 |
| 7 | Section 03, Walter Berman RSU | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: t238 · r21 · c6 · span 1855377–1855382 |
| 8 | Section 03, Joseph Sweeney RSU | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: t238 · r33 · c6 · span 1916924–1916929 |
| 9 | Section 03, Joseph Sweeney RSU | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: t238 · r32 · c14 · span 1913852–1913857 |
| 10 | Section 03, James Cracchiolo RSU | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: t238 · r15 · c6 · span 1824628–1824634 |
| 11 | Section 03, Walter Berman PSU | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: t238 · r21 · c16 · span 1858068–1858073 |
| 12 | Section 03, James Cracchiolo PSU | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: t238 · r15 · c16 · span 1827320–1827326 |
| 13 | Section 03, William Truscott RSU | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: t238 · r26 · c6 · span 1880933–1880938 |
| 14 | Section 03, Walter Berman RSU | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: t238 · r20 · c14 · span 1852303–1852308 |
| 15 | Section 03, Joseph Sweeney PSU | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: t208 · r29 · c6 · span 1454965–1454974 |
| 16 | Section 03, William Truscott PSU | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: t238 · r27 · c16 · span 1888841–1888846 |
| 17 | Section 03, William Truscott RSU | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Grants of Plan-Based Awards in 2025” · grants of plan-based awards table. Filing ↗machine: t238 · r26 · c14 · span 1883024–1883029 |
| 18 | Section 07, pay ratio | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “CEO Pay Ratio”. As printed: 232 : 1. Filing ↗machine: span 2545148–2545153 |
| 19 | Section 08, Robert F. Sharpe Jr | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Director Compensation”. As printed: 390,000. Filing ↗ |
| 20 | Section 08, Christopher J. Williams | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Director Compensation”. As printed: 375,000. Filing ↗ |
| 21 | Section 08, Dianne Neal Blixt | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Director Compensation”. As printed: 366,000. Filing ↗ |
| 22 | Section 08, Amy DiGeso | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Director Compensation”. As printed: 362,000. Filing ↗ |
| 23 | Section 08, Brian T. Shea | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Director Compensation”. As printed: 347,000. Filing ↗ |
| 24 | Section 08, Glynis A. Bryan | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Director Compensation”. As printed: 345,747. Filing ↗ |
| 25 | Section 08, W. Edward Walter III | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Director Compensation”. As printed: 345,000. Filing ↗ |
| 26 | Section 08, Liane J. Pelletier | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Director Compensation”. As printed: 16,984. Filing ↗ |
| 27 | Section 08, James M. Cracchiolo | DEF 14A | 2026-03-20 | 0001104659-26-032725 | Section “Director Compensation”. As printed: 0. Filing ↗ |
| 28 | Section 02, Christopher J. Williams 2026-04-28 | Form 4 | 2026-04-30 | 0001269949-26-000004 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 29 | Section 02, Blixt Dianne Neal 2026-04-29 | Form 4 | 2026-05-01 | 0001242260-26-000002 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 30 | Section 02, Robert F. Sharpe Jr 2026-04-29 | Form 4 | 2026-05-01 | 0001340573-26-000002 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 31 | Section 02, Amy DiGeso 2026-04-29 | Form 4 | 2026-05-01 | 0001325475-26-000002 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 32 | Section 02, Liane J. Pelletier 2026-04-29 | Form 4 | 2026-05-01 | 0001205189-26-000004 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 33 | Section 02, Brian T. Shea 2026-04-29 | Form 4 | 2026-05-01 | 0001502259-26-000002 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 34 | Section 02, Christopher J. Williams 2026-04-29 | Form 4 | 2026-05-01 | 0001269949-26-000006 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 35 | Section 02, Glynis A. Bryan 2026-04-29 | Form 4 | 2026-05-01 | 0001270817-26-000002 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 36 | Section 02, Robert F. Sharpe Jr 2026-05-08 | Form 4 | 2026-05-12 | 0001340573-26-000005 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 37 | Section 02, Gerard P. Smyth 2026-05-14 | Form 4 | 2026-05-18 | 0001823254-26-000009 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 38 | Section 02, Gerard P. Smyth 2026-05-14 | Form 4 | 2026-05-18 | 0001823254-26-000009 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 39 | Section 02, Gerard P. Smyth 2026-05-14 | Form 4 | 2026-05-18 | 0001823254-26-000009 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 40 | Section 02, Gerard P. Smyth 2026-05-14 | Form 4 | 2026-05-18 | 0001823254-26-000009 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 41 | Section 02, Dawn M. Brockman 2026-07-09 | Form 4 | 2026-07-13 | 0001937010-26-000008 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 42 | Section 02, Dawn M. Brockman 2026-07-09 | Form 4 | 2026-07-13 | 0001937010-26-000008 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 43 | Section 02, William Truscott 2026-07-09 | Form 4 | 2026-07-13 | 0001282835-26-000012 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 44 | Section 02, HUNTER PETRUZILLO KELLI A. 2026-07-09 | Form 4 | 2026-07-13 | 0001184353-26-000008 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 45 | Section 02, William Truscott 2026-07-09 | Form 4 | 2026-07-13 | 0001282835-26-000012 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 46 | Section 02, Christopher J. Williams 2026-07-09 | Form 4 | 2026-07-13 | 0001724756-26-000007 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 47 | Section 02, Christopher J. Williams 2026-07-09 | Form 4 | 2026-07-13 | 0001724756-26-000007 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 48 | Section 02, William Truscott 2026-07-09 | Form 4 | 2026-07-13 | 0001282835-26-000012 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 49 | Section 02, HUNTER PETRUZILLO KELLI A. 2026-07-09 | Form 4 | 2026-07-13 | 0001184353-26-000008 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 50 | Section 02, Dawn M. Brockman 2026-07-09 | Form 4 | 2026-07-13 | 0001937010-26-000008 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 51 | Section 02, Christopher J. Williams 2026-07-09 | Form 4 | 2026-07-13 | 0001724756-26-000007 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 52 | Section 02, HUNTER PETRUZILLO KELLI A. 2026-07-09 | Form 4 | 2026-07-13 | 0001184353-26-000008 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 53 | Section 02, Christopher J. Williams 2026-07-27 | Form 4 | 2026-07-29 | 0001724756-26-000012 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 54 | Section 02, Christopher J. Williams 2026-07-27 | Form 4 | 2026-07-29 | 0001724756-26-000012 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 55 | Section 02, Christopher J. Williams 2026-07-27 | Form 4 | 2026-07-29 | 0001724756-26-000012 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 56 | Section 02, Christopher J. Williams 2026-07-27 | Form 4 | 2026-07-29 | 0001724756-26-000012 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 57 | Section 02, Christopher J. Williams 2026-07-27 | Form 4 | 2026-07-29 | 0001724756-26-000012 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 58 | Section 02, Christopher J. Williams 2026-07-27 | Form 4 | 2026-07-29 | 0001724756-26-000012 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 59 | Section 02, Christopher J. Williams 2026-07-27 | Form 4 | 2026-07-29 | 0001724756-26-000012 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 60 | Section 02, Christopher J. Williams 2026-07-27 | Form 4 | 2026-07-29 | 0001724756-26-000012 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 61 | Section 02, Christopher J. Williams 2026-07-27 | Form 4 | 2026-07-29 | 0001724756-26-000012 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 62 | Section 02, Christopher J. Williams 2026-07-27 | Form 4 | 2026-07-29 | 0001724756-26-000012 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 63 | Section 02, Christopher J. Williams 2026-07-27 | Form 4 | 2026-07-29 | 0001724756-26-000012 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 64 | Section 02, James M. Cracchiolo 2026-07-28 | Form 4 | 2026-07-30 | 0001196484-26-000014 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 65 | Section 02, James M. Cracchiolo 2026-07-28 | Form 4 | 2026-07-30 | 0001196484-26-000014 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 66 | Section 02, Walter Berman 2026-07-28 | Form 4 | 2026-07-30 | 0001335761-26-000013 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 67 | Section 02, Walter Berman 2026-07-28 | Form 4 | 2026-07-30 | 0001335761-26-000013 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 68 | Section 02, Walter Berman 2026-07-28 | Form 4 | 2026-07-30 | 0001335761-26-000013 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 69 | Section 02, Christopher J. Williams 2026-07-28 | Form 4 | 2026-07-30 | 0001269949-26-000008 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 70 | Section 02, Walter Berman 2026-07-28 | Form 4 | 2026-07-30 | 0001335761-26-000013 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 71 | Section 02, James M. Cracchiolo 2026-07-28 | Form 4 | 2026-07-30 | 0001196484-26-000014 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 72 | Section 02, James M. Cracchiolo 2026-07-28 | Form 4 | 2026-07-30 | 0001196484-26-000014 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 73 | Section 02, Walter Berman 2026-07-28 | Form 4 | 2026-07-30 | 0001335761-26-000013 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 74 | Section 02, Walter Berman 2026-07-28 | Form 4 | 2026-07-30 | 0001335761-26-000013 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 75 | Section 02, Walter Berman 2026-07-28 | Form 4 | 2026-07-30 | 0001335761-26-000013 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 76 | Section 02, James M. Cracchiolo 2026-07-28 | Form 4 | 2026-07-30 | 0001196484-26-000014 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 77 | Section 06, 2026 vote | Form 8-K | 2026-04-30 | 0001104659-26-052928 | Item 5.07 · say-on-pay result. As reported: 90.56% (votes for as printed: 65,673,362). Filing ↗ |
| 78 | Section 06, 2025 vote | Form 8-K | 2025-05-02 | 0001104659-25-044113 | Item 5.07 · say-on-pay result. As reported: 88.58% (votes for as printed: 69,497,675). Filing ↗ |
| 79 | Section 06, 2024 vote | Form 8-K | 2024-04-26 | 0001104659-24-052593 | Item 5.07 · say-on-pay result. As reported: 88.69% (votes for as printed: 72,562,139). Filing ↗ |
| 80 | Section 01 trend, Δ column (computed) | Computed | — | computed | Δ = current-FY total − prior-FY total per named officer.machine: formula: Δ = FY(n) − FY(n−1) |
| 81 | Section 03b vehicle mix (computed) | Computed | — | computed | RSU / PSU / Options grant-date fair values summed per officer from the grants table; % performance-vested = PSU ÷ (RSU+PSU+Options).machine: formula: sums + PSU ratio |
| 82 | Section 09b board cost (computed) | Computed | — | computed | Cash 1,041,498 + equity 1,501,233 + all other 5,000 = 2,547,731, summed across the director compensation table rows.machine: formula: Σ = 2,547,731 |
| 83 | Bank of New York Mellon, Section 10b CEO total | DEF 14A | 2026-03-05 | 0001193125-26-092500 | CEO total compensation as printed in Bank of New York Mellon's own proxy. As printed: 83,472,970. Filing ↗machine: t239 · r3 · c34 · span 1121523–1121533 |
| 84 | BlackRock, Section 10b CEO total | DEF 14A | 2026-04-10 | 0001308179-26-000262 | CEO total compensation as printed in BlackRock's own proxy. As printed: 37,749,569. Filing ↗machine: span 1984856–1984866 |
| 85 | Morgan Stanley, Section 10b CEO total | DEF 14A | 2026-04-02 | 0001140361-26-012975 | CEO total compensation as printed in Morgan Stanley's own proxy. As printed: 37,187,657. Filing ↗machine: t623 · r2 · c22 · span 1563319–1563329 |
| 86 | Ameriprise Financial Inc (subject), Section 10b CEO total | DEF 14A | 2026-03-20 | 0001104659-26-032725 | CEO total compensation as printed in Ameriprise Financial Inc's own proxy. As printed: 30,828,468. Filing ↗machine: t208 · r10 · c16 · span 1368799–1368809 |
| 87 | Jefferies Financial Group, Section 10b CEO total | DEF 14A | 2026-02-23 | 0001140361-26-006361 | CEO total compensation as printed in Jefferies Financial Group's own proxy. As printed: 28,447,020. Filing ↗machine: r2 · c25 · span 1220527–1220537 |
| 88 | Aflac, Section 10b CEO total | DEF 14A | 2026-03-19 | 0001628280-26-019621 | CEO total compensation as printed in Aflac's own proxy. As printed: 25,033,687. Filing ↗machine: r2 · c27 · span 1396373–1396383 |
| 89 | State Street, Section 10b CEO total | DEF 14A | 2026-04-08 | 0001140361-26-013817 | CEO total compensation as printed in State Street's own proxy. As printed: 19,529,070. Filing ↗machine: t240 · r2 · c25 · span 1621758–1621768 |
| 90 | Charles Schwab, Section 10b CEO total | DEF 14A | 2026-04-06 | 0001193125-26-142826 | CEO total compensation as printed in Charles Schwab's own proxy. As printed: 18,755,222. Filing ↗machine: span 943741–943751 |
| 91 | Raymond James, Section 10b CEO total | DEF 14A | 2026-01-07 | 0000720005-26-000019 | CEO total compensation as printed in Raymond James's own proxy. As printed: 17,277,875. Filing ↗machine: t155 · r2 · c15 · span 1103853–1103864 |
| 92 | T. Rowe Price, Section 10b CEO total | DEF 14A | 2026-03-17 | 0001104659-26-028876 | CEO total compensation as printed in T. Rowe Price's own proxy. As printed: 17,245,792. Filing ↗machine: span 1474238–1474248 |
| 93 | U.S. Bancorp, Section 10b CEO total | DEF 14A | 2026-03-10 | 0001104659-26-025844 | CEO total compensation as printed in U.S. Bancorp's own proxy. As printed: 16,674,515. Filing ↗machine: r1 · c42 · span 1202461–1202471 |
| 94 | Invesco, Section 10b CEO total | DEF 14A | 2026-04-02 | 0001193125-26-140019 | CEO total compensation as printed in Invesco's own proxy. As printed: 16,299,849. Filing ↗machine: t223 · r2 · c27 · span 1030655–1030665 |
| 95 | Principal Financial, Section 10b CEO total | DEF 14A | 2026-04-06 | 0001104659-26-039920 | CEO total compensation as printed in Principal Financial's own proxy. As printed: 13,827,887. Filing ↗machine: r4 · c28 · span 1116182–1116193 |
| 96 | Prudential Financial, Section 10b CEO total | DEF 14A | 2026-03-26 | 0001104659-26-035162 | CEO total compensation as printed in Prudential Financial's own proxy. As printed: 11,408,423. Filing ↗machine: r1 · c47 · span 1578749–1578759 |
| 97 | The Carlyle Group, Section 10b CEO total | DEF 14A | 2026-04-23 | 0001527166-26-000017 | CEO total compensation as printed in The Carlyle Group's own proxy. As printed: 7,149,859. Filing ↗machine: span 1925524–1925533 |
| 98 | Section 10a, Raymond James reciprocity | DEF 14A | — | 0000720005-26-000019 | Raymond James names Ameriprise Financial Inc in its own disclosed peer group (read from its most recent proxy). Filing ↗ |
| 99 | Section 10a, Invesco reciprocity | DEF 14A | — | 0001193125-26-140019 | Invesco's most recent proxy was read; its disclosed peer group does not include Ameriprise Financial Inc. Filing ↗ |
| 100 | Section 10a, Morgan Stanley reciprocity | DEF 14A | — | 0001140361-26-012975 | Morgan Stanley's most recent proxy was read; its disclosed peer group does not include Ameriprise Financial Inc. Filing ↗ |
| 101 | Section 10a, Aflac reciprocity | DEF 14A | — | 0001628280-26-019621 | Aflac's most recent proxy was read; its disclosed peer group does not include Ameriprise Financial Inc. Filing ↗ |
| 102 | Section 10a, T. Rowe Price reciprocity | DEF 14A | — | 0001104659-26-028876 | T. Rowe Price names Ameriprise Financial Inc in its own disclosed peer group (read from its most recent proxy). Filing ↗ |
| 103 | Section 10a, U.S. Bancorp reciprocity | DEF 14A | — | 0001104659-26-025844 | U.S. Bancorp's most recent proxy was read; its disclosed peer group does not include Ameriprise Financial Inc. Filing ↗ |
| 104 | Section 10a, BlackRock reciprocity | DEF 14A | — | 0001308179-26-000262 | BlackRock names Ameriprise Financial Inc in its own disclosed peer group (read from its most recent proxy). Filing ↗ |
| 105 | Section 10a, Charles Schwab reciprocity | DEF 14A | — | 0001193125-26-142826 | Charles Schwab names Ameriprise Financial Inc in its own disclosed peer group (read from its most recent proxy). Filing ↗ |
| 106 | Section 10a, Bank of New York Mellon reciprocity | DEF 14A | — | 0001193125-26-092500 | Bank of New York Mellon names Ameriprise Financial Inc in its own disclosed peer group (read from its most recent proxy). Filing ↗ |
| 107 | Section 10a, The Carlyle Group reciprocity | DEF 14A | — | 0001527166-26-000017 | The Carlyle Group's most recent proxy was read; its disclosed peer group does not include Ameriprise Financial Inc. Filing ↗ |
| 108 | Section 10a, Jefferies Financial Group reciprocity | DEF 14A | — | 0001140361-26-006361 | Jefferies Financial Group's most recent proxy was read; its disclosed peer group does not include Ameriprise Financial Inc. Filing ↗ |
| 109 | Section 10a, Principal Financial reciprocity | DEF 14A | — | 0001104659-26-039920 | Principal Financial names Ameriprise Financial Inc in its own disclosed peer group (read from its most recent proxy). Filing ↗ |
| 110 | Section 10a, Prudential Financial reciprocity | DEF 14A | — | 0001104659-26-035162 | Prudential Financial names Ameriprise Financial Inc in its own disclosed peer group (read from its most recent proxy). Filing ↗ |