Fiscal year 2025 executive and director compensation, incentive-plan design, equity activity, and governance — every figure in this brief is traceable to its exact location in the company’s SEC filing — the document, the section, the page, and the table, linked directly.
Each company listed discloses AXSM in its own benchmarking peer group, as disclosed in each company's most recent proxy statement within the last two proxy seasons. Two companies are therefore absent by design: one that named AXSM in an earlier year and no longer does, and one whose own most recent disclosure is older than the last two seasons.
| Named executive officer | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension / NQDC | All other | Total |
|---|---|---|---|---|---|---|---|---|
| Herriot Tabuteau | $835,000 | $0 | $5,533,554 | $2,833,237 | $876,750 | $0 | $204,951 | $10,283,492 |
| Chief Executive Officer, President, and Chairman of the Board | ||||||||
| Mark Jacobson | 575,000 | 0 | 2,082,943 | 1,066,620 | 388,000 | 0 | 95,568 | 4,208,131 |
| Chief Operating Officer | ||||||||
| Nick Pizzie | 530,000 | 0 | 1,822,596 | 933,329 | 358,000 | 0 | 86,594 | 3,730,519 |
| Chief Financial Officer | ||||||||
| Hunter Murdock | 530,000 | 0 | 1,497,075 | 766,593 | 358,000 | 0 | 72,636 | 3,224,304 |
| General Counsel | ||||||||
| Ari Maizel | 530,000 | 0 | 1,497,075 | 766,593 | 358,000 | 0 | 36,989 | 3,188,657 |
| Chief Commercial Officer | ||||||||
A dash means the company reported no figure in that column; 0 means it reported zero. Figures are as printed in the filing, without adjustment.
| Named executive officer | FY2025 total | FY2024 total | FY2023 total | Δ FY2024→2025 |
|---|---|---|---|---|
| Herriot Tabuteau | $10,283,492 | — | — | — |
| Mark Jacobson | 4,208,131 | — | — | — |
| Nick Pizzie | 3,730,519 | — | — | — |
| Hunter Murdock | 3,224,304 | — | — | — |
| Ari Maizel | 3,188,657 | — | — | — |
Prior-year totals as disclosed in the corresponding proxy; deltas are computed values with the derivation shown in the register.
Every insider equity transaction reported on Form 4 after the 2025 proxy statement — acquisitions, dispositions, exercises, and withholdings — and therefore not reflected in any table in that document.
| Insider | Role | Transaction date | Code | Shares | Price | Value | Security | Source |
|---|---|---|---|---|---|---|---|---|
| Mark Jacobson | Chief Operating Officer | 2026-05-04 | A | 233 | $13 | $3,017 | Common | Form 4 ↗ |
| Mark Jacobson | Chief Operating Officer | 2026-05-04 | D | 233 | 228 | 53,166 | Common, open-market sale | Form 4 ↗ |
| Mark Jacobson | Chief Operating Officer | 2026-05-04 | D | 4,517 | 228 | 1,029,605 | Common, open-market sale | Form 4 ↗ |
| Mark Jacobson | Chief Operating Officer | 2026-05-04 | D | 4,517 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Mark Jacobson | Chief Operating Officer | 2026-05-04 | A | 4,517 | 13 | 58,495 | Common | Form 4 ↗ |
| Dividend-equivalent accruals | 2026-05-04 | — | 233 | — | — | 1 insider, 1 accrual row | ||
| Mark Coleman | Director | 2026-05-29 | D | 5,537 | 223 | 1,236,910 | Common, open-market sale | Form 4 ↗ |
| Mark Coleman | Director | 2026-05-29 | D | 6,000 | 233 | 1,400,760 | Common, open-market sale | Form 4 ↗ |
| Mark Coleman | Director | 2026-05-29 | D | 6,000 | 230 | 1,381,800 | Common, open-market sale | Form 4 ↗ |
| Dividend-equivalent accruals | 2026-06-05 | — | 6,884 | — | — | 4 insiders, 4 accrual rows | ||
| Mark Coleman | Director | 2026-06-08 | A | 1,429 | — | — | Common | Form 4 ↗ |
| Mark Coleman | Director | 2026-06-08 | D | 643 | 249 | 160,107 | Common, open-market sale | Form 4 ↗ |
| Susan Mahony | Director | 2026-06-08 | D | 300 | 246 | 73,854 | Common | Form 4 ↗ |
| Roger Jeffs | Director | 2026-06-08 | A | 1,429 | — | — | Common | Form 4 ↗ |
| Dividend-equivalent accruals | 2026-06-08 | — | 5,716 | — | — | 4 insiders, 4 accrual rows | ||
| Mark Saad | Director | 2026-06-08 | A | 1,429 | — | — | Common | Form 4 ↗ |
| Susan Mahony | Director | 2026-06-08 | A | 1,429 | — | — | Common | Form 4 ↗ |
| Susan Mahony | Director | 2026-06-08 | D | 300 | 237 | 71,163 | Common | Form 4 ↗ |
| Herriot Tabuteau | Director | 2026-06-09 | D | 49,670 | 241 | 11,970,967 | Common, open-market sale | Form 4 ↗ |
| Nick Pizzie | Chief Financial Officer | 2026-06-09 | D | 33,000 | 240 | 7,922,970 | Common, open-market sale | Form 4 ↗ |
| Herriot Tabuteau | Director | 2026-06-09 | D | 49,670 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Herriot Tabuteau | Director | 2026-06-09 | A | 49,670 | 5 | 245,867 | Common | Form 4 ↗ |
| Nick Pizzie | Chief Financial Officer | 2026-06-09 | A | 33,000 | 4 | 115,500 | Common | Form 4 ↗ |
| Nick Pizzie | Chief Financial Officer | 2026-06-09 | D | 33,000 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Roger Jeffs | Director | 2026-06-10 | D | 286 | 249 | 71,248 | Common | Form 4 ↗ |
| Roger Jeffs | Director | 2026-06-10 | D | 286 | 246 | 70,407 | Common | Form 4 ↗ |
| Herriot Tabuteau | Director | 2026-07-01 | D | 49,666 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Herriot Tabuteau | Director | 2026-07-01 | D | 49,666 | 240 | 11,932,257 | Common, open-market sale | Form 4 ↗ |
| Herriot Tabuteau | Director | 2026-07-01 | A | 49,666 | 5 | 245,847 | Common | Form 4 ↗ |
Transaction codes per Form 4: A acquisition · S open-market sale · F tax withholding · M option exercise · G gift. Value = shares × price as reported. Dividend-equivalent and fractional-share accrual rows (derivative Class A, under $10,000 and under 2,000 shares) are aggregated per date; every row appears in full below.
| Insider | Role | Transaction date | Code | Shares | Price | Value | Security | Source |
|---|---|---|---|---|---|---|---|---|
| Mark Jacobson | Chief Operating Officer | 2026-05-04 | A | 233 | $13 | $3,017 | Common | Form 4 ↗ |
| Mark Jacobson | Chief Operating Officer | 2026-05-04 | D | 233 | 228 | 53,166 | Common, open-market sale | Form 4 ↗ |
| Mark Jacobson | Chief Operating Officer | 2026-05-04 | D | 4,517 | 228 | 1,029,605 | Common, open-market sale | Form 4 ↗ |
| Mark Jacobson | Chief Operating Officer | 2026-05-04 | D | 4,517 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Mark Jacobson | Chief Operating Officer | 2026-05-04 | A | 4,517 | 13 | 58,495 | Common | Form 4 ↗ |
| Mark Jacobson | Chief Operating Officer | 2026-05-04 | D | 233 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Mark Coleman | Director | 2026-05-29 | D | 5,537 | 223 | 1,236,910 | Common, open-market sale | Form 4 ↗ |
| Mark Coleman | Director | 2026-05-29 | D | 6,000 | 233 | 1,400,760 | Common, open-market sale | Form 4 ↗ |
| Mark Coleman | Director | 2026-05-29 | D | 6,000 | 230 | 1,381,800 | Common, open-market sale | Form 4 ↗ |
| Susan Mahony | Director | 2026-06-05 | A | 1,721 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Mark Coleman | Director | 2026-06-05 | A | 1,721 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Mark Saad | Director | 2026-06-05 | A | 1,721 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Roger Jeffs | Director | 2026-06-05 | A | 1,721 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Mark Coleman | Director | 2026-06-08 | A | 1,429 | — | — | Common | Form 4 ↗ |
| Mark Coleman | Director | 2026-06-08 | D | 643 | 249 | 160,107 | Common, open-market sale | Form 4 ↗ |
| Susan Mahony | Director | 2026-06-08 | D | 300 | 246 | 73,854 | Common | Form 4 ↗ |
| Roger Jeffs | Director | 2026-06-08 | A | 1,429 | — | — | Common | Form 4 ↗ |
| Roger Jeffs | Director | 2026-06-08 | D | 1,429 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Mark Saad | Director | 2026-06-08 | A | 1,429 | — | — | Common | Form 4 ↗ |
| Mark Saad | Director | 2026-06-08 | D | 1,429 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Susan Mahony | Director | 2026-06-08 | A | 1,429 | — | — | Common | Form 4 ↗ |
| Susan Mahony | Director | 2026-06-08 | D | 300 | 237 | 71,163 | Common | Form 4 ↗ |
| Mark Coleman | Director | 2026-06-08 | D | 1,429 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Susan Mahony | Director | 2026-06-08 | D | 1,429 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Herriot Tabuteau | Director | 2026-06-09 | D | 49,670 | 241 | 11,970,967 | Common, open-market sale | Form 4 ↗ |
| Nick Pizzie | Chief Financial Officer | 2026-06-09 | D | 33,000 | 240 | 7,922,970 | Common, open-market sale | Form 4 ↗ |
| Herriot Tabuteau | Director | 2026-06-09 | D | 49,670 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Herriot Tabuteau | Director | 2026-06-09 | A | 49,670 | 5 | 245,867 | Common | Form 4 ↗ |
| Nick Pizzie | Chief Financial Officer | 2026-06-09 | A | 33,000 | 4 | 115,500 | Common | Form 4 ↗ |
| Nick Pizzie | Chief Financial Officer | 2026-06-09 | D | 33,000 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Roger Jeffs | Director | 2026-06-10 | D | 286 | 249 | 71,248 | Common | Form 4 ↗ |
| Roger Jeffs | Director | 2026-06-10 | D | 286 | 246 | 70,407 | Common | Form 4 ↗ |
| Herriot Tabuteau | Director | 2026-07-01 | D | 49,666 | 0 | 0 | Derivative, Class A Common | Form 4 ↗ |
| Herriot Tabuteau | Director | 2026-07-01 | D | 49,666 | 240 | 11,932,257 | Common, open-market sale | Form 4 ↗ |
| Herriot Tabuteau | Director | 2026-07-01 | A | 49,666 | 5 | 245,847 | Common | Form 4 ↗ |
| Executive | Award | Grant date | Threshold | Target | Granted | Maximum | Grant-date fair value |
|---|---|---|---|---|---|---|---|
| Herriot Tabuteau | PSU | 2025-02-24 | 14,305 | 28,609 | — | 57,218 | $2,700,404 |
| Mark Jacobson | OPTION | 2025-02-21 | — | — | 10,875 | — | 1,066,620 |
| Nick Pizzie | RSU | 2025-02-21 | — | — | 9,423 | — | 933,159 |
| Hunter Murdock | RSU | 2025-02-21 | — | — | 7,740 | — | 766,496 |
| Herriot Tabuteau | RSU | 2025-02-21 | — | — | 28,609 | — | 2,833,151 |
| Nick Pizzie | PSU | 2025-02-24 | 4,712 | 9,423 | — | 18,846 | 889,437 |
| Mark Jacobson | RSU | 2025-02-21 | — | — | 10,769 | — | 1,066,457 |
| Mark Jacobson | PSU | 2025-02-24 | 5,385 | 10,769 | — | 21,538 | 1,016,486 |
| Herriot Tabuteau | OPTION | 2025-02-21 | — | — | 28,887 | — | 2,833,237 |
| Nick Pizzie | OPTION | 2025-02-21 | — | — | 9,516 | — | 933,329 |
| Named executive officer | Time-vested (RSU) | Performance-vested (PSU) | Options / SARs | % performance-vested |
|---|---|---|---|---|
| Herriot Tabuteau | $2,833,151 | $2,700,404 | $2,833,237 | 32.3% |
| Mark Jacobson | 1,066,457 | 1,016,486 | 1,066,620 | 32.3% |
| Nick Pizzie | 933,159 | 889,437 | 933,329 | 32.3% |
| Hunter Murdock | 766,496 | 0 | 0 | 0.0% |
% performance-vested = PSU grant-date fair value ÷ (RSU + PSU + Options), a computed value with the derivation shown in the register.
| Executive | Award | Shares unvested | Exercise price | Market value unvested |
|---|---|---|---|---|
| Herriot Tabuteau | RSU | 27,715 | — | $5,061,868 |
| Herriot Tabuteau | RSU | 35,540 | — | 6,491,026 |
| Herriot Tabuteau | RSU | 31,200 | — | 5,698,368 |
| Nick Pizzie | PSU | 9,423 | — | 1,721,017 |
| Nick Pizzie | RSU | 11,745 | — | 2,145,107 |
| Herriot Tabuteau | RSU | 28,609 | — | 5,225,148 |
| Hunter Murdock | RSU | 9,616 | — | 1,756,266 |
| Hunter Murdock | RSU | 7,740 | — | 1,413,634 |
| Hunter Murdock | RSU | 6,924 | — | 1,264,599 |
| Nick Pizzie | RSU | 11,707 | — | 2,138,166 |
| Nick Pizzie | RSU | 10,294 | — | 1,880,096 |
| Ari Maizel | PSU | 7,740 | — | 1,413,634 |
| Ari Maizel | Option | 6,350 | 137.75 | — |
| Ari Maizel | RSU | 7,740 | — | 1,413,634 |
| Ari Maizel | RSU | 9,616 | — | 1,756,266 |
| Herriot Tabuteau | RSU | 13,379 | — | 2,443,541 |
| Herriot Tabuteau | RSU | 11,997 | — | 2,191,132 |
| Herriot Tabuteau | RSU | 11,745 | — | 2,145,107 |
| Herriot Tabuteau | RSU | 11,707 | — | 2,138,166 |
| Herriot Tabuteau | RSU | 10,769 | — | 1,966,850 |
| Herriot Tabuteau | RSU | 10,294 | — | 1,880,096 |
| Herriot Tabuteau | RSU | 10,277 | — | 1,876,991 |
| Herriot Tabuteau | RSU | 9,423 | — | 1,721,017 |
| Nick Pizzie | Option | 8,835 | 137.75 | — |
| Ari Maizel | RSU | 10,868 | — | 1,984,932 |
| Nick Pizzie | RSU | 11,997 | — | 2,191,132 |
| Nick Pizzie | RSU | 13,379 | — | 2,443,541 |
| Nick Pizzie | Option | 12,945 | 65.32 | — |
| Nick Pizzie | PSU | 10,769 | — | 1,966,850 |
| Nick Pizzie | RSU | 9,423 | — | 1,721,017 |
| Nick Pizzie | RSU | 10,769 | — | 1,966,850 |
| Nick Pizzie | RSU | 10,277 | — | 1,876,991 |
| Nick Pizzie | Option | 11,326 | 65.32 | — |
| Nick Pizzie | Option | 18,464 | 84 | — |
| Ari Maizel | Option | 16,935 | 70.73 | — |
| Nick Pizzie | Option | 16,156 | 84 | — |
| Ari Maizel | Option | 13,271 | 84 | — |
| Nick Pizzie | Option | 5,587 | 29.91 | — |
| Nick Pizzie | Option | 4,867 | 29.91 | — |
| Nick Pizzie | Option | 7,731 | 137.75 | — |
| Hunter Murdock | RSU | 8,441 | — | 1,541,664 |
Our NEO compensation program is designed principally to: attract, motivate, and retain talented and dedicated NEOs; align annual cash bonuses to the achievement of operational and financial objectives; and provide our NEOs with appropriate long-term incentives that directly correlate to the enhancement of stockholder value, as well as facilitate executive retention.
| CEO STI target (% of salary) | 70% |
|---|---|
| CEO LTI target (% of salary) | — |
| Independent consultant | Frederic W. Cook & Co., Inc. |
| Clawback policy | True |
| Anti-hedging | True |
| Anti-pledging | True |
| Meeting year | Meeting date | For | Against | Abstain | Support | Outcome |
|---|---|---|---|---|---|---|
| 2026 | 2026-06-05 | 37,818,384 | 777,937 | 366,155 | 97.06% | Passed |
| 2025 | 2025-06-06 | 34,776,343 | 528,199 | 53,602 | 98.35% | Passed |
| 2024 | 2024-06-07 | 32,850,943 | 866,046 | 67,348 | 97.24% | Passed |
| 2023 | 2023-06-02 | 26,607,318 | 628,910 | 524,331 | 95.85% | Passed |
| 2022 | 2022-06-03 | 20,675,256 | 502,810 | 164,381 | 96.87% | Passed |
| 2021 | 2021-06-04 | 23,304,240 | 566,943 | 480,225 | 95.7% | Passed |
Rows are labeled by annual-meeting year, with the meeting date beside each; the vote held in a given year acts on the prior fiscal year's compensation.
| Meeting year | Meeting date | Approval — company's computation |
|---|---|---|
| 2026 | 2026-06-05 | 97.06%a |
| 2025 | 2025-06-06 | 98.35%b |
| 2024 | 2024-06-07 | 97.24%c |
a. Approved under the standard stated in the filing — “Abstentions will have the effect of a vote against this proposal.”.
b. Approved under the standard stated in the filing — “Abstentions will have the effect of a vote against this proposal and broker non-votes will have no effect on the outcome of this proposal.”.
c. Approved under the standard stated in the filing — “Abstentions will have the effect of a vote against this proposal.”.
Approval percentages are the company's own reported computations under its own stated standard, not recomputed by Velarion. Where a company does not state a standard, none is assumed.
| Ratio (CEO : median employee) | 23 : 1 |
|---|---|
| CEO total compensation | $10,283,492 |
| Median employee compensation | $437,980 |
| Director | Cash fees | Stock awards | Option awards | Non-equity incentive | All other | Total |
|---|---|---|---|---|---|---|
| Mark ColemanIndependent · Lead Independent Director · Audit · Compensation · Nominating and Corporate Governance | $114,834 | $159,919 | $239,992 | $0 | $0 | $514,745 |
| Mark SaadIndependent · Audit (Chair) · Compensation · Nominating and Corporate Governance | 88,196 | 159,919 | 239,992 | 0 | 0 | 488,107 |
| Roger JeffsIndependent · Audit · Compensation · Nominating and Corporate Governance (Chair) | 82,451 | 159,919 | 239,992 | 0 | 0 | 482,362 |
| Susan MahonyIndependent · Audit · Compensation (Chair) · Nominating and Corporate Governance | 76,559 | 159,919 | 239,992 | 0 | 0 | 476,470 |
| Herriot TabuteauEmployee director · Board Chair | 0 | 0 | 0 | — | 0 | 0 |
| Annual cash retainer | $50,000 |
|---|---|
| Annual equity retainer | $400,000 |
| Per board meeting fee | — |
| Committee chair fees (audit / comp / nom-gov) | 25,000 / 20,000 / 12,000 |
| Stock ownership guideline | — |
| Component | FY2025 |
|---|---|
| Cash retainers and fees | $362,040 |
| Equity awards (grant-date value) | $639,676 |
| All other compensation | $0 |
| Total cost of the board | $1,001,716 |
Computed as the sum of the director compensation table rows above; inputs and formula shown in the register.
The compensation peer group as the company disclosed it in its own proxy — the reference set behind the percentile above.
Of the companies Axsome Therapeutics names as compensation peers, which name it back in their own disclosed peer groups. A peer set the market reciprocates reads differently from one selected in a single direction.
Reciprocity shown where the peer's own current proxy has been read — each mark is cited in the register to that peer's filing. A dash means the peer's current proxy was read and names no reciprocal group including Axsome Therapeutics.
Most recent fiscal-year chief executive compensation at each disclosed peer, taken from that company's own proxy statement.
| Rank | Company | FY | Chief executive | Salary | Stock awards | Option awards | Non-equity incentive | Total |
|---|---|---|---|---|---|---|---|---|
| 1 | Axsome Therapeutics | 2025 | Herriot Tabuteau | $835,000 | $5,533,554 | $2,833,237 | $876,750 | $10,283,492 |
| 2 | Revance Therapeutics, Inc | 2023 | Mark Foley | 720,000 | 8,810,731 | 0 | 522,720 | 10,068,915 |
| 3 | Allogene Therapeutics, Inc. | 2025 | David Chang | 724,000 | 2,409,537 | 2,588,329 | 400,010 | 6,136,093 |
| 4 | Alector, Inc. | 2025 | Arnon Rosenthal | 678,100 | 422,876 | 558,216 | 325,488 | 1,995,018 |
Each peer's compensation is from its most recently filed proxy; fiscal years differ by company. Each peer's figures come from its own filings; the subject company is highlighted. Peers whose chief executive compensation is outside our coverage universe are stated as such, never left blank.
| Company | Annual incentive payout | Long-term vehicle mix | PSU measures include TSR | Compensation consultant |
|---|---|---|---|---|
| Axsome Therapeutics | 150% | RSU 33 · Options 33 · PSU 33 | No | Frederic W. Cook & Co., Inc. |
| Alector, Inc. | 80% | not disclosed | not disclosed | Pearl Meyer & Partners, LLC |
| Allogene Therapeutics, Inc. | 85% | Options 55 · RSU 25 · PSU 20 | No | Compensia |
| Revance Therapeutics, Inc | 96.8% | PSU 100 | No | FW Cook |
Read from each company's Compensation Discussion and Analysis: annual incentive payout as a percentage of target, the disclosed long-term vehicle mix, whether performance-share measures include a total shareholder return component, and the retained compensation consultant. “Not disclosed” appears only where the company's filing does not state the item.
Each figure's location is given both for the eye (section · page · table · row · column) and for a script (table/row/column index and exact character span in the filed document). Any figure can be independently confirmed against the source.
| # | Supports | Document | Filed | Accession | Location in document |
|---|---|---|---|---|---|
| 1 | Section 01, Herriot Tabuteau | DEF 14A | 2026-04-24 | 0001193125-26-177610 | Section “Summary Compensation Table” · page 32. As printed: 10,283,492. Filing ↗machine: t51 · r2 · c27 · span 900236–900246 |
| 2 | Section 01, Mark Jacobson | DEF 14A | 2026-04-24 | 0001193125-26-177610 | Section “Summary Compensation Table” · page 32. As printed: 4,208,131. Filing ↗machine: t51 · r8 · c27 · span 961392–961401 |
| 3 | Section 01, Nick Pizzie | DEF 14A | 2026-04-24 | 0001193125-26-177610 | Section “Summary Compensation Table” · page 32. As printed: 3,730,519. Filing ↗machine: t51 · r5 · c27 · span 930748–930757 |
| 4 | Section 01, Hunter Murdock | DEF 14A | 2026-04-24 | 0001193125-26-177610 | Section “Summary Compensation Table” · page 32. As printed: 3,224,304. Filing ↗machine: t51 · r11 · c27 · span 992037–992046 |
| 5 | Section 01, Ari Maizel | DEF 14A | 2026-04-24 | 0001193125-26-177610 | Section “Summary Compensation Table” · page 32. As printed: 3,188,657. Filing ↗machine: t51 · r14 · c27 · span 1022662–1022671 |
| 6 | Section 03, Herriot Tabuteau PSU | DEF 14A | 2026-04-24 | 0001193125-26-177610 | Section “2025 Grants of Plan-Based Awards” · grants of plan-based awards table. Filing ↗machine: t50 · r2 · c9 · span 798226–798232 |
| 7 | Section 03, Mark Jacobson OPTION | DEF 14A | 2026-04-24 | 0001193125-26-177610 | Section “2025 Grants of Plan-Based Awards” · grants of plan-based awards table. Filing ↗machine: t50 · r6 · c5 · span 823568–823574 |
| 8 | Section 03, Nick Pizzie RSU | DEF 14A | 2026-04-24 | 0001193125-26-177610 | Section “2025 Grants of Plan-Based Awards” · grants of plan-based awards table. Filing ↗machine: t50 · r4 · c9 · span 811590–811595 |
| 9 | Section 03, Hunter Murdock RSU | DEF 14A | 2026-04-24 | 0001193125-26-177610 | Section “2025 Grants of Plan-Based Awards” · grants of plan-based awards table. Filing ↗machine: t50 · r8 · c9 · span 838300–838305 |
| 10 | Section 03, Herriot Tabuteau RSU | DEF 14A | 2026-04-24 | 0001193125-26-177610 | Section “2025 Grants of Plan-Based Awards” · grants of plan-based awards table. Filing ↗machine: t50 · r2 · c9 · span 798226–798232 |
| 11 | Section 03, Nick Pizzie PSU | DEF 14A | 2026-04-24 | 0001193125-26-177610 | Section “2025 Grants of Plan-Based Awards” · grants of plan-based awards table. Filing ↗machine: t50 · r4 · c9 · span 811590–811595 |
| 12 | Section 03, Mark Jacobson RSU | DEF 14A | 2026-04-24 | 0001193125-26-177610 | Section “2025 Grants of Plan-Based Awards” · grants of plan-based awards table. Filing ↗machine: t50 · r6 · c9 · span 824943–824949 |
| 13 | Section 03, Mark Jacobson PSU | DEF 14A | 2026-04-24 | 0001193125-26-177610 | Section “2025 Grants of Plan-Based Awards” · grants of plan-based awards table. Filing ↗machine: t50 · r6 · c9 · span 824943–824949 |
| 14 | Section 03, Herriot Tabuteau OPTION | DEF 14A | 2026-04-24 | 0001193125-26-177610 | Section “2025 Grants of Plan-Based Awards” · grants of plan-based awards table. Filing ↗machine: t50 · r2 · c5 · span 796851–796857 |
| 15 | Section 03, Nick Pizzie OPTION | DEF 14A | 2026-04-24 | 0001193125-26-177610 | Section “2025 Grants of Plan-Based Awards” · grants of plan-based awards table. Filing ↗machine: t50 · r4 · c5 · span 810216–810221 |
| 16 | Section 07, pay ratio | DEF 14A | 2026-04-24 | 0001193125-26-177610 | Section “CEO Pay Ratio”. As printed: 23 : 1. Filing ↗ |
| 17 | Section 08, Mark Coleman | DEF 14A | 2026-04-24 | 0001193125-26-177610 | Section “Director Compensation”. As printed: 514,745. Filing ↗machine: t40 · r2 · c15 · span 578429–578436 |
| 18 | Section 08, Mark Saad | DEF 14A | 2026-04-24 | 0001193125-26-177610 | Section “Director Compensation”. As printed: 488,107. Filing ↗machine: t40 · r5 · c15 · span 596780–596787 |
| 19 | Section 08, Roger Jeffs | DEF 14A | 2026-04-24 | 0001193125-26-177610 | Section “Director Compensation”. As printed: 482,362. Filing ↗machine: t40 · r3 · c15 · span 584546–584553 |
| 20 | Section 08, Susan Mahony | DEF 14A | 2026-04-24 | 0001193125-26-177610 | Section “Director Compensation”. As printed: 476,470. Filing ↗machine: t40 · r4 · c15 · span 590672–590679 |
| 21 | Section 08, Herriot Tabuteau | DEF 14A | 2026-04-24 | 0001193125-26-177610 | Section “Director Compensation”. As printed: 0. Filing ↗ |
| 22 | Section 02, Mark Jacobson 2026-05-04 | Form 4 | 2026-05-05 | 0001193125-26-207148 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 23 | Section 02, Mark Jacobson 2026-05-04 | Form 4 | 2026-05-05 | 0001193125-26-207148 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 24 | Section 02, Mark Jacobson 2026-05-04 | Form 4 | 2026-05-05 | 0001193125-26-207148 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 25 | Section 02, Mark Jacobson 2026-05-04 | Form 4 | 2026-05-05 | 0001193125-26-207148 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 26 | Section 02, Mark Jacobson 2026-05-04 | Form 4 | 2026-05-05 | 0001193125-26-207148 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 27 | Section 02, Mark Jacobson 2026-05-04 | Form 4 | 2026-05-05 | 0001193125-26-207148 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 28 | Section 02, Mark Coleman 2026-05-29 | Form 4 | 2026-06-02 | 0001193125-26-254038 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 29 | Section 02, Mark Coleman 2026-05-29 | Form 4 | 2026-06-02 | 0001193125-26-254038 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 30 | Section 02, Mark Coleman 2026-05-29 | Form 4 | 2026-06-02 | 0001193125-26-254038 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 31 | Section 02, Susan Mahony 2026-06-05 | Form 4 | 2026-06-09 | 0001193125-26-264040 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 32 | Section 02, Mark Coleman 2026-06-05 | Form 4 | 2026-06-09 | 0001193125-26-264041 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 33 | Section 02, Mark Saad 2026-06-05 | Form 4 | 2026-06-09 | 0001193125-26-264034 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 34 | Section 02, Roger Jeffs 2026-06-05 | Form 4 | 2026-06-09 | 0001193125-26-264030 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 35 | Section 02, Mark Coleman 2026-06-08 | Form 4 | 2026-06-10 | 0001193125-26-266433 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 36 | Section 02, Mark Coleman 2026-06-08 | Form 4 | 2026-06-10 | 0001193125-26-266433 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 37 | Section 02, Susan Mahony 2026-06-08 | Form 4 | 2026-06-10 | 0001193125-26-266435 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 38 | Section 02, Roger Jeffs 2026-06-08 | Form 4 | 2026-06-10 | 0001193125-26-266437 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 39 | Section 02, Roger Jeffs 2026-06-08 | Form 4 | 2026-06-10 | 0001193125-26-266437 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 40 | Section 02, Mark Saad 2026-06-08 | Form 4 | 2026-06-10 | 0001193125-26-266436 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 41 | Section 02, Mark Saad 2026-06-08 | Form 4 | 2026-06-10 | 0001193125-26-266436 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 42 | Section 02, Susan Mahony 2026-06-08 | Form 4 | 2026-06-10 | 0001193125-26-266435 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 43 | Section 02, Susan Mahony 2026-06-08 | Form 4 | 2026-06-10 | 0001193125-26-266435 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 44 | Section 02, Mark Coleman 2026-06-08 | Form 4 | 2026-06-10 | 0001193125-26-266433 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 45 | Section 02, Susan Mahony 2026-06-08 | Form 4 | 2026-06-10 | 0001193125-26-266435 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 46 | Section 02, Herriot Tabuteau 2026-06-09 | Form 4 | 2026-06-09 | 0001193125-26-264038 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 47 | Section 02, Nick Pizzie 2026-06-09 | Form 4 | 2026-06-09 | 0001193125-26-264035 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 48 | Section 02, Herriot Tabuteau 2026-06-09 | Form 4 | 2026-06-09 | 0001193125-26-264038 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 49 | Section 02, Herriot Tabuteau 2026-06-09 | Form 4 | 2026-06-09 | 0001193125-26-264038 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 50 | Section 02, Nick Pizzie 2026-06-09 | Form 4 | 2026-06-09 | 0001193125-26-264035 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 51 | Section 02, Nick Pizzie 2026-06-09 | Form 4 | 2026-06-09 | 0001193125-26-264035 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 52 | Section 02, Roger Jeffs 2026-06-10 | Form 4 | 2026-06-11 | 0001193125-26-268202 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 53 | Section 02, Roger Jeffs 2026-06-10 | Form 4 | 2026-06-11 | 0001193125-26-268202 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 54 | Section 02, Herriot Tabuteau 2026-07-01 | Form 4 | 2026-07-01 | 0001193125-26-292985 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 55 | Section 02, Herriot Tabuteau 2026-07-01 | Form 4 | 2026-07-01 | 0001193125-26-292985 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 56 | Section 02, Herriot Tabuteau 2026-07-01 | Form 4 | 2026-07-01 | 0001193125-26-292985 | Insider equity transaction reported since the proxy statement. Filing ↗ |
| 57 | Section 06, 2026 vote | Form 8-K | 2026-06-09 | 0001193125-26-264043 | Item 5.07 · say-on-pay result. As reported: 97.06% (votes for as printed: 37,818,384). Filing ↗ |
| 58 | Section 06, 2025 vote | Form 8-K | 2025-06-09 | 0000950170-25-083793 | Item 5.07 · say-on-pay result. As reported: 98.35% (votes for as printed: 34,776,343). Filing ↗ |
| 59 | Section 06, 2024 vote | Form 8-K | 2024-06-11 | 0000950170-24-071960 | Item 5.07 · say-on-pay result. As reported: 97.24% (votes for as printed: 32,850,943). Filing ↗ |
| 60 | Section 03b vehicle mix (computed) | Computed | — | computed | RSU / PSU / Options grant-date fair values summed per officer from the grants table; % performance-vested = PSU ÷ (RSU+PSU+Options).machine: formula: sums + PSU ratio |
| 61 | Section 09b board cost (computed) | Computed | — | computed | Cash 362,040 + equity 639,676 + all other 0 = 1,001,716, summed across the director compensation table rows.machine: formula: Σ = 1,001,716 |
| 62 | Axsome Therapeutics (subject), Section 10b CEO total | DEF 14A | 2026-04-24 | 0001193125-26-177610 | CEO total compensation as printed in Axsome Therapeutics's own proxy. As printed: 10,283,492. Filing ↗machine: t51 · r2 · c27 · span 900236–900246 |
| 63 | Revance Therapeutics, Inc, Section 10b CEO total | DEF 14A | 2024-03-21 | 0001479290-24-000071 | CEO total compensation as printed in Revance Therapeutics, Inc's own proxy. As printed: 10,068,915. Filing ↗machine: span 884809–884819 |
| 64 | Allogene Therapeutics, Inc., Section 10b CEO total | DEF 14A | 2026-04-30 | 0001628280-26-028948 | CEO total compensation as printed in Allogene Therapeutics, Inc.'s own proxy. As printed: 6,136,093. Filing ↗machine: r2 · c54 · span 451014–451023 |
| 65 | Alector, Inc., Section 10b CEO total | DEF 14A | 2026-04-28 | 0001193125-26-186928 | CEO total compensation as printed in Alector, Inc.'s own proxy. As printed: 1,995,018. Filing ↗machine: span 1038665–1038674 |
| 66 | Section 10a, Alector, Inc. reciprocity | DEF 14A | — | 0001193125-26-186928 | Alector, Inc.'s most recent proxy was read; its disclosed peer group does not include Axsome Therapeutics. Filing ↗ |
| 67 | Section 10a, Allogene Therapeutics, Inc. reciprocity | DEF 14A | — | 0001628280-26-028948 | Allogene Therapeutics, Inc.'s most recent proxy was read; its disclosed peer group does not include Axsome Therapeutics. Filing ↗ |
| 68 | Section 10a, Revance Therapeutics, Inc reciprocity | DEF 14A | — | 0001479290-24-000071 | Revance Therapeutics, Inc's most recent proxy was read; its disclosed peer group does not include Axsome Therapeutics. Filing ↗ |