Fiscal year 2025 executive and director compensation, incentive-plan design, equity activity, and governance — every figure in this brief is traceable to its exact location in the company’s SEC filing — the document, the section, the page, and the table, linked directly.
Each company listed discloses PFG in its own benchmarking peer group, as disclosed in each company's most recent proxy statement within the last two proxy seasons. Two companies are therefore absent by design: one that named PFG in an earlier year and no longer does, and one whose own most recent disclosure is older than the last two seasons.
| Named executive officer | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension / NQDC | All other | Total |
|---|---|---|---|---|---|---|---|---|
| Deanna Strable-Soethout | $990,769 | $0 | $8,870,708 | $0 | $3,091,200 | $691,042 | $184,168 | $13,827,887 |
| Chair, President and Chief Executive Officer | ||||||||
| Daniel Houston | 791,154 | 0 | 4,424,919 | 0 | 3,085,500 | 2,533,807 | 485,651 | 11,321,031 |
| Former Executive Chairman | ||||||||
| Kamal Bhatia | 551,500 | 0 | 2,590,039 | 0 | 4,481,020 | 0 | 29,492 | 7,652,051 |
| President and CEO, Principal Asset Management | ||||||||
| Christopher Littlefield | 680,385 | 1,000,000 | 2,496,511 | 0 | 1,415,200 | 170,427 | 121,220 | 5,883,743 |
| President, Retirement Income Solutions | ||||||||
| Amy Friedrich | 699,769 | 0 | 2,567,834 | 0 | 1,455,520 | 403,377 | 97,367 | 5,223,867 |
| President, Benefits and Protection | ||||||||
| Joel Pitz | 498,846 | 0 | 789,890 | 0 | 804,140 | 149,566 | 54,434 | 2,296,876 |
| Chief Financial Officer | ||||||||
A dash means the company reported no figure in that column; 0 means it reported zero. Figures are as printed in the filing, without adjustment.
| Named executive officer | FY2025 total | FY2024 total | FY2023 total | Δ FY2024→2025 |
|---|---|---|---|---|
| Deanna Strable-Soethout | $13,827,887 | $6,432,610 | $6,107,952 | +7,395,277 |
| Daniel Houston | 11,321,031 | 16,438,184 | 15,118,828 | −5,117,153 |
| Kamal Bhatia | 7,652,051 | 5,272,237 | — | +2,379,814 |
| Christopher Littlefield | 5,883,743 | 4,624,281 | — | +1,259,462 |
| Amy Friedrich | 5,223,867 | 4,434,204 | 4,738,010 | +789,663 |
| Joel Pitz | 2,296,876 | 1,835,840 | — | +461,036 |
Prior-year totals as disclosed in the corresponding proxy; deltas are computed values with the derivation shown in the register.
Every insider equity transaction reported on Form 4 after the 2025 proxy statement — acquisitions, dispositions, exercises, and withholdings — and therefore not reflected in any table in that document.
| Insider | Role | Transaction date | Code | Shares | Price | Value | Security | Source |
|---|---|---|---|---|---|---|---|---|
| George Djurasovic | Interim General Counsel | 2026-04-28 | D | 0.99 | $100 | $99 | Common | Form 4 ↗ |
| George Djurasovic | Interim General Counsel | 2026-04-28 | D | 2,571 | 101 | 259,234 | Common | Form 4 ↗ |
| Wee Yee Cheong | President - Asia & Middle East | 2026-04-29 | D | 1,080 | 101 | 109,080 | Common | Form 4 ↗ |
| Wee Yee Cheong | President - Asia & Middle East | 2026-04-30 | D | 4,737 | 101 | 478,484 | Common | Form 4 ↗ |
| Wee Yee Cheong | President - Asia & Middle East | 2026-04-30 | D | 9,183 | 101 | 929,871 | Common | Form 4 ↗ |
| Clare S. Richer | Director | 2026-05-19 | A | 2,175 | 0 | 0 | Common | Form 4 ↗ |
| Blair C. Pickerell | Director | 2026-05-19 | A | 2,175 | 0 | 0 | Common | Form 4 ↗ |
| Claudio N. Muruzabal | Director | 2026-05-19 | A | 2,175 | 0 | 0 | Common | Form 4 ↗ |
| Jonathan S. Auerbach | Director | 2026-05-19 | A | 2,175 | 0 | 0 | Common | Form 4 ↗ |
| Diane C. Nordin | Director | 2026-05-19 | A | 2,175 | 0 | 0 | Common | Form 4 ↗ |
| Roger C. Hochschild | Director | 2026-05-19 | A | 2,175 | 0 | 0 | Common | Form 4 ↗ |
| Scott M. Mills | Director | 2026-05-19 | A | 2,175 | 0 | 0 | Common | Form 4 ↗ |
| H. Elizabeth Mitchell | Director | 2026-05-19 | A | 2,175 | 0 | 0 | Common | Form 4 ↗ |
| Mary E. Maliz Beams | Director | 2026-05-19 | A | 2,175 | 0 | 0 | Common | Form 4 ↗ |
| Alfredo Rivera | Director | 2026-05-19 | A | 2,175 | 0 | 0 | Common | Form 4 ↗ |
| Miller Jocelyn Carter | Director | 2026-05-19 | A | 2,175 | 0 | 0 | Common | Form 4 ↗ |
| Wee Yee Cheong | President - Asia & Middle East | 2026-05-20 | D | 7,534 | 103 | 777,207 | Common | Form 4 ↗ |
| Wee Yee Cheong | President - Asia & Middle East | 2026-05-20 | D | 3,211 | 103 | 330,926 | Common | Form 4 ↗ |
| Scott M. Mills | Director | 2026-06-05 | A | 416 | 105 | 43,772 | Derivative, Class A Common | Form 4 ↗ |
| Roger C. Hochschild | Director | 2026-06-05 | A | 689 | 105 | 72,497 | Derivative, Class A Common | Form 4 ↗ |
| Timothy W. Brown | EVP, General Counsel and Sec | 2026-06-08 | A | 22,279 | 0 | 0 | Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-11 | A | 2,942 | 63 | 184,699 | Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-11 | A | 19,767 | 110 | 2,175,556 | Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-11 | D | 2,942 | 63 | 184,699 | Derivative, Class A Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-11 | A | 16,825 | 63 | 1,056,274 | Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-11 | D | 4,263 | 111 | 474,259 | Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-11 | D | 16,825 | 63 | 1,056,274 | Derivative, Class A Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-11 | A | 16,825 | 63 | 1,056,274 | Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-11 | A | 13,883 | 63 | 871,575 | Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-11 | D | 16,825 | 63 | 1,056,274 | Derivative, Class A Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-11 | D | 26,445 | 110 | 2,921,644 | Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-11 | D | 13,883 | 63 | 871,575 | Derivative, Class A Common | Form 4 ↗ |
| Roger C. Hochschild | Director | 2026-06-26 | A | 294 | 0 | 0 | Common | Form 4 ↗ |
| Jonathan S. Auerbach | Director | 2026-06-26 | A | 166 | 0 | 0 | Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-26 | A | 612 | 0 | 0 | Common | Form 4 ↗ |
| Joel Pitz | EVP & CFO | 2026-06-26 | A | 234 | 0 | 0 | Common | Form 4 ↗ |
| Christopher Littlefield | President - RIS | 2026-06-26 | A | 559 | 0 | 0 | Common | Form 4 ↗ |
| Kamal Bhatia | President and CEO - PAM | 2026-06-26 | A | 430 | 0 | 0 | Common | Form 4 ↗ |
| Dividend-equivalent accruals | 2026-06-26 | — | 25 | — | ~2,694 | 1 insider, 1 accrual row | ||
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-26 | A | 44 | 0 | 0 | Common | Form 4 ↗ |
| Amy Friedrich | President - Benefits & Protect | 2026-06-26 | A | 599 | 0 | 0 | Common | Form 4 ↗ |
| Miller Jocelyn Carter | Director | 2026-06-26 | A | 669 | 0 | 0 | Common | Form 4 ↗ |
| Diane C. Nordin | Director | 2026-06-26 | A | 217 | 0 | 0 | Common | Form 4 ↗ |
| Blair C. Pickerell | Director | 2026-06-26 | A | 281 | 0 | 0 | Common | Form 4 ↗ |
| Clare S. Richer | Director | 2026-06-26 | A | 142 | 0 | 0 | Common | Form 4 ↗ |
| Vivek Agrawal | EVP & Chief Growth Officer | 2026-06-26 | A | 234 | 0 | 0 | Common | Form 4 ↗ |
| Wee Yee Cheong | President - Asia & Middle East | 2026-06-26 | A | 368 | 0 | 0 | Common | Form 4 ↗ |
| Roger C. Hochschild | Director | 2026-06-26 | A | 219 | 108 | 23,597 | Derivative, Class A Common | Form 4 ↗ |
| Kathleen B. Kay | EVP-Chief Information Officer | 2026-06-26 | A | 398 | 0 | 0 | Common | Form 4 ↗ |
| Kenneth A. McCullum | EVP - Chief Risk Officer | 2026-06-26 | A | 73 | 0 | 0 | Common | Form 4 ↗ |
| Joel Pitz | EVP & CFO | 2026-06-26 | A | 2 | 0 | 0 | Common | Form 4 ↗ |
| Mary E. Maliz Beams | Director | 2026-06-26 | A | 109 | 0 | 0 | Common | Form 4 ↗ |
| Scott M. Mills | Director | 2026-06-26 | A | 152 | 108 | 16,378 | Derivative, Class A Common | Form 4 ↗ |
| H. Elizabeth Mitchell | Director | 2026-06-26 | A | 80 | 0 | 0 | Common | Form 4 ↗ |
| Alfredo Rivera | Director | 2026-06-26 | A | 117 | 0 | 0 | Common | Form 4 ↗ |
| Claudio N. Muruzabal | Director | 2026-06-26 | A | 100 | 0 | 0 | Common | Form 4 ↗ |
| Scott M. Mills | Director | 2026-06-26 | A | 253 | 0 | 0 | Common | Form 4 ↗ |
Transaction codes per Form 4: A acquisition · S open-market sale · F tax withholding · M option exercise · G gift. Value = shares × price as reported. Dividend-equivalent and fractional-share accrual rows (derivative Class A, under $10,000 and under 2,000 shares) are aggregated per date; every row appears in full below.
| Insider | Role | Transaction date | Code | Shares | Price | Value | Security | Source |
|---|---|---|---|---|---|---|---|---|
| George Djurasovic | Interim General Counsel | 2026-04-28 | D | 0.99 | $100 | $99 | Common | Form 4 ↗ |
| George Djurasovic | Interim General Counsel | 2026-04-28 | D | 2,571 | 101 | 259,234 | Common | Form 4 ↗ |
| Wee Yee Cheong | President - Asia & Middle East | 2026-04-29 | D | 1,080 | 101 | 109,080 | Common | Form 4 ↗ |
| Wee Yee Cheong | President - Asia & Middle East | 2026-04-30 | D | 4,737 | 101 | 478,484 | Common | Form 4 ↗ |
| Wee Yee Cheong | President - Asia & Middle East | 2026-04-30 | D | 9,183 | 101 | 929,871 | Common | Form 4 ↗ |
| Clare S. Richer | Director | 2026-05-19 | A | 2,175 | 0 | 0 | Common | Form 4 ↗ |
| Blair C. Pickerell | Director | 2026-05-19 | A | 2,175 | 0 | 0 | Common | Form 4 ↗ |
| Claudio N. Muruzabal | Director | 2026-05-19 | A | 2,175 | 0 | 0 | Common | Form 4 ↗ |
| Jonathan S. Auerbach | Director | 2026-05-19 | A | 2,175 | 0 | 0 | Common | Form 4 ↗ |
| Diane C. Nordin | Director | 2026-05-19 | A | 2,175 | 0 | 0 | Common | Form 4 ↗ |
| Roger C. Hochschild | Director | 2026-05-19 | A | 2,175 | 0 | 0 | Common | Form 4 ↗ |
| Scott M. Mills | Director | 2026-05-19 | A | 2,175 | 0 | 0 | Common | Form 4 ↗ |
| H. Elizabeth Mitchell | Director | 2026-05-19 | A | 2,175 | 0 | 0 | Common | Form 4 ↗ |
| Mary E. Maliz Beams | Director | 2026-05-19 | A | 2,175 | 0 | 0 | Common | Form 4 ↗ |
| Alfredo Rivera | Director | 2026-05-19 | A | 2,175 | 0 | 0 | Common | Form 4 ↗ |
| Miller Jocelyn Carter | Director | 2026-05-19 | A | 2,175 | 0 | 0 | Common | Form 4 ↗ |
| Wee Yee Cheong | President - Asia & Middle East | 2026-05-20 | D | 7,534 | 103 | 777,207 | Common | Form 4 ↗ |
| Wee Yee Cheong | President - Asia & Middle East | 2026-05-20 | D | 3,211 | 103 | 330,926 | Common | Form 4 ↗ |
| Scott M. Mills | Director | 2026-06-05 | A | 416 | 105 | 43,772 | Derivative, Class A Common | Form 4 ↗ |
| Roger C. Hochschild | Director | 2026-06-05 | A | 689 | 105 | 72,497 | Derivative, Class A Common | Form 4 ↗ |
| Timothy W. Brown | EVP, General Counsel and Sec | 2026-06-08 | A | 22,279 | 0 | 0 | Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-11 | A | 2,942 | 63 | 184,699 | Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-11 | A | 19,767 | 110 | 2,175,556 | Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-11 | D | 2,942 | 63 | 184,699 | Derivative, Class A Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-11 | A | 16,825 | 63 | 1,056,274 | Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-11 | D | 4,263 | 111 | 474,259 | Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-11 | D | 16,825 | 63 | 1,056,274 | Derivative, Class A Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-11 | A | 16,825 | 63 | 1,056,274 | Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-11 | A | 13,883 | 63 | 871,575 | Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-11 | D | 16,825 | 63 | 1,056,274 | Derivative, Class A Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-11 | D | 26,445 | 110 | 2,921,644 | Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-11 | D | 13,883 | 63 | 871,575 | Derivative, Class A Common | Form 4 ↗ |
| Roger C. Hochschild | Director | 2026-06-26 | A | 294 | 0 | 0 | Common | Form 4 ↗ |
| Jonathan S. Auerbach | Director | 2026-06-26 | A | 166 | 0 | 0 | Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-26 | A | 612 | 0 | 0 | Common | Form 4 ↗ |
| Joel Pitz | EVP & CFO | 2026-06-26 | A | 234 | 0 | 0 | Common | Form 4 ↗ |
| Christopher Littlefield | President - RIS | 2026-06-26 | A | 559 | 0 | 0 | Common | Form 4 ↗ |
| Kamal Bhatia | President and CEO - PAM | 2026-06-26 | A | 430 | 0 | 0 | Common | Form 4 ↗ |
| Alfredo Rivera | Director | 2026-06-26 | A | 25 | 108 | 2,694 | Derivative, Class A Common | Form 4 ↗ |
| Deanna D. Strable-Soethout | Chair, President and CEO | 2026-06-26 | A | 44 | 0 | 0 | Common | Form 4 ↗ |
| Amy Friedrich | President - Benefits & Protect | 2026-06-26 | A | 599 | 0 | 0 | Common | Form 4 ↗ |
| Miller Jocelyn Carter | Director | 2026-06-26 | A | 669 | 0 | 0 | Common | Form 4 ↗ |
| Diane C. Nordin | Director | 2026-06-26 | A | 217 | 0 | 0 | Common | Form 4 ↗ |
| Blair C. Pickerell | Director | 2026-06-26 | A | 281 | 0 | 0 | Common | Form 4 ↗ |
| Clare S. Richer | Director | 2026-06-26 | A | 142 | 0 | 0 | Common | Form 4 ↗ |
| Vivek Agrawal | EVP & Chief Growth Officer | 2026-06-26 | A | 234 | 0 | 0 | Common | Form 4 ↗ |
| Wee Yee Cheong | President - Asia & Middle East | 2026-06-26 | A | 368 | 0 | 0 | Common | Form 4 ↗ |
| Roger C. Hochschild | Director | 2026-06-26 | A | 219 | 108 | 23,597 | Derivative, Class A Common | Form 4 ↗ |
| Kathleen B. Kay | EVP-Chief Information Officer | 2026-06-26 | A | 398 | 0 | 0 | Common | Form 4 ↗ |
| Kenneth A. McCullum | EVP - Chief Risk Officer | 2026-06-26 | A | 73 | 0 | 0 | Common | Form 4 ↗ |
| Joel Pitz | EVP & CFO | 2026-06-26 | A | 2 | 0 | 0 | Common | Form 4 ↗ |
| Mary E. Maliz Beams | Director | 2026-06-26 | A | 109 | 0 | 0 | Common | Form 4 ↗ |
| Scott M. Mills | Director | 2026-06-26 | A | 152 | 108 | 16,378 | Derivative, Class A Common | Form 4 ↗ |
| H. Elizabeth Mitchell | Director | 2026-06-26 | A | 80 | 0 | 0 | Common | Form 4 ↗ |
| Alfredo Rivera | Director | 2026-06-26 | A | 117 | 0 | 0 | Common | Form 4 ↗ |
| Claudio N. Muruzabal | Director | 2026-06-26 | A | 100 | 0 | 0 | Common | Form 4 ↗ |
| Scott M. Mills | Director | 2026-06-26 | A | 253 | 0 | 0 | Common | Form 4 ↗ |
| Executive | Award | Grant date | Threshold | Target | Granted | Maximum | Grant-date fair value |
|---|---|---|---|---|---|---|---|
| Daniel Houston | RSU | 2025-02-24 | — | — | 14,945 | — | $1,271,969 |
| Deanna Strable-Soethout | RSU | 2025-02-24 | — | — | 29,961 | — | 2,549,981 |
| Kamal Bhatia | PSU | 2025-02-24 | 4,082 | 20,412 | — | 36,742 | 1,845,497 |
| Kamal Bhatia | RSU | 2025-02-24 | — | — | 8,748 | — | 744,542 |
| Amy Friedrich | RSU | 2025-02-24 | — | — | 8,673 | — | 738,159 |
| Joel Pitz | PSU | 2025-02-24 | 1,245 | 6,225 | — | 11,205 | 562,817 |
| Amy Friedrich | PSU | 2025-02-24 | 4,047 | 20,237 | — | 36,427 | 1,829,675 |
| Deanna Strable-Soethout | PSU | 2025-02-24 | 13,982 | 69,910 | — | 125,838 | 6,320,728 |
| Joel Pitz | RSU | 2025-02-24 | — | — | 2,668 | — | 227,073 |
| Daniel Houston | PSU | 2025-02-24 | 6,975 | 34,873 | — | 62,771 | 3,152,950 |
| Named executive officer | Time-vested (RSU) | Performance-vested (PSU) | Options / SARs | % performance-vested |
|---|---|---|---|---|
| Daniel Houston | $1,271,969 | $3,152,950 | $0 | 71.3% |
| Deanna Strable-Soethout | 2,549,981 | 6,320,728 | 0 | 71.3% |
| Kamal Bhatia | 744,542 | 1,845,497 | 0 | 71.3% |
| Amy Friedrich | 738,159 | 1,829,675 | 0 | 71.3% |
| Joel Pitz | 227,073 | 562,817 | 0 | 71.3% |
% performance-vested = PSU grant-date fair value ÷ (RSU + PSU + Options), a computed value with the derivation shown in the register.
| Executive | Award | Shares unvested | Exercise price | Market value unvested |
|---|---|---|---|---|
| Kamal Bhatia | RSU | 7,406 | — | $653,259 |
| Joel Pitz | RSU | 2,768 | — | 244,161 |
| Joel Pitz | PSU | 5,914 | — | 521,673 |
| Joel Pitz | RSU | 1,975 | — | 174,202 |
| Amy Friedrich | PSU | 17,059 | — | 1,504,774 |
| Christopher Littlefield | RSU | 8,558 | — | 754,877 |
| Christopher Littlefield | RSU | 8,748 | — | 771,652 |
| Daniel Houston | RSU | 40,935 | — | 3,610,868 |
| Daniel Houston | RSU | 68,846 | — | 6,072,906 |
| Daniel Houston | RSU | 15,505 | — | 1,367,687 |
| Daniel Houston | PSU | 23,883 | — | 2,106,719 |
| Daniel Houston | RSU | 12,332 | — | 1,087,785 |
| Daniel Houston | RSU | 15,388 | — | 1,357,392 |
| Daniel Houston | PSU | 72,529 | — | 6,397,792 |
| Daniel Houston | PSU | 35,906 | — | 3,167,280 |
| Deanna Strable-Soethout | PSU | 104 | — | 11,815 |
| Kamal Bhatia | PSU | 21,177 | — | 1,867,998 |
| Amy Friedrich | RSU | 8,808 | — | 776,947 |
| Amy Friedrich | PSU | 22,638 | — | 1,996,856 |
| Christopher Littlefield | PSU | 16,574 | — | 1,461,993 |
| Christopher Littlefield | RSU | 9,434 | — | 832,213 |
| Christopher Littlefield | PSU | 20,412 | — | 1,800,552 |
| Daniel Houston | PSU | 95,514 | — | 8,425,327 |
| Daniel Houston | RSU | 31,083 | — | 2,741,872 |
| Joel Pitz | RSU | 2,534 | — | 223,547 |
| Kamal Bhatia | PSU | 23,296 | — | 2,054,946 |
| Joel Pitz | PSU | 6,458 | — | 569,679 |
| Kamal Bhatia | RSU | 9,076 | — | 800,571 |
| Christopher Littlefield | RSU | 24,319 | — | 2,431,900 |
| Deanna Strable-Soethout | RSU | 728,500 | — | 82,764,885 |
| Amy Friedrich | RSU | 9,702 | — | 855,809 |
| Amy Friedrich | RSU | 8,998 | — | 793,707 |
| Daniel Houston | PSU | 44,769 | — | 4,476,900 |
| Deanna Strable-Soethout | RSU | 24,319 | — | 2,431,900 |
| Kamal Bhatia | RSU | 24,319 | — | 2,431,900 |
| Joel Pitz | PSU | 44,769 | — | 4,476,900 |
| Christopher Littlefield | PSU | 44,769 | — | 4,476,900 |
| Deanna Strable-Soethout | PSU | 44,769 | — | 4,476,900 |
| Kamal Bhatia | PSU | 44,769 | — | 4,476,900 |
| Amy Friedrich | PSU | 64,769 | — | 6,476,900 |
| Amy Friedrich | RSU | 44,769 | — | 4,476,900 |
| Amy Friedrich | PSU | 20,995 | — | 1,851,983 |
| Joel Pitz | RSU | 24,319 | — | 2,431,900 |
| Daniel Houston | RSU | 24,319 | — | 2,431,900 |
| Joel Pitz | RSU | 5,475 | — | 482,948 |
| Kamal Bhatia | PSU | 14,342 | — | 1,265,108 |
| Kamal Bhatia | RSU | 9,984 | — | 880,732 |
| Christopher Littlefield | PSU | 22,013 | — | 1,941,799 |
| Daniel Houston | PSU | 36,179 | — | 3,191,392 |
| Joel Pitz | PSU | 3,825 | — | 337,403 |
Principal targets compensation for the Named Executive Officers at the median compensation of the named executive officers at the Peer Group companies.
| CEO STI target (% of salary) | 300% |
|---|---|
| CEO LTI target (% of salary) | — |
| Independent consultant | Compensation Advisory Partners |
| Clawback policy | true |
| Anti-hedging | true |
| Anti-pledging | True |
| Meeting year | Meeting date | For | Against | Abstain | Support | Outcome |
|---|---|---|---|---|---|---|
| 2026 | 2026-05-19 | 143,995,731 | 4,652,158 | 640,675 | 96.87% | Passed |
| 2025 | 2025-05-20 | 142,675,128 | 7,735,191 | 545,028 | 94.86% | Passed |
| 2024 | 2024-05-21 | 144,597,913 | 6,488,259 | 344,751 | 95.71% | Passed |
| 2023 | 2023-05-16 | 161,362,332 | 4,534,074 | 435,292 | 97.27% | Passed |
| 2022 | 2022-05-17 | 158,693,851 | 7,431,800 | 998,155 | 95.53% | Passed |
| 2021 | 2021-05-18 | 167,630,955 | 11,794,267 | 591,892 | 93.43% | Passed |
Rows are labeled by annual-meeting year, with the meeting date beside each; the vote held in a given year acts on the prior fiscal year's compensation.
| Meeting year | Meeting date | Approval — company's computation |
|---|---|---|
| 2026 | 2026-05-19 | 96.87%a |
| 2025 | 2025-05-20 | 94.86%b |
| 2024 | 2024-05-21 | 95.71%c |
a. Approved under the standard stated in the filing — “ Abstentions and broker non-votes will be treated as being present at the meeting for determining a quorum but will not be counted as votes for the proposals.”.
b. Approved under the standard stated in the filing — “ • Abstentions and broker non-votes will be treated as being present at the meeting for determining a quorum but will not be counted as votes for the proposals.”.
c. Approved under the standard stated in the filing — “ • Abstentions and broker non-votes will be treated as being present at the meeting for determining a quorum but will not be counted as votes for the proposals.”.
Approval percentages are the company's own reported computations under its own stated standard, not recomputed by Velarion. Where a company does not state a standard, none is assumed.
| Ratio (CEO : median employee) | 155 : 1 |
|---|---|
| CEO total compensation | $13,827,887 |
| Median employee compensation | $87,868 |
| Director | Cash fees | Stock awards | Option awards | Non-equity incentive | All other | Total |
|---|---|---|---|---|---|---|
| Scott M. MillsIndependent · Lead Independent Director · Audit · Nominating and Governance · Executive | $170,000 | $200,037 | $0 | $0 | $0 | $370,037 |
| Diane C. NordinIndependent · Audit (Chair) · Finance | 152,500 | 200,037 | 0 | 0 | 0 | 352,537 |
| Clare S. RicherIndependent · Finance (Chair) · Human Resources · Executive | 152,500 | 200,037 | 0 | 0 | 0 | 352,537 |
| Roger C. HochschildIndependent · Nominating and Governance (Chair) · Human Resources | 142,500 | 200,037 | 0 | 0 | 0 | 342,537 |
| Jocelyn Carter-MillerIndependent · Human Resources (Chair) · Nominating and Governance · Executive | 142,500 | 200,037 | 0 | 0 | 0 | 342,537 |
| Alfredo RiveraIndependent · Audit · Finance | 115,000 | 200,037 | 0 | 0 | 0 | 315,037 |
| H. Elizabeth MitchellIndependent · Audit · Nominating and Governance | 115,000 | 200,037 | 0 | 0 | 0 | 315,037 |
| Jonathan S. AuerbachIndependent · Human Resources · Finance | 115,000 | 200,037 | 0 | 0 | 0 | 315,037 |
| Mary E. Maliz BeamsIndependent · Audit · Finance | 115,000 | 200,037 | 0 | 0 | 0 | 315,037 |
| Blair C. PickerellIndependent · Human Resources · Finance | 115,000 | 200,037 | 0 | 0 | 0 | 315,037 |
| Claudio N. MuruzabalIndependent · Human Resources · Nominating and Governance | 115,000 | 200,037 | 0 | 0 | 0 | 315,037 |
| Daniel J. HoustonEmployee director · Not standing for re-election · Departed during FY | 0 | 0 | 0 | — | 0 | 0 |
| Deanna D. Strable-SoethoutEmployee director · Board Chair · Executive (Chair) | 0 | 0 | 0 | — | 0 | 0 |
| Annual cash retainer | $115,000 |
|---|---|
| Annual equity retainer | $200,000 |
| Per board meeting fee | — |
| Committee chair fees (audit / comp / nom-gov) | 35,000 / 35,000 / 25,000 |
| Stock ownership guideline | — |
| Component | FY2025 |
|---|---|
| Cash retainers and fees | $1,450,000 |
| Equity awards (grant-date value) | $2,200,407 |
| All other compensation | $0 |
| Total cost of the board | $3,650,407 |
Computed as the sum of the director compensation table rows above; inputs and formula shown in the register.
The compensation peer group as the company disclosed it in its own proxy — the reference set behind the percentile above.
Of the companies Principal Financial Group Inc names as compensation peers, which name it back in their own disclosed peer groups. A peer set the market reciprocates reads differently from one selected in a single direction.
Reciprocity shown where the peer's own current proxy has been read — each mark is cited in the register to that peer's filing. A dash means the peer's current proxy was read and names no reciprocal group including Principal Financial Group Inc.
Most recent fiscal-year chief executive compensation at each disclosed peer, taken from that company's own proxy statement.
| Rank | Company | FY | Chief executive | Salary | Stock awards | Option awards | Non-equity incentive | Total |
|---|---|---|---|---|---|---|---|---|
| 1 | Bank of New York Mellon | 2025 | Robin Vince | $1,300,000 | $47,440,141 | $25,000,004 | $9,510,000 | $83,472,970 |
| 2 | Ameriprise Financial | 2025 | James Cracchiolo | 1,250,000 | 9,500,000 | 0 | 7,750,000 | 30,828,468 |
| 3 | Lincoln National | 2025 | Ellen Cooper | 1,314,462 | 20,303,444 | 0 | 5,357,880 | 27,991,242 |
| 4 | MetLife | 2025 | Michel Khalaf | 1,500,000 | 14,797,601 | 0 | 4,600,000 | 22,364,273 |
| 5 | State Street | 2025 | Ronald O'Hanley | 1,200,000 | 12,764,924 | 0 | 5,399,375 | 19,529,070 |
| 6 | Unum Group | 2025 | Richard McKenney | 1,128,270 | 5,643,777 | 0 | 11,587,995 | 19,417,476 |
| 7 | Equitable Holdings | 2025 | Mark Pearson | 1,249,862 | 12,600,049 | 0 | 3,431,320 | 18,001,113 |
| 8 | T. Rowe Price | 2025 | Robert Sharps | 350,000 | 8,401,689 | 0 | 8,401,500 | 17,245,792 |
| 9 | Franklin Resources | 2025 | Jennifer Johnson | 750,000 | 8,959,771 | 0 | 6,925,000 | 16,844,816 |
| 10 | Affiliated Managers Group | 2025 | Jay Horgen | 750,000 | 8,967,000 | 0 | 6,525,000 | 16,311,950 |
| 11 | Invesco | 2025 | Andrew Schlossberg | 750,000 | 10,084,903 | 0 | 5,321,250 | 16,299,849 |
| 12 | Principal Financial Group Inc | 2025 | Deanna Strable-Soethout | 990,769 | 8,870,708 | 0 | 3,091,200 | 13,827,887 |
| 13 | Voya Financial | 2025 | Heather Lavallee | 991,667 | 6,942,727 | 0 | 4,456,000 | 12,593,676 |
| 14 | Prudential Financial | 2025 | Andrew Sullivan | 1,089,205 | 4,618,266 | 0 | 4,664,000 | 11,408,423 |
Each peer's compensation is from its most recently filed proxy; fiscal years differ by company. Each peer's figures come from its own filings; the subject company is highlighted. Peers whose chief executive compensation is outside our coverage universe are stated as such, never left blank.
| Company | Annual incentive payout | Long-term vehicle mix | PSU measures include TSR | Compensation consultant |
|---|---|---|---|---|
| Principal Financial Group Inc | 104% | PSU 70 · RSU 30 | No | Compensation Advisory Partners |
| Affiliated Managers Group | 134% | PSU 75 · RSU 25 | No | Semler Brossy Consulting Group, LLC |
| Ameriprise Financial | not disclosed | not disclosed | not disclosed | Semler Brossy |
| Bank of New York Mellon | not disclosed | PSU 75 · RSU 25 | Yes — TSR percentile vs. Relative Peer Group | Meridian |
| Equitable Holdings | 109% | RSU 40 · MSU 30 · PSU 30 | Yes — Relative TSR | Meridian Compensation Partners |
| Franklin Resources | 1847% | PSU 100 | Yes | Semler Brossy Consulting Group |
| Invesco | 129% | PSU 60 · RSU 40 | Yes — Relative TSR | Johnson Associates |
| Lincoln National | 147.6% | PSU 60 · RSU 40 | Yes — Relative Total Shareholder Return (Relative TSR) | Pay Governance LLC |
| MetLife | 100.5% | PSU 70 · RSU 30 | Yes — TSR relative to TSR Peer Group | Semler Brossy Consulting Group |
| Prudential Financial | not disclosed | not disclosed | not disclosed | not disclosed |
| State Street | 132.5% | PRSU 62 · DSA 38 | No | Meridian Compensation Partners |
| T. Rowe Price | not disclosed | RSU 50 · PRSU 50 | not disclosed | not disclosed |
| Unum Group | 76.4% | RSU 50 · Cash LTI 50 | not disclosed | Pay Governance LLC |
| Voya Financial | 155% | PSU 55 · RSU 45 | Yes — Relative Total Shareholder Return (TSR) | Frederic W. Cook & Co., Inc. (FW Cook) |
Read from each company's Compensation Discussion and Analysis: annual incentive payout as a percentage of target, the disclosed long-term vehicle mix, whether performance-share measures include a total shareholder return component, and the retained compensation consultant. “Not disclosed” appears only where the company's filing does not state the item.
Answers are drawn only from the figures disclosed in this brief and cited to their location in the source filing. Where a figure required for an answer is not disclosed, that is stated rather than estimated.
Each figure's location is given both for the eye (section · page · table · row · column) and for a script (table/row/column index and exact character span in the filed document). Any figure can be independently confirmed against the source.
| # | Supports | Document | Filed | Accession | Location in document |
|---|---|---|---|---|---|
| 1 | Section 01, Deanna Strable-Soethout | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Summary compensation table” · page 58. As printed: 13,827,887. Filing ↗machine: r4 · c28 · span 1116182–1116193 |
| 2 | Section 01, Daniel Houston | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Summary compensation table” · page 58. As printed: 11,321,031. Filing ↗machine: r1 · c28 · span 1106064–1106075 |
| 3 | Section 01, Kamal Bhatia | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Summary compensation table” · page 58. As printed: 7,652,051. Filing ↗machine: r10 · c28 · span 1137191–1137201 |
| 4 | Section 01, Christopher Littlefield | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Summary compensation table” · page 58. As printed: 5,883,743. Filing ↗machine: r16 · c28 · span 1158016–1158026 |
| 5 | Section 01, Amy Friedrich | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Summary compensation table” · page 58. As printed: 5,223,867. Filing ↗machine: r13 · c28 · span 1147401–1147411 |
| 6 | Section 01, Joel Pitz | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Summary compensation table” · page 58. As printed: 2,296,876. Filing ↗machine: r7 · c28 · span 1127274–1127284 |
| 7 | Section 03, Daniel Houston RSU | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Grants of plan-based awards for fiscal year end December 31, 2025” · grants of plan-based awards table. Filing ↗machine: t133 · r4 · c22 · span 1263018–1263024 |
| 8 | Section 03, Deanna Strable-Soethout RSU | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Grants of plan-based awards for fiscal year end December 31, 2025” · grants of plan-based awards table. Filing ↗machine: t133 · r7 · c22 · span 1273559–1273565 |
| 9 | Section 03, Kamal Bhatia PSU | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Grants of plan-based awards for fiscal year end December 31, 2025” · grants of plan-based awards table. Filing ↗machine: t133 · r13 · c16 · span 1293040–1293046 |
| 10 | Section 03, Kamal Bhatia RSU | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Grants of plan-based awards for fiscal year end December 31, 2025” · grants of plan-based awards table. Filing ↗machine: t133 · r14 · c25 · span 1297321–1297326 |
| 11 | Section 03, Amy Friedrich RSU | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Grants of plan-based awards for fiscal year end December 31, 2025” · grants of plan-based awards table. Filing ↗machine: t133 · r17 · c25 · span 1306466–1306471 |
| 12 | Section 03, Joel Pitz PSU | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Grants of plan-based awards for fiscal year end December 31, 2025” · grants of plan-based awards table. Filing ↗machine: t133 · r9 · c16 · span 1279438–1279443 |
| 13 | Section 03, Amy Friedrich PSU | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Grants of plan-based awards for fiscal year end December 31, 2025” · grants of plan-based awards table. Filing ↗machine: t133 · r16 · c16 · span 1302983–1302989 |
| 14 | Section 03, Deanna Strable-Soethout PSU | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Grants of plan-based awards for fiscal year end December 31, 2025” · grants of plan-based awards table. Filing ↗machine: t133 · r6 · c16 · span 1269612–1269618 |
| 15 | Section 03, Joel Pitz RSU | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Grants of plan-based awards for fiscal year end December 31, 2025” · grants of plan-based awards table. Filing ↗machine: t133 · r10 · c22 · span 1282874–1282879 |
| 16 | Section 03, Daniel Houston PSU | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Grants of plan-based awards for fiscal year end December 31, 2025” · grants of plan-based awards table. Filing ↗machine: t133 · r3 · c16 · span 1259740–1259746 |
| 17 | Section 07, pay ratio | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “CEO Pay Ratio”. As printed: 155 : 1. Filing ↗machine: span 1829524–1829529 |
| 18 | Section 08, Scott M. Mills | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Director Compensation”. As printed: 370,037. Filing ↗machine: t70 · r5 · c18 · span 618868–618876 |
| 19 | Section 08, Diane C. Nordin | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Director Compensation”. As printed: 352,537. Filing ↗machine: t70 · r8 · c18 · span 625633–625641 |
| 20 | Section 08, Clare S. Richer | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Director Compensation”. As printed: 352,537. Filing ↗machine: t70 · r10 · c18 · span 630031–630039 |
| 21 | Section 08, Roger C. Hochschild | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Director Compensation”. As printed: 342,537. Filing ↗machine: t70 · r4 · c18 · span 616833–616841 |
| 22 | Section 08, Jocelyn Carter-Miller | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Director Compensation”. As printed: 342,537. Filing ↗machine: t70 · r3 · c18 · span 614470–614478 |
| 23 | Section 08, Alfredo Rivera | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Director Compensation”. As printed: 315,037. Filing ↗machine: t70 · r11 · c18 · span 632066–632074 |
| 24 | Section 08, H. Elizabeth Mitchell | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Director Compensation”. As printed: 315,037. Filing ↗machine: t70 · r6 · c18 · span 621233–621241 |
| 25 | Section 08, Jonathan S. Auerbach | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Director Compensation”. As printed: 315,037. Filing ↗machine: t70 · r1 · c18 · span 610051–610059 |
| 26 | Section 08, Mary E. Maliz Beams | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Director Compensation”. As printed: 315,037. Filing ↗machine: t70 · r2 · c18 · span 612428–612436 |
| 27 | Section 08, Blair C. Pickerell | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Director Compensation”. As printed: 315,037. Filing ↗machine: t70 · r9 · c18 · span 627672–627680 |
| 28 | Section 08, Claudio N. Muruzabal | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Director Compensation”. As printed: 315,037. Filing ↗machine: t70 · r7 · c18 · span 623274–623282 |
| 29 | Section 08, Daniel J. Houston | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Director Compensation”. As printed: 0. Filing ↗ |
| 30 | Section 08, Deanna D. Strable-Soethout | DEF 14A | 2026-04-06 | 0001104659-26-039920 | Section “Director Compensation”. As printed: 0. Filing ↗ |
| 31 | Section 02, George Djurasovic 2026-04-28 | Form 4 | 2026-04-30 | 0001126328-26-000099 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 32 | Section 02, George Djurasovic 2026-04-28 | Form 4 | 2026-04-30 | 0001126328-26-000099 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 33 | Section 02, Wee Yee Cheong 2026-04-29 | Form 4 | 2026-04-30 | 0001126328-26-000100 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 34 | Section 02, Wee Yee Cheong 2026-04-30 | Form 4 | 2026-05-04 | 0001126328-26-000102 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 35 | Section 02, Wee Yee Cheong 2026-04-30 | Form 4 | 2026-05-04 | 0001126328-26-000102 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 36 | Section 02, Clare S. Richer 2026-05-19 | Form 4 | 2026-05-21 | 0001126328-26-000123 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 37 | Section 02, Blair C. Pickerell 2026-05-19 | Form 4 | 2026-05-21 | 0001126328-26-000122 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 38 | Section 02, Claudio N. Muruzabal 2026-05-19 | Form 4 | 2026-05-21 | 0001126328-26-000119 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 39 | Section 02, Jonathan S. Auerbach 2026-05-19 | Form 4 | 2026-05-21 | 0001126328-26-000115 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 40 | Section 02, Diane C. Nordin 2026-05-19 | Form 4 | 2026-05-21 | 0001126328-26-000120 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 41 | Section 02, Roger C. Hochschild 2026-05-19 | Form 4 | 2026-05-21 | 0001126328-26-000117 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 42 | Section 02, Scott M. Mills 2026-05-19 | Form 4 | 2026-05-21 | 0001126328-26-000116 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 43 | Section 02, H. Elizabeth Mitchell 2026-05-19 | Form 4 | 2026-05-21 | 0001126328-26-000121 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 44 | Section 02, Mary E. Maliz Beams 2026-05-19 | Form 4 | 2026-05-21 | 0001126328-26-000125 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 45 | Section 02, Alfredo Rivera 2026-05-19 | Form 4 | 2026-05-21 | 0001126328-26-000124 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 46 | Section 02, Miller Jocelyn Carter 2026-05-19 | Form 4 | 2026-05-21 | 0001126328-26-000118 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 47 | Section 02, Wee Yee Cheong 2026-05-20 | Form 4 | 2026-05-22 | 0001126328-26-000127 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 48 | Section 02, Wee Yee Cheong 2026-05-20 | Form 4 | 2026-05-22 | 0001126328-26-000127 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 49 | Section 02, Scott M. Mills 2026-06-05 | Form 4 | 2026-06-09 | 0001126328-26-000130 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 50 | Section 02, Roger C. Hochschild 2026-06-05 | Form 4 | 2026-06-09 | 0001126328-26-000131 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 51 | Section 02, Timothy W. Brown 2026-06-08 | Form 4 | 2026-06-09 | 0001126328-26-000135 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 52 | Section 02, Deanna D. Strable-Soethout 2026-06-11 | Form 4 | 2026-06-15 | 0001126328-26-000137 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 53 | Section 02, Deanna D. Strable-Soethout 2026-06-11 | Form 4 | 2026-06-15 | 0001126328-26-000137 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 54 | Section 02, Deanna D. Strable-Soethout 2026-06-11 | Form 4 | 2026-06-15 | 0001126328-26-000137 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 55 | Section 02, Deanna D. Strable-Soethout 2026-06-11 | Form 4 | 2026-06-15 | 0001126328-26-000137 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 56 | Section 02, Deanna D. Strable-Soethout 2026-06-11 | Form 4 | 2026-06-15 | 0001126328-26-000137 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 57 | Section 02, Deanna D. Strable-Soethout 2026-06-11 | Form 4 | 2026-06-15 | 0001126328-26-000137 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 58 | Section 02, Deanna D. Strable-Soethout 2026-06-11 | Form 4 | 2026-06-15 | 0001126328-26-000137 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 59 | Section 02, Deanna D. Strable-Soethout 2026-06-11 | Form 4 | 2026-06-15 | 0001126328-26-000137 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 60 | Section 02, Deanna D. Strable-Soethout 2026-06-11 | Form 4 | 2026-06-15 | 0001126328-26-000137 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 61 | Section 02, Deanna D. Strable-Soethout 2026-06-11 | Form 4 | 2026-06-15 | 0001126328-26-000137 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 62 | Section 02, Deanna D. Strable-Soethout 2026-06-11 | Form 4 | 2026-06-15 | 0001126328-26-000137 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 63 | Section 02, Roger C. Hochschild 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000170 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 64 | Section 02, Jonathan S. Auerbach 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000167 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 65 | Section 02, Deanna D. Strable-Soethout 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000148 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 66 | Section 02, Joel Pitz 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000155 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 67 | Section 02, Christopher Littlefield 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000153 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 68 | Section 02, Kamal Bhatia 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000154 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 69 | Section 02, Alfredo Rivera 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000176 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 70 | Section 02, Deanna D. Strable-Soethout 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000148 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 71 | Section 02, Amy Friedrich 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000151 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 72 | Section 02, Miller Jocelyn Carter 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000169 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 73 | Section 02, Diane C. Nordin 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000173 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 74 | Section 02, Blair C. Pickerell 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000174 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 75 | Section 02, Clare S. Richer 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000175 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 76 | Section 02, Vivek Agrawal 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000149 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 77 | Section 02, Wee Yee Cheong 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000150 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 78 | Section 02, Roger C. Hochschild 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000170 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 79 | Section 02, Kathleen B. Kay 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000152 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 80 | Section 02, Kenneth A. McCullum 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000147 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 81 | Section 02, Joel Pitz 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000155 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 82 | Section 02, Mary E. Maliz Beams 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000168 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 83 | Section 02, Scott M. Mills 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000171 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 84 | Section 02, H. Elizabeth Mitchell 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000177 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 85 | Section 02, Alfredo Rivera 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000176 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 86 | Section 02, Claudio N. Muruzabal 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000172 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 87 | Section 02, Scott M. Mills 2026-06-26 | Form 4 | 2026-06-30 | 0001126328-26-000171 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 88 | Section 06, 2026 vote | Form 8-K | 2026-05-20 | 0001104659-26-064476 | Item 5.07 · say-on-pay result. As reported: 96.87% (votes for as printed: 143,995,731). Filing ↗ |
| 89 | Section 06, 2025 vote | Form 8-K | 2025-05-22 | 0001104659-25-051988 | Item 5.07 · say-on-pay result. As reported: 94.86% (votes for as printed: 142,675,128). Filing ↗ |
| 90 | Section 06, 2024 vote | Form 8-K | 2024-05-23 | 0001104659-24-064682 | Item 5.07 · say-on-pay result. As reported: 95.71% (votes for as printed: 144,597,913). Filing ↗ |
| 91 | Section 01 trend, Δ column (computed) | Computed | — | computed | Δ = current-FY total − prior-FY total per named officer.machine: formula: Δ = FY(n) − FY(n−1) |
| 92 | Section 03b vehicle mix (computed) | Computed | — | computed | RSU / PSU / Options grant-date fair values summed per officer from the grants table; % performance-vested = PSU ÷ (RSU+PSU+Options).machine: formula: sums + PSU ratio |
| 93 | Section 09b board cost (computed) | Computed | — | computed | Cash 1,450,000 + equity 2,200,407 + all other 0 = 3,650,407, summed across the director compensation table rows.machine: formula: Σ = 3,650,407 |
| 94 | Bank of New York Mellon, Section 10b CEO total | DEF 14A | 2026-03-05 | 0001193125-26-092500 | CEO total compensation as printed in Bank of New York Mellon's own proxy. As printed: 83,472,970. Filing ↗machine: t239 · r3 · c34 · span 1121523–1121533 |
| 95 | Ameriprise Financial, Section 10b CEO total | DEF 14A | 2026-03-20 | 0001104659-26-032725 | CEO total compensation as printed in Ameriprise Financial's own proxy. As printed: 30,828,468. Filing ↗machine: t208 · r10 · c16 · span 1368799–1368809 |
| 96 | Lincoln National, Section 10b CEO total | DEF 14A | 2026-04-16 | 0001193125-26-157983 | CEO total compensation as printed in Lincoln National's own proxy. As printed: 27,991,242. Filing ↗machine: r6 · c33 · span 1209415–1209425 |
| 97 | MetLife, Section 10b CEO total | DEF 14A | 2026-04-29 | 0001099219-26-000026 | CEO total compensation as printed in MetLife's own proxy. As printed: 22,364,273. Filing ↗machine: r2 · c8 · span 3558353–3558363 |
| 98 | State Street, Section 10b CEO total | DEF 14A | 2026-04-08 | 0001140361-26-013817 | CEO total compensation as printed in State Street's own proxy. As printed: 19,529,070. Filing ↗machine: t240 · r2 · c25 · span 1621758–1621768 |
| 99 | Unum Group, Section 10b CEO total | DEF 14A | 2026-04-09 | 0000005513-26-000026 | CEO total compensation as printed in Unum Group's own proxy. As printed: 19,417,476. Filing ↗machine: t159 · r4 · c20 · span 1212953–1212963 |
| 100 | Equitable Holdings, Section 10b CEO total | DEF 14A | 2026-08-10 | 0001193125-26-341149 | CEO total compensation as printed in Equitable Holdings's own proxy. As printed: 18,001,113. Filing ↗machine: r4 · c39 · span 896584–896594 |
| 101 | T. Rowe Price, Section 10b CEO total | DEF 14A | 2026-03-17 | 0001104659-26-028876 | CEO total compensation as printed in T. Rowe Price's own proxy. As printed: 17,245,792. Filing ↗machine: span 1474238–1474248 |
| 102 | Franklin Resources, Section 10b CEO total | DEF 14A | 2025-12-22 | 0001140361-25-046314 | CEO total compensation as printed in Franklin Resources's own proxy. As printed: 16,844,816. Filing ↗machine: r8 · c22 · span 1261002–1261012 |
| 103 | Affiliated Managers Group, Section 10b CEO total | DEF 14A | 2026-04-17 | 0001628280-26-025798 | CEO total compensation as printed in Affiliated Managers Group's own proxy. As printed: 16,311,950. Filing ↗machine: span 1521708–1521718 |
| 104 | Invesco, Section 10b CEO total | DEF 14A | 2026-04-02 | 0001193125-26-140019 | CEO total compensation as printed in Invesco's own proxy. As printed: 16,299,849. Filing ↗machine: t223 · r2 · c27 · span 1030655–1030665 |
| 105 | Principal Financial Group Inc (subject), Section 10b CEO total | DEF 14A | 2026-04-06 | 0001104659-26-039920 | CEO total compensation as printed in Principal Financial Group Inc's own proxy. As printed: 13,827,887. Filing ↗machine: r4 · c28 · span 1116182–1116193 |
| 106 | Voya Financial, Section 10b CEO total | DEF 14A | 2026-04-10 | 0001535929-26-000061 | CEO total compensation as printed in Voya Financial's own proxy. As printed: 12,593,676. Filing ↗machine: t112 · r4 · c18 · span 1622260–1622270 |
| 107 | Prudential Financial, Section 10b CEO total | DEF 14A | 2026-03-26 | 0001104659-26-035162 | CEO total compensation as printed in Prudential Financial's own proxy. As printed: 11,408,423. Filing ↗machine: r1 · c47 · span 1578749–1578759 |
| 108 | Section 10a, T. Rowe Price reciprocity | DEF 14A | — | 0001104659-26-028876 | T. Rowe Price's most recent proxy was read; its disclosed peer group does not include Principal Financial Group Inc. Filing ↗ |
| 109 | Section 10a, Ameriprise Financial reciprocity | DEF 14A | — | 0001104659-26-032725 | Ameriprise Financial names Principal Financial Group Inc in its own disclosed peer group (read from its most recent proxy). Filing ↗ |
| 110 | Section 10a, Unum Group reciprocity | DEF 14A | — | 0000005513-26-000026 | Unum Group names Principal Financial Group Inc in its own disclosed peer group (read from its most recent proxy). Filing ↗ |
| 111 | Section 10a, Prudential Financial reciprocity | DEF 14A | — | 0001104659-26-035162 | Prudential Financial names Principal Financial Group Inc in its own disclosed peer group (read from its most recent proxy). Filing ↗ |
| 112 | Section 10a, Invesco reciprocity | DEF 14A | — | 0001193125-26-140019 | Invesco's most recent proxy was read; its disclosed peer group does not include Principal Financial Group Inc. Filing ↗ |
| 113 | Section 10a, Bank of New York Mellon reciprocity | DEF 14A | — | 0001193125-26-092500 | Bank of New York Mellon's most recent proxy was read; its disclosed peer group does not include Principal Financial Group Inc. Filing ↗ |
| 114 | Section 10a, Lincoln National reciprocity | DEF 14A | — | 0001193125-26-157983 | Lincoln National names Principal Financial Group Inc in its own disclosed peer group (read from its most recent proxy). Filing ↗ |
| 115 | Section 10a, Franklin Resources reciprocity | DEF 14A | — | 0001140361-25-046314 | Franklin Resources's most recent proxy was read; its disclosed peer group does not include Principal Financial Group Inc. Filing ↗ |
| 116 | Section 10a, Affiliated Managers Group reciprocity | DEF 14A | — | 0001628280-26-025798 | Affiliated Managers Group's most recent proxy was read; its disclosed peer group does not include Principal Financial Group Inc. Filing ↗ |
| 117 | Section 10a, Voya Financial reciprocity | DEF 14A | — | 0001535929-26-000061 | Voya Financial names Principal Financial Group Inc in its own disclosed peer group (read from its most recent proxy). Filing ↗ |
| 118 | Section 10a, Equitable Holdings reciprocity | DEF 14A | — | 0001193125-26-341149 | Equitable Holdings names Principal Financial Group Inc in its own disclosed peer group (read from its most recent proxy). Filing ↗ |